E-government research in the United States


Paper by JT Snead, E Wright in Government Information Quarterly: “The purpose of this exploratory study is to review scholarly publications and assess egovernment research efforts as a field of study specific to the United States e-government environment. Study results reveal that researchers who focus on the U.S. e-government environment assess specific e-government topics at the federal, state, and local levels; however, there are gaps in the research efforts by topic areas and across different levels of government, which indicate opportunities for future areas of research. Results also find that a multitude of methodology approaches are used to assess e-government. Issues, however, exist that include lack of or weak presentations of methodologies in publications, few studies include multi-method evaluation approaches for data collection and analysis efforts, and few studies take a theory-based approach to understanding the U.S. e-government environment.”

Protecting personal data in E-government: A cross-country study


Paper by Yuehua Wu in Government Information Quarterly: “This paper presents the findings of a comparative study of laws and policies employed to protect personal data processed in the context of e-government in three countries (the United States, Germany, and China) with rather different approaches. Drawing on governance theory, the paper seeks to document the mechanisms utilized and to understand the factors that shape the governance modes adopted. The cases reveal that national government regulations have not kept pace with technological change and with the current information practices of the public sector. Nonetheless, traditional government regulation remains the major governance mode for the issue under discussion. Self-regulation and code-based regulation serve supplementary roles to traditional government regulation. National context is found to impact the form and level of data protection and the choice of governance modes.”

Introduction to Linked Open Data (LOD)


Paper by Ivan Herman, presented at the International Conference on Dublin Core and Metadata Applications 2013: “The goal of the tutorial is to introduce the audience into the basics of the technologies used for Linked Data. This includes RDF, RDFS, main elements of SPARQL, SKOS, and OWL. Some general guidelines on publishing data as Linked Data will also be provided, as well as real-life usage examples of the various technologies.”

Full Text: PDF (Description)  |  PDF (Presentation)

A permanent hacker space in the Brazilian Congress


Blog entry by Dan Swislow at OpeningParliament: “On December 17, the presidency of the Brazilian Chamber of Deputies passed a resolution that creates a permanent Laboratório Ráquer or “Hacker Lab” inside the Chamber—a global first.
Read the full text of the resolution in Portuguese.
The resolution mandates the creation of a physical space at the Chamber that is “open for access and use by any citizen, especially programmers and software developers, members of parliament and other public workers, where they can utilize public data in a collaborative fashion for actions that enhance citizenship.”
The idea was born out of a week-long, hackathon (or “hacker marathon”) event hosted by the Chamber of Deputies in November, with the goal of using technology to enhance the transparency of legislative work and increase citizen understanding of the legislative process. More than 40 software developers and designers worked to create 22 applications for computers and mobile devices. The applications were voted on and the top three awarded prizes.
The winner was Meu Congress, a website that allows citizens to track the activities of their elected representatives, and monitor their expenses. Runner-ups included Monitora, Brasil!, an Android application that allows users to track proposed bills, attendance and the Twitter feeds of members; and Deliberatório, an online card game that simulates the deliberation of bills in the Chamber of Deputies.
The hackathon engaged the software developers directly with members and staff of the Chamber of Deputies, including the Chamber’s President, Henrique Eduardo Alves. Hackathon organizer Pedro Markun of Transparencia Hacker made a formal proposal to the President of the Chamber for a permanent outpost, where, as Markun said in an email, “we could hack from inside the leviathan’s belly.”
The Chamber’s Director-General has established nine staff positions for the Hacker Lab under the leadership of the Cristiano Ferri Faria, who spoke with me about the new project.
Faria explained that the hackathon event was a watershed moment for many public officials: “For 90-95% of parliamentarians and probably 80% of civil servants, they didn’t know how amazing a simple app, for instance, can make it much easier to analyze speeches.” Faria pointed to one of the hackathon contest entries, Retórica Parlamentar, which provides an interactive visualization of plenary remarks by members of the Chamber. “When members saw that, they got impressed and wondered, ‘There’s something new going on and we need to understand it and support it.’”

