Advancing Open and Citizen-Centered Government


The White House: “Today, the United States released our third Open Government National Action Plan, announcing more than 40 new or expanded initiatives to advance the President’s commitment to an open and citizen-centered government….In the third Open Government National Action Plan, the Administration both broadens and deepens efforts to help government become more open and more citizen-centered. The plan includes new and impactful steps the Administration is taking to openly and collaboratively deliver government services and to support open government efforts across the country. These efforts prioritize a citizen-centric approach to government, including improved access to publicly available data to provide everyday Americans with the knowledge and tools necessary to make informed decisions.

One example is the College Scorecard, which shares data through application programming interfaces (APIs) to help students and families make informed choices about education. Open APIs help create an ecosystem around government data in which civil society can provide useful visual tools, making this data more accessible and commercial developers can enable even more value to be extracted to further empower students and their families. In addition to these newer approaches, the plan also highlights significant longstanding open government priorities such as access to information, fiscal transparency, and records management, and continues to push for greater progress in that work.

The plan also focuses on supporting implementation of the landmark 2030 Agenda for Sustainable Development, which sets out a vision and priorities for global development over the next 15 years and was adopted last month by 193 world leaders including President Obama. The plan includes commitments to harness open government and progress toward the Sustainable Development Goals (SDGs) both in the United States and globally, including in the areas of education, health, food security, climate resilience, science and innovation, justice and law enforcement. It also includes a commitment to take stock of existing U.S. government data that relates to the 17 SDGs, and to creating and using data to support progress toward the SDGs.

Some examples of open government efforts newly included in the plan:

  • Promoting employment by unlocking workforce data, including training, skill, job, and wage listings.
  • Enhancing transparency and participation by expanding available Federal services to theOpen311 platform currently available to cities, giving the public a seamless way to report problems and request assistance.
  • Releasing public information from the electronically filed tax forms of nonprofit and charitable organizations (990 forms) as open, machine-readable data.
  • Expanding access to justice through the White House Legal Aid Interagency Roundtable.
  • Promoting open and accountable implementation of the Sustainable Development Goals….(More)”

Can Mobile Phone Surveys Identify People’s Development Priorities?


Ben Leo and Robert Morello at the Center for Global Development: “Mobile phone surveys are fast, flexible, and cheap. But, can they be used to engage citizens on how billions of dollars in donor and government resources are spent? Over the last decade, donor governments and multilateral organizations have repeatedly committed to support local priorities and programs. Yet, how are they supposed to identify these priorities on a timely, regular basis? Consistent discussions with the local government are clearly essential, but so are feeding ordinary people’s views into those discussions. However, traditional tools, such as household surveys or consultative roundtables, present a range of challenges for high-frequency citizen engagement. That’s where mobile phone surveys could come in, enabled by the exponential rise in mobile coverage throughout the developing world.

Despite this potential, there have been only a handful of studies into whether mobile surveys are a reliable and representative tool across a broad range of developing-country contexts. Moreover, there have been almost none that specifically look at collecting information about people’s development priorities. Along with Tiago Peixoto,Steve Davenport, and Jonathan Mellon, who focus on promoting citizen engagement and open government practices at the World Bank, we sought to address this policy research gap. Through a study focused on four low-income countries (Afghanistan, Ethiopia, Mozambique, and Zimbabwe), we rigorously tested the feasibility of interactive voice recognition (IVR) surveys for gauging citizens’ development priorities.

Specifically, we wanted to know whether respondents’ answers are sensitive to a range of different factors, such as (i) the specified executing actor (national government or external partners); (ii) time horizons; or (iii) question formats. In other words, can we be sufficiently confident that surveys about people’s priorities can be applied more generally to a range of development actors and across a range of country contexts?

Several of these potential sensitivity concerns were raised in response to an earlier CGD working paper, which found that US foreign aid is only modestly aligned with Africans’ and Latin Americans’ most pressing concerns. This analysis relied upon Afrobarometer and Latinobarometro survey data (see explanatory note below). For instance, some argued that people’s priorities for their own government might be far less relevant for donor organizations. Put differently, the World Bank or USAID shouldn’t prioritize job creation in Nigeria simply because ordinary Nigerians cite it as a pressing government priority. Our hypothesis was that development priorities would likely transcend all development actors, and possibly different timeframes and question formats as well. But, we first needed to test these assumptions.

