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Stefaan Verhulst

Paper by Tamara Ehs, and Monika Mokre: “The yellow vest movement started in November 2018 and has formed the longest protest movement in France since 1945. The movement provoked different reactions of the French government—on the one hand, violence and repression; on the other hand, concessions. One of them was to provide a possibility for citizens’ participation by organizing the so-called “Grand Débat.” It was clear to all observers that this was less an attempt to further democracy in France than to calm down the protests of the yellow vests. Thus, it seemed doubtful from the beginning whether this form of participatory democracy could be understood as a real form of citizens’ deliberation, and in fact, several shortcomings with regard to procedure and participation were pointed out by theorists of deliberative democracy. The aim of this article is to analyze the Grand Débat with regard to its deliberative qualities and shortcomings….(More)”.

Data Privacy Increasingly a Focus of National Security Reviews

Book by IAPP: “The Guide to U.S. Government Practice on Global Sharing of Personal Information, Third Edition is a reference tool on U.S. government practice in G2G-sharing arrangements. The third edition contains new agreements, including the U.S.-U.K. Cloud Act Agreement, EU-U.S. Umbrella Agreement, United States-Mexico-Canada Agreement, and EU-U.S. Privacy Shield framework. This book examines those agreements as a way of establishing how practice has evolved. In addition to reviewing past agreements, international privacy principles of the Organization for Economic Co-operation and Development and Asian-Pacific Economic Cooperation will be reviewed for their relevance to G2G sharing. The guide is intended for lawyers, privacy professionals and individuals who wish to understand U.S. practice for sharing personal information across borders….(More)”.

US Government Guide to Global Sharing of Personal Information

Report by Philippe Lorenz: “Shaping international norms around the ethics of Artificial Intelligence (AI) is perceived as a new responsibility by foreign policy makers. This responsibility is accompanied by a desire to play an active role in the most important international fora. Given the limited resources in terms of time and budget, foreign ministries need to set priorities for their involvement in the gover­nance of AI. First and foremost, this requires an understanding of the entire AI governance landscape and the actors involved. The intention of this paper is to take a step back and familiarize foreign policy makers with the internal structures of the individual AI governance initiatives and the relationships between the involved actors. A basic understanding of the landscape also makes it easier to classify thematic developments and emerging actors, their agendas, and strategies.

This paper provides foreign policy practitioners with a mapping that can serve as a compass to navigate the complex web of stakeholders that shape the international debate on AI ethics. It plots political fora that serve as a platform for actors to agree upon ethical principles and pursue binding regulation. The mapping supplements the political purview with key actors who create technical standards on the ethics of AI. Furthermore, it describes the dynamic relationships between actors from these two domains. International governance addresses AI ethics through two different dimensions: political fora and Standards Developing Organizations (SDOs). Although it may be tempting to only engage on the diplomatic stage, this would be insufficient to help shape AI policy. Foreign policy makers must tend to both dimensions. While both governance worlds share the same topics and themes (in this case, AI ethics), they differ in their stakeholders, goals, outputs, and reach.

Key political and economic organizations such as the United Nations (UN), the Organisation for Economic Co-operation and Development (OECD), and the European Commission (EC) address ethical concerns raised by AI technologies. But so do SDOs such as the International Organization for Standardization (ISO), the International Electrotechnical Commission (IEC), and the IEEE Standards Association (IEEE SA). Although actors from the latter category are typically concerned with the development of standards that address terminology, ontology, and technical benchmarks that facilitate product interoperability and market access, they, too, address AI ethics.

But these discussions on AI ethics will be useless if they do not inform the development of concrete policies for how to govern the technology.
At international political fora, on the one hand, states shape the outputs that are often limited to non-binding, soft AI principles. SDOs, on the other hand, tend to the private sector. They are characterized by consensus-based decision-making processes that facilitate the adoption of industry standards. These fora are generally not accessible to (foreign) policy makers. Either because they exclusively cater to private sector and bar policy makers from joining, or because active participation requires in-depth technical expertise as well as industry knowledge which may surpass diplomats’ skill sets. Nonetheless, as prominent standard setting bodies such as ISO, IEC, and IEEE SA pursue industry standards in AI ethics, foreign policy makers need to take notice, as this will likely have consequences for their negotiations at international political fora.