A World Of Wikipedia And Bitcoin: Is That The Promise Of Open Collaboration?


Science 2.0: “Open Collaboration, defined in a new paper as “any system of innovation or production that relies on goal-oriented yet loosely coordinated participants who interact to create a product (or service) of economic value, which they make available to contributors and non-contributors alike” brought the world Wikipedia, Bitcoin and, yes, even Science 2.0.
But what does that mean, really? That’s the first problem with vague terms in an open environment. It is anything people want it to be and sometimes what people want it to be is money, but hidden behind a guise of public weal.
TED’s lesser cousin TEDx is a result of open collaboration but there is no doubt it has successfully leveraged the marketing of TED to sell seats in auditoriums, just as it was designed to do. Generally, Open Collaboration now is less like its early days, where a group of like-minded people got together to create an Open Source tool, and more like corporations. Only they avoid the label, they are not quite non-profits and not quite corporations.
And because they are neither they can operate free of the cultural stigma. Despite efforts to claim that Wikipedia is a hotbed of misogyny and blocks out minorities, the online encyclopedia has endured just fine. Their defense is a simple one; they have no idea what gender or race or religion anyone is and anyone can contribute – it is a true open collaboration. Open Collaboration is goal-oriented, they lack the infrastructure to obey demands that they become about social justice, so the environments can be less touchy-feely than corporations and avoid the social authoritarianism of academia.
Many open collaborations perform well even in ‘harsh’ environments, where some minorities are underrepresented and diversity is lacking or when products by different groups rival one another. It’s a real puzzle for sociologists. The authors conclude that open collaboration is likely to expand into new domains, displacing traditional organizations, because it is so mission-oriented. Business executives and civic leaders should take heed – the future could look a lot more like the 1940s.”
See also: Sheen S. Levine, Michael J. Prietula, ‘Open Collaboration for Innovation: Principles and Performance’, Organization Science December 30, 2014 DOI:10.1287/orsc.2013.0872

The GovLab Index: Open Data


Please find below the latest installment in The GovLab Index series, inspired by Harper’s Index. “The GovLab Index: Open Data — December 2013” provides an update on our previous Open Data installment, and highlights global trends in Open Data and the release of public sector information. Previous installments include Measuring Impact with Evidence, The Data Universe, Participation and Civic Engagement and Trust in Institutions.
Value and Impact

  • Potential global value of open data estimated by McKinsey: $3 trillion annually
  • Potential yearly value for the United States: $1.1 trillion 
  • Europe: $900 billion
  • Rest of the world: $1.7 trillion
  • How much the value of open data is estimated to grow per year in the European Union: 7% annually
  • Value of releasing UK’s geospatial data as open data: 13 million pounds per year by 2016
  • Estimated worth of business reuse of public sector data in Denmark in 2010: more than €80 million a year
  • Estimated worth of business reuse of public sector data across the European Union in 2010: €27 billion a year
  • Total direct and indirect economic gains from easier public sector information re-use across the whole European Union economy, as of May 2013: €140 billion annually
  • Economic value of publishing data on adult cardiac surgery in the U.K., as of May 2013: £400 million
  • Economic value of time saved for users of live data from the Transport for London apps, as of May 2013: between £15 million and £58 million
  • Estimated increase in GDP in England and Wales in 2008-2009 due to the adoption of geospatial information by local public services providers: +£320m
  • Average decrease in borrowing costs in sovereign bond markets for emerging market economies when implementing transparent practices (measured by accuracy and frequency according to IMF policies, across 23 countries from 1999-2002): 11%
  • Open weather data supports an estimated $1.5 billion in applications in the secondary insurance market – but much greater value comes from accurate weather predictions, which save the U.S. annually more than $30 billion
  • Estimated value of GPS data: $90 billion