So, what did we find? We’ve included some of the key highlights below. For a more detailed description of the study and the underlying analysis, please see our new working paper. Along with our World Bank colleagues, we also published an accompanying paper that considers a range of survey method issues, including survey representativeness….(More)”

Simpler, smarter and innovative public services


Northern Future Forum: “How can governments deliver services better and more efficiently? This is one of the key questions governments all over the world are constantly dealing with. In recent years countries have had to cut back government spending at the same time as demand from citizens for more high quality service is increasing. Public institutions, just as companies, must adapt and develop over time. Rapid technological advancements and societal changes have forced the public sector to reform the way it operates and delivers services. The public sector needs to innovate to adapt and advance in the 21st century.
There are a number of reasons why public sector innovation matters (Potts and Kastelle 2010):

  • The size of the public sector in terms of percentages of GDP makes public sectors large components of the macro economy in many countries. Public sector innovation can affect productivity growth by reducing costs of inputs, better organisation and increasing the value of outputs.
  • The need for evolving policy to match evolving economies.
  • The public sector sets the rules of the game for private sector innovation.

As pointed out there is clearly an imperative to innovate. However, public sector innovation can be difficult, as public services deal with complex problems that have contradictory and diverse demands, need to respond quickly, whilst being transparent and accountable. Public sector innovation has a part to play to grow future economies, but also to develop the solutions to the biggest challenges facing most western nations today. These problems won’t be solved without strong leadership from the public sector and governments of the future. These issues are (Pollitt 2013):

  • Demographic change. The effects ageing of the general population will have on public services.
  • Climate change.
  • Economic trajectories, especially the effects of the current period of austerity.
  • Technological developments.
  • Public trust in government.
  • The changing nature of politics, with declining party loyalty, personalisation of politics, new parties, more media coverage etc.

According to the publications of national governments, the OECD, World Bank and the big international management consultancies, these issues will have major long-term impacts and implications (Pollitt 2013).
The essence of this background paper is to look at how governments can use innovation to help grow the economies and solve some of the biggest challenges of this generation and determine what the essentials to make it happen are. Firstly, a difficult economic environment in many countries tends to constrain the capacity of governments to deliver quality public services. Fiscal pressures, demographic changes, and diverse public and private demands all challenge traditional approaches and call for a rethinking of the way governments operate. There is a growing recognition that the complexity of the challenges facing the public sector cannot be solved by public sector institutions working alone, and that innovative solutions to public challenges require improved internal collaboration, as well as the involvement of external stakeholders partnering with public sector organisations (OECD 2015 a).
Willingness to solve some of these problems is not enough. The system that most western countries have created is in many ways a barrier to innovation. For instance, the public sector can lack innovative leaders and champions (Bason 2010, European Commission 2013), the way money is allocated, and reward and incentive systems can often hinder innovative performance (Kohli and Mulgan 2010), there may be limited knowledge of how to apply innovation processes and methods (European Commission 2013), and departmental silos can create significant challenges to ‘joined up’ problem solving (Carstensen and Bason 2012, Queensland Public Service Commission 2009).
There is not an established definition of innovation in the public sector. However some common elements have emerged from national and international research projects. The OECD has identified the following characteristics of public sector innovation:

  • Novelty: Innovations introduce new approaches, relative to the context where they are introduced.
  • Implementation: Innovations must be implemented, not just an idea.
  • Impact: Innovations aim to result in better public results including efficiency, effectiveness, and user or employee satisfaction.

Public sector innovation does not happen in a vacuum: problems need to be identified; ideas translated into projects which can be tested and then scaled up. For this to happen public sector organisations need to identify the processes and structures which can support and accelerate the innovation activity.
 Figure 1. Key components for successful public sector innovation.
Figure 1. Key components for successful public sector innovation.
The barriers to public sector innovation are in many ways the key to its success. In this background paper four key components for public sector innovation success will be discussed and ways to change them from barriers to supporters of innovation. The framework and the policy levers can play a key role in enabling and sustaining the innovation process:
These levers are:

  • Institutions. Innovation is likely to emerge from the interactions between different bodies.
  • Human Resources. Create ability, motivate and give the right opportunities.
  • Funding. Increase flexibility in allocating and managing financial resources.
  • Regulations. Processes need to be shortened and made more efficient.

Realising the potential of innovation means understanding which factors are most effective in creating the conditions for innovation to flourish, and assessing their relative impact on the capacity and performance of public sector organisations….(More). PDF: Simpler, smarter and innovative public services

The big cost of using big data in elections


Michael McDonald, Peter Licari and Lia Merivaki in the Washington Post: “In modern campaigns, buzzwords like “microtargeting” and “big data” are often bandied about as essential to victory. These terms refer to the practice of analyzing (or “microtargeting”) millions of voter registration records (“big data”) to predict who will vote and for whom.

If you’ve ever gotten a message from a campaign, there’s a good chance you’ve been microtargeted. Serious campaigns use microtargeting to persuade voters through mailings, phone calls, knocking on doors, and — in our increasingly connected world — social media.

But the big data that fuels such efforts comes at a big price, which can create a serious barrier to entry for candidates and groups seeking to participate in elections — that is, if they are allowed to buy the data at all.