The precondition for active engagement is to gain an overview of the AI Governance environment. Foreign policy practitioners need to understand the landscape of stakeholders, identify key actors, and start to strategically engage with questions relevant to AI governance. This is necessary to determine whether a given initiative on AI ethics is aligned with one’s own foreign policy goals and, therefore, worth engaging with. It is also helpful to assess industry dynamics that might affect geo-economic deliberations. Lastly, all of this is vital information to report back to government headquarters to inform policy making, as AI policy is a matter of domestic and foreign policy….(More)”.

AI Governance through Political Fora and Standards Developing Organizations

Essay by Ivan Amato: “For the past year, since the 50th anniversary of the original moon landing and amid the harsh entrance and unfolding of a pandemic that has affected the entire globe’s citizenry, I have been running a philanthropy-supported publishing experiment on Medium.com titled the Moonshot CatalogThe goal has been to inspire the nation’s more than 2,000 ultrawealthy households to mobilize a smidgeon more — even 1 percent more — of their collective wealth to help solve big problems that threaten our future.

A single percent may seem a small fraction to devote. But when you consider that the richest families have amassed a net worth of more than $4 trillion, that 1 percent tops $40 billion — enough to make a real difference in any number of ways. This truth only magnifies now as we approach a more honest reality-based acknowledgment of the systemic racial and social inequities and injustices that have shunted so much wealth, privilege, and security into such a rarefied micropercentage of the world’s 7.8 billion people.

Such was the simple conceit underlying the Moonshot Catalog, which just came to a close: The deepest pocketed among us would up their philanthropy game if they were more aware of hugely consequential projects they could help usher to the finish line by donating a tad more of the wealth they control….

The first moonshot articles had titles including “Feeding 2050’s Ten Billion People,” “Taming the Diseases of Aging,” and the now tragically premonitional “Ending Pandemic Disease.” Subsequent articles featured achievable solutions for our carbon-emission crisis, including ones replacing current cement and cooling technologies, underappreciated perpetrators of climate change that are responsible for some 16 percent of the world’s carbon emissions; next-generation battery technology, without which much of the potential benefit of renewable energy will remain untapped; advanced nuclear-power plants safe enough to help enable a carbon-neutral economy; and hastening the arrival of fusion energy….

Common to these projects, and others such as the UN’s Sustainability Development Goals, is the huge and difficult commitment each one demands. Many require a unique, creative, and sustained synthesis of science, engineering, entrepreneurship, policy and financial support, and international cooperation.

But there is no magical thinking in the Catalog. The projects are demonstrably doable. What’s more, humanity already has successfully taken on comparably ambitious challenges. Think of the eradication of polio, the development of birth-control technologies, the mitigation of acid rain and the ozone hole, and the great, albeit imperfect, public-health win of municipal water treatment. Oh, and the 1969 moonshot….(More)”.

How Billionaires Can Fund Moonshot Efforts to Save the World

Special issue of the HedgeHog Review: “Numbers may be our greatest tool, but do we use them wisely?…

At a time when distraction and mendacity degrade public discourse, the heartbreaking toll of the current pandemic should at least remind us that quantification—data, numbers, statistics—are vitally important to policy, governance, and decision-making more broadly.

Confounding as they may be to some of us, numbers are arguably humankind’s most useful technology—our greatest discovery, or possibly our greatest invention. But the current global crisis should also remind us of something equally important: Good numbers, like good science, can only do so much to inform wise decisions about our personal and collective good. They cannot, in any true sense, make those decisions for us. Let the numbers speak for themselves is the rhetoric of the naïf or the con artist, and should long ago have been consigned to the dustbin of pernicious hokum. Yet how seldom in these Big Data days, in our Big Data daze, does it go unchallenged.

Or—to consider the flip side of the current bedazzlement—how often it goes challenged in exactly the wrong way, in a way that declares all facts, all data, all science to be nothing but relative, your facts versus our facts, “alternative facts.” That is the way of sophistry, where cynicism rules and might alone makes right.

Excessive or misplaced faith in the tools that should assist us in arriving at truth—a faith that can engender dangerously unreasoning or cynical reactions—is the theme of this issue. In six essays, we explore the ways the quantitative imperative has insinuated itself into various corners of our culture and society, asserting primacy if not absolute authority in matters where it should tread modestly. In the name of numbers that measure everything from GDP to personal well-being, technocrats and other masters of the postmodern economy have engineered an increasingly soulless, instrumentalizing culture whose denizens either submit to its dictates or flail darkly and destructively against them.