Efforts and Involvement

  • Number of U.S. based companies identified by the GovLab that use government data in innovative ways: 500
  • Number of open data initiatives worldwide in 2009: 2
  • Number of open data initiatives worldwide in 2013: over 300
  • Number of countries with open data portals: more than 40
  • Countries who share more information online than the U.S.: 14
  • Number of cities globally that participated in 2013 International Open Data Hackathon Day: 102
  • Number of U.S. cities with Open Data Sites in 2013: 43
  • U.S. states with open data initiatives: 40
  • Membership growth in the Open Government Partnership in two years: from 8 to 59 countries
  • Number of time series indicators (GDP, foreign direct investment, life expectancy, internet users, etc.) in the World Bank Open Data Catalog: over 8,000
  • How many of 77 countries surveyed by the Open Data Barometer have some form of Open Government Data Initiative: over 55%
  • How many OGD initiatives have dedicated resources with senior level political backing: over 25%
  • How many countries are in the Open Data Index: 70
    • How many of the 700 key datasets in the Index are open: 84
  • Number of countries in the Open Data Census: 77
    • How many of the 727 key datasets in the Census are open: 95
  • How many countries surveyed have formal data policies in 2013: 55%
  • Those who have machine-readable data available: 25%
  • Top 5 countries in Open Data rankings: United Kingdom, United States, Sweden, New Zealand, Norway
  • The different levels of Open Data Certificates a data user or publisher can achieve “along the way to world-class open data”: 4 levels, Raw, Pilot, Standard and Expert
  • The number of data ecosystems categories identified by the OECD: 3, data producers, infomediaries, and users

Examining Datasets
FULL VERSION AT http://thegovlab.org/govlab-index-open-data-updated/
 

When Lean Startup Arrives in a Trojan Horse–Innovation in Extreme Bureaucracy


Steven Hodas @ The Lean Startup Conference 2013 –…Steven runs an procurement-innovation program in one of the world’s most notorious bureaucracies: the New York City Department of Education. In a fear-driven atmosphere, with lots of incentive to not be embarrassed, he’ll talk about the challenges he’s faced and progress he’s made testing new ideas.

Building Creative Commons: The Five Pillars Of Open Source Finance


Brett Scott: “This is an article about Open Source Finance. It’s an idea I first sketched out at a talk I gave at the Open Data Institute in London. By ‘Open Source Finance’, I don’t just mean open source software programmes. Rather, I’m referring to something much deeper and broader. It’s a way of framing an overall change we might want to see in the financial system….

You can thus take on five conceptually separate, but mutualistic roles: Producer, consumer, validator, community member, or (competitive or complementary) breakaway. And these same five elements can underpin a future system of Open Source Finance. I’m framing this as an overall change we might want to see in the financial system, but perhaps we are already seeing it happening. So let’s look briefly at each pillar in turn.
Pillar 1: Access to the means of financial production
Very few of us perceive ourselves as offering financial services when we deposit our money in banks. Mostly we perceive ourselves as passive recipients of services. Put another way, we frequently don’t imagine we have the capability to produce financial services, even though the entire financial system is foundationally constructed from the actions of small-scale players depositing money into banks and funds, buying the products of companies that receive loans, and culturally validating the money system that the banks uphold. Let’s look though, at a few examples of prototypes that are breaking this down:

  1. Peer-to-peer finance models: If you decide to lend money to your friend, you directly perceive yourself as offering them a service. P2P finance platforms extend that concept far beyond your circle of close contacts, so that you can directly offer a financial service to someone who needs it. In essence, such platforms offer you access to an active, direct role in producing financial services, rather than an indirect, passive one.
  2. There are many interesting examples of actual open source financial software aimed at helping to fulfil the overall mission of an open source financial system. Check out Mifos and Cyclos, and Hamlets (developed by Community Forge’s Matthew Slater and others), all of which are designed to help people set up their own financial institutions
  3. Alternative currencies: There’s a reason why the broader public are suddenly interested in understanding Bitcoin. It’s a currency that people have produced themselves. As a member of the Bitcoin community, I am much more aware of my role in upholding – or producing – the system, than I am when using normal money, which I had no conscious role in producing. The scope toinvent your own currency goes far beyond crypto-currencies though: local currencies, time-banks, and mutual credit systems are emerging all over
  4. The Open Bank Project is trying to open up banks to third party apps that would allow a depositor to have much greater customisability of their bank account. It’s not aimed at bypassing banks in the way that P2P is, but it’s seeking to create an environment where an ecosystem of alternative systems can plug into the underlying infrastructure provided by banks

Pillar 2: Widespread distribution
Financial intermediaries like banks and funds serve as powerful gatekeepers to access to financing. To some extent this is a valid role – much like a publisher or music label will attempt to only publish books or music that they believe are high quality enough – but on the other hand, this leads to excessive power vested in the intermediaries, and systematic bias in what gets to survive. When combined with a lack of democratic accountability on the part of the intermediaries, you can have whole societies held hostage to the (arbitrary) whims, prejudices and interests of such intermediaries. Expanding access to financial services is thus a big front in the battle for financial democratisation. In addition to more traditional means to buildingfinancial inclusion – such as credit unions and microfinance – here are two areas to look at:

  • Crowdfunding: In the dominant financial system, you have to suck up to a single set of gatekeepers to get financing, hoping they won’t exclude you. Crowdfunding though, has expanded access to receiving financial services to a whole host of people who previously wouldn’t have access, such as artists, small-scale filmmakers, activists, and entrepreneurs with no track record. Crowdfunding can serve as a micro redistribution system in society, offering people a direct way to transfer wealth to areas that traditional welfare systems might neglect
  • Mobile banking: This is a big area, with important implications for international development and ICT4D. Check out innovations like M-Pesain Kenya, a technology to use mobile phones as proto-bank accounts. This in itself doesn’t necessarily guarantee inclusion, but it expands potential access to the system to people that most banks ignore

Pillar 3: The ability to monitor
Do you know where the money in the big banks goes? No, of course not. They don’t publish it, under the guise of commercial secrecy and confidentiality. It’s like they want to have their cake and eat it: “We’ll act as intermediaries on your behalf, but don’t ever ask for any accountability”. And what about the money in your pension fund? Also very little accountability. The intermediary system is incredibly opaque, but attempts to make it more transparent are emerging. Here are some examples:

  • Triodos Bank and Charity Bank are examples of banks that publish exactly what projects they lend to. This gives you the ability to hold them to account in a way that no other bank will allow you to do
  • Corporations are vehicles for extracting value out of assets and then distributing that value via financial instruments to shareholders and creditors. Corporate structures though, including those used by banks themselves, have reached a level of complexity approaching pure obsfucation. There can be no democratic accountability when you can’t even see who owns what, and how the money flows. Groups likeOpenCorporates and Open Oil though, are offering new open data tools to shine a light on the shadowy world of tax havens, ownership structures and contracts
  • Embedded in peer-to-peer models is a new model of accountability too. When people are treated as mere account numbers with credit scores by banks, the people in return feel little accountability towards the banks. On the other hand, if an individual has directly placed trust in me, I feel much more compelled to respect that

Pillar 4: An ethos of non-prescriptive DIY collaboration
At the heart of open source movements is a deep DIY ethos. This is in part about the sheer joy of producing things, but also about asserting individual power over institutionalised arrangements and pre-established officialdom. Alongside this, and deeply tied to the DIY ethos, is the search to remove individual alienation: You are not a cog in a wheel, producing stuff you don’t have a stake in, in order to consume stuff that you don’t know the origins of. Unalienated labour includes the right to produce where you feel most capable or excited.
This ethos of individual responsibility and creativity stands in contrast to the traditional passive frame of finance that is frequently found on both the Right and Left of the political spectrum. Indeed, the debates around ‘socially useful finance’ are seldom about reducing the alienation of people from their financial lives. They’re mostly about turning the existing financial sector into a slightly more benign dictatorship. The essence of DIY though, is to band together, not via the enforced hierarchy of the corporation or bureaucracy, but as part of a likeminded community of individuals creatively offering services to each other. So let’s take a look at a few examples of this