The origins of this nightmare version of modernity, a version that grows increasingly real, dates from at least the first stirrings of modern science in the fifteenth and sixteenth centuries, but its distinctive institutional features emerged most clearly in the early part of the last century, when progressive thinkers and leaders in politics, business, and other walks of life sought to harness humankind’s physical and mental energies to the demands of an increasingly technocratic, consumerist society….(More)”.

Questioning the Quantified Life

Tim Hartford at the Financial Times: “Will this year be 1954 all over again? Forgive me, I have become obsessed with 1954, not because it offers another example of a pandemic (that was 1957) or an economic disaster (there was a mild US downturn in 1953), but for more parochial reasons. Nineteen fifty-four saw the appearance of two contrasting visions for the world of statistics — visions that have shaped our politics, our media and our health. This year confronts us with a similar choice.

The first of these visions was presented in How to Lie with Statistics, a book by a US journalist named Darrell Huff. Brisk, intelligent and witty, it is a little marvel of numerical communication. The book received rave reviews at the time, has been praised by many statisticians over the years and is said to be the best-selling work on the subject ever published. It is also an exercise in scorn: read it and you may be disinclined to believe a number-based claim ever again….

But they can — and back in 1954, the alternative perspective was embodied in the publication of an academic paper by the British epidemiologists Richard Doll and Austin Bradford Hill. They marshalled some of the first compelling evidence that smoking cigarettes dramatically increases the risk of lung cancer. The data they assembled persuaded both men to quit smoking and helped save tens of millions of lives by prompting others to do likewise. This was no statistical trickery, but a contribution to public health that is almost impossible to exaggerate…

As described in books such as Merchants of Doubt by Erik Conway and Naomi Oreskes, this industry perfected the tactics of spreading uncertainty: calling for more research, emphasising doubt and the need to avoid drastic steps, highlighting disagreements between experts and funding alternative lines of inquiry. The same tactics, and sometimes even the same personnel, were later deployed to cast doubt on climate science. These tactics are powerful in part because they echo the ideals of science.

It is a short step from the Royal Society’s motto, “nullius in verba” (take nobody’s word for it), to the corrosive nihilism of “nobody knows anything”.  So will 2020 be another 1954? From the point of view of statistics, we seem to be standing at another fork in the road.

The disinformation is still out there, as the public understanding of Covid-19 has been muddied by conspiracy theorists, trolls and government spin doctors.  Yet the information is out there too. The value of gathering and rigorously analysing data has rarely been more evident. Faced with a complete mystery at the start of the year, statisticians, scientists and epidemiologists have been working miracles. I hope that we choose the right fork, because the pandemic has lessons to teach us about statistics — and vice versa — if we are willing to learn…(More)”.

Statistics, lies and the virus: lessons from a pandemic

Paper by Shobita Parthasarathy: “COVID-19 has shown the world that public policies tend to benefit the most privileged among us, and innovation policy is no exception. While the US government’s approach to innovation—research funding and patent policies and programs that value scientists’ and private sector freedoms—has been copied around the world due to its apparent success, I argue that it has hurt poor and marginalized communities. It has limited our understanding of health disparities and how to address them, and hampered access to essential technologies due to both lack of coordination and high cost. Fair and equal treatment of vulnerable citizens requires sensitive and dedicated policies that attend explicitly to the fact that the benefits of innovation do not simply trickle down….(More)”.

Innovation Policy, Structural Inequality, and COVID-19

Essay by Teresa Scassa: “Even prior to the COVID-19 pandemic, “trust” was a key concept for governments as they asked citizens to make a leap of faith into an increasingly digital and data-driven society. Canada’s Digital Charter was billed as a tool for “building a foundation of trust.” Australia’s Data & Digital Council issued Trust Principles. Trust was a key theme in “Strengthening Digital Government,” a statement from the Organisation for Economic Co-operation and Development. Yet, in spite of this focus on trust, a 2017 study suggested disturbingly low levels of citizen trust in government’s handling of their data in the United Kingdom, the United States and Australia.