  1. BrewDog’s ‘Equity for Punks‘ share offering is probably only going to attract beer-lovers, but that’s the point – you get together as a group who has a mutual appreciation for a project, and you finance it, and then when you’re drinking the beer you’ll know you helped make it happen in a small way
  2. Community shares offer local groups the ability to finance projects that are meaningful to them in a local area. Here’s one for a solar co-operative, a pub, and a ferry boat service in Bristol
  3. We’ve already discussed how crowdfunding platforms open access to finance to people excluded from it, but they do this by offering would-be crowdfunders the chance to support things that excite them. I don’t have much cash, so I’m not in a position to actively finance people, but in my Indiegogo profile you can see I make an effort helping to publicise campaigns that I want to receive financing

Pillar 5: The right to fork
The right to dissent is a crucial component of a democratic society. But for dissent to be effective, it has to be informed and constructive, rather than reactive and regressive. There is much dissent towards the current financial system, but while people are free to voice their displeasure, they find it very difficult to actually act on their displeasure. We may loathe the smug banking oligopoly, but we’re frequently compelled to use them.
Furthermore, much dissent doesn’t have a clear vision of what alternative is sought. This is partially due to the fact that access to financial ‘source code’ is so limited. It’s hard to articulate ideas about what’s wrong when one cannot articulate how the current system operates. Most financial knowledge is held in proprietary formulations and obscure jargon-laden language within the financial sector, and this needs to change. It’s for this reason that I’m building the London School of Financial Activism, so ordinary people can explore the layers of financial code, from the deepest layer – the money itself – and then on to the institutions, instruments and networks that move it around….”

How Big Should Your Network Be?


Michael Simmons at Forbes: “There is a debate happening between software developers and scientists: How large can and should our networks be in this evolving world of social media? The answer to this question has dramatic implications for how we look at our own relationship building…

To better understand our limits, I connected with the famous British anthropologist and evolutionary psychologist, Robin Dunbar, creator of his namesake; Dunbar’s number.

Dunbar’s number, 150, is the suggested cognitive limit to the number of relationships we can maintain where both parties are willing to do favors for each other.


Dunbar’s discovery was in finding a very high correlation between the size of a species’ neocortex and the average social group size (see chart to right). The theory predicted 150 for humans, and this number is found throughout human communities over time….
Does Dunbar’s Number Still Apply In Today’s Connected World?
There are two camps when it comes to Dunbar’s number. The first camp is embodied by David Morin, the founder of Path, who built a whole social network predicated on the idea that you cannot have more than 150 friends. Robin Dunbar falls into this camp and even did an academic study on social media’s impact on Dunbar’s number. When I asked for his opinion, he replied:

The 150 limit applies to internet social networking sites just as it does in face-to-face life. Facebook’s own data shows that the average number of friends is 150-250 (within the range of variation in the face-to-face world). Remember that the 150 figure is just the average for the population as a whole. However, those who have more seem to have weaker friendships, suggesting that the amount of social capital is fixed and you can choose to spread it thickly or thinly.

Zvi Band, the founder of Contactually, a rapidly growing, venture-backed, relationship management tool, disagrees with both Morin and Dunbar, “We have the ability as a society to bust through Dunbar’s number. Current software can extend Dunbar’s number by at least 2-3 times.” To understand the power of Contactually and tools like it, we must understand the two paradigms people currently use when keeping in touch: broadcast & one-on-one.

While broadcast email makes it extremely easy to reach lots of people who want to hear from us, it is missing personalization. Personalization is what transforms information diffusion into personal relationship building. To make matters worse, email broadcast open rates have halved in size over the last decade.