The COVID-19 pandemic has further laid bare this lack of trust in government. In the debates around contact-tracing apps it became clear that Western governments did not enjoy public trust when it came to data and technology. When they sought to use technology to support public health contact tracing during a pandemic, governments found that a lack of trust seriously constrained their options. Privacy advocates resisted contact-tracing technologies, raising concerns about surveillance and function creep. They had only to refer to the post-9/11 surveillance legacy to remind the public that “emergency” measures can easily become the new normal.

Working with privacy advocates, Google and Apple developed a fully decentralized model for contact tracing that largely left public health authorities out of the loop. Not trusting governments to set their own parameters for apps, Google and Apple dictated the rules. The Google-Apple Exposure Notification system is limited to only one app per country (creating challenges for Canada’s complicated federalism). It relies on Bluetooth only and does not collect location data. It requires full decentralization of data storage, demands that any app built on the protocol be used voluntarily and ensures post-pandemic decommissioning. Governments that saw value in collecting some centralized data — and possibly some GPS data — to support their data analyses and modelling found themselves with apps that operated less than optimally on Android or iOS platforms or that faced interoperability challenges with other apps in the “return to normal” phase….(More)”.

The Post-pandemic Future of Trust in Digital Governance

Article by Laura Rawlings, Jessica Jean-Francois and Catherine MacLeod: “In response to the COVID-19 pandemic, countries across the globe have been adapting social assistance policies to support their populations. In fact, since March 2020, 139 countries and territories have planned, implemented, or adapted cash transfers to support their citizens. Cash transfers specifically make up about half of the social protection programs implemented to address the pandemic. Now more than ever, it’s crucial that such programs are designed to maximize impacts. Behavioral insights can be mobilized as a cost-effective way to help beneficiaries make the most out of the available support. The World Bank and ideas42 partnership on behavioral designs for cash transfer programs is helping countries achieve this goal.

Cash transfers are a key response instrument in the social protection toolkit—and for good reason. Cash transfers have been shown to generate a wide variety of positive benefits, from helping families invest in their children to promoting gender equality. However, we know from our previous work that in order to make the most out of cash transfers, recipients of any program (already facing challenging circumstances that compete for their attention) must undertake complex decisions and actions with their cash. These challenges are only magnified by the global pandemic. COVID-19 has wrought increased uncertainty around future employment and income, which makes calculations and planning to use cash transfer benefits all the more complex.

To help practitioners design programs that account for the complex thought processes and potential barriers recipients face, we mapped out their journey to effectively spend emergency social protection cash transfers. We also created simple, actionable guidance for program designers to put to use in maximizing their programs to help recipients use their cash transfer benefit to most effectively support families and reduce mid- to long-term financial volatility. 

For example, the first step is helping recipients understand what the transfer is for. For recipients who have not yet been impacted by financial instability, or indeed have never encountered a cash transfer before, such funds might seem like a gift or bonus, and recipients may spend it accordingly. Providing clear, simple framing or labelling the transfer may signal to recipients that they should use the cash not only for immediate needs, but also in ways that can help them protect investments in their family members’ human capital and jumpstart their livelihood after the crisis wanes….(More)”.

Using behavioral insights to make the most of emergency social protection cash transfers

Paper by Ridhi Kashyap, Masoomali Fatehkia, Reham Al Tamime, and Ingmar Weber: “Background: In recognition of the empowering potential of digital technologies, gender equality in internet access and digital skills is an important target in the United Nations (UN) Sustainable Development Goals (SDGs). Gender-disaggregated data on internet use are limited, particularly in less developed countries.

Objective: We leverage anonymous, aggregate data on the online populations of Google and Facebook users available from their advertising platforms to fill existing data gaps and measure global digital gender inequality.

Methods: We generate indicators of country-level gender gaps on Google and Facebook. Using these online indicators independently and in combination with offline development indicators, we build regression models to predict gender gaps in internet use and digital skills computed using available survey data from the International Telecommunications Union (ITU).

Results: We find that women are significantly underrepresented in the online populations of Google and Facebook in South Asia and sub-Saharan Africa. These platform-specific gender gaps are a strong predictor that women lack internet access and basic digital skills in these populations. Comparing platforms, we find Facebook gender gap indicators perform better than Google indicators at predicting ITU internet use and low-level digital-skill gender gaps. Models using these online indicators outperform those using only offline development indicators. The best performing models, however, are those that combine Facebook and Google online indicators with a country’s development indicators such as the Human Development Index….(More)”.

Monitoring global digital gender inequality using the online populations of Facebook and Google

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