On the other end of the spectrum is one-on-one outreach. Research performed by Facebook data scientists shows that one-on-one outreach is extremely effective and explains why:

Both the offering and the receiving of the intimate information increases relationship strength. Providing a partner with personal information expresses trust, encourages reciprocal self-disclosure, and engages the partner in at least some of the details of one’s daily life. Directed communication evokes norms of reciprocity, so may obligate partner to reply. The mere presence of the communication, which is relatively effortful compared to broadcast messages, also signals the importance of the relationship….”

When Tech Culture And Urbanism Collide


John Tolva: “…We can build upon the success of the work being done at the intersection of technology and urban design, right now.

For one, the whole realm of social enterprise — for-profit startups that seek to solve real social problems — has a huge overlap with urban issues. Impact Engine in Chicago, for instance, is an accelerator squarely focused on meaningful change and profitable businesses. One of their companies, Civic Artworks, has set as its goal rebalancing the community planning process.

The Code for America Accelerator and Tumml, both located in San Francisco, morph the concept of social innovation into civic/urban innovation. The companies nurtured by CfA and Tumml are filled with technologists and urbanists working together to create profitable businesses. Like WorkHands, a kind of LinkedIn for blue collar trades. Would something like this work outside a city? Maybe. Are its effects outsized and scale-ready in a city? Absolutely. That’s the opportunity in urban innovation.

Scale is what powers the sharing economy and it thrives because of the density and proximity of cities. In fact, shared resources at critical density is one of the only good definitions for what a city is. It’s natural that entrepreneurs have overlaid technology on this basic fact of urban life to amplify its effects. Would TaskRabbit, Hailo or LiquidSpace exist in suburbia? Probably, but their effects would be minuscule and investors would get restless. The city in this regard is the platform upon which sharing economy companies prosper. More importantly, companies like this change the way the city is used. It’s not urban planning, but it is urban (re)design and it makes a difference.

A twist that many in the tech sector who complain about cities often miss is that change in a city is not the same thing as change in city government. Obviously they are deeply intertwined; change is mighty hard when it is done at cross-purposes with government leadership. But it happens all the time. Non-government actors — foundations, non-profits, architecture and urban planning firms, real estate developers, construction companies — contribute massively to the shape and health of our cities.

Often this contribution is powered through policies of open data publication by municipal governments. Open data is the raw material of a city, the vital signs of what has happened there, what is happening right now, and the deep pool of patterns for what might happen next.

Tech entrepreneurs would do well to look at the organizations and companies capitalizing on this data as the real change agents, not government itself. Even the data in many cases is generated outside government. Citizens often do the most interesting data-gathering, with tools like LocalData. The most exciting thing happening at the intersection of technology and cities today — what really makes them “smart” — is what is happening at the periphery of city government. It’s easy to belly-ache about government and certainly there are administrations that to do not make data public (or shut it down), but tech companies who are truly interested in city change should know that there are plenty of examples of how to start up and do it.

And yet, the somewhat staid world of architecture and urban-scale design presents the most opportunity to a tech community interested in real urban change. While technology obviously plays a role in urban planning — 3D visual design tools like Revit and mapping services like ArcGIS are foundational for all modern firms — data analytics as a serious input to design matters has only been used in specialized (mostly energy efficiency) scenarios. Where are the predictive analytics, the holistic models, the software-as-a-service providers for the brave new world of urban informatics and The Internet of Things? Technologists, it’s our move.

Something’s amiss when some city governments — rarely the vanguard in technological innovation — have more sophisticated tools for data-driven decision-making than the private sector firms who design the city. But some understand the opportunity. Vannevar Technology is working on it, as is Synthicity. There’s plenty of room for the most positive aspects of tech culture to remake the profession of urban planning itself. (Look to NYU’s Center for Urban Science and Progress and the University of Chicago’s Urban Center for Computation and Data for leadership in this space.)…”