When we asked state election officials about prices and restrictions on who can use their voter registration files, we learned that the rules are unsettlingly arbitrary.

Contrast Arizona and Washington. Arizona sells its statewide voter file for an estimated $32,500, while Washington gives its file away for free. Before jumping to the conclusion that this is a red- state/blue-state thing, consider that Oklahoma gives its file away, too.

A number of states base their prices on a per-record formula, which can massively drive up the price despite the fact that files are often delivered electronically. Alabama sells its records for 1 cent per voter , which yields an approximately $30,000 charge for the lot. Seriously, in this day and age, who prices an electronic database by the record?

Some states will give more data to candidates than to outside groups. Delaware will provide phone numbers to candidates but not to nonprofit organizations doing nonpartisan voter mobilization.

In some states, the voter file is not even available to the general public. States such as South Carolina and Maryland permit access only to residents who are registered voters. States including Kentucky and North Dakota grant access only to campaigns, parties and other political organizations.

We estimate that it would cost roughly $140,000 for an independent presidential campaign or national nonprofit organization to compile a national voter file, and this would not be a one-time cost. Voter lists frequently change as voters are added and deleted.

Guess who most benefits from all the administrative chaos? Political parties and their candidates. Not only are they capable of raising the vast amounts of money needed to purchase the data, but, adding insult to injury, they sometimes don’t even have to. Some states literally bequeath the data to parties at no cost. Alabama goes so far as to give parties a free statewide copy for every election.

Who is hurt by this? Independent candidates and nonprofit organizations that want to run national campaigns but don’t have deep pockets. If someone like Donald Trump launched an independent presidential run, he could buy the necessary data without much difficulty. But a nonprofit focused on mobilizing low-income voters could be stretched thin….(More)”

In post-earthquake Nepal, open data accountability


Deepa Rai at the Worldbank blog: “….Following the earthquake, there was an overwhelming response from technocrats and data crunchers to use data visualizations for disaster risk assessment. The Government of Nepal made datasets available through its Disaster Data Portal and many organizations and individuals also pitched in and produced visual data platforms.
However, the use of open data has not been limited to disaster response. It was, and still is, instrumental in tracking how much funding has been received and how it’s being allocated. Through the use of open data, people can make their own analysis based on the information provided online.

Direct Relief, a not-for-profit company, has collected such information and helped gathered data from the Prime Minister’s relief fund and then created infographics which have been useful for media and immediate distribution on social platforms. MapJournal’s visual maps became vital during the Post Disaster Needs Assessment (PDNA) to assess and map areas where relief and reconstruction efforts were urgently needed.

Direct Relief Medical Relief partner locations
Direct Relief medical relief partner locations in context of population affected and injuries by district
Photo Credit: Data Relief Services

Open data and accountability
However, the work of open data doesn’t end with relief distribution and disaster risk assessment. It is also hugely impactful in keeping track of how relief money is pledged, allocated, and spent. One such web application,openenet.net is making this possible by aggregating post disaster funding data from international and national sources into infographics. “The objective of the system,” reads the website “is to ensure transparency and accountability of relief funds and resources to ensure that it reaches to targeted beneficiaries. We believe that transparency of funds in an open and accessible manner within a central platform is perhaps the first step to ensure effective mobilization of available resources.”
Four months after the earthquake, Nepali media have already started to report on aid spending — or the lack of it. This has been made possible by the use of open data from the Ministry of Home Affairs (MoHA) and illustrates how critical data is for the effective use of aid money.
Open data platforms emerging after the quakes have been crucial in questioning the accountability of aid provisions and ultimately resulting in more successful development outcomes….(More)”

How the USGS uses Twitter data to track earthquakes


Twitter Blog: “After the disastrous Sichuan earthquake in 2008, people turned to Twitter to share firsthand information about the earthquake. What amazed many was the impression that Twitter was faster at reporting the earthquake than the U.S. Geological Survey (USGS), the official government organization in charge of tracking such events.

This Twitter activity wasn’t a big surprise to the USGS. The USGS National Earthquake Information Center (NEIC) processes about 2,000 realtime earthquake sensors, with the majority based in the United States. That leaves a lot of empty space in the world with no sensors. On the other hand, there are hundreds of millions of people using Twitter who can report earthquakes. At first, the USGS staff was a bit skeptical that Twitter could be used as a detection system for earthquakes – but when they looked into it, they were surprised at the effectiveness of Twitter data for detection.

USGS staffers Paul Earle, a seismologist, and Michelle Guy, a software developer, teamed up to look at how Twitter data could be used for earthquake detection and verification. By using Twitter’s Public API, they decided to use the same time series event detection method they use when detecting earthquakes. This gave them a baseline for earthquake-related chatter, but they decided to dig in even further. They found that people Tweeting about actual earthquakes kept their Tweets really short, even just to ask, “earthquake?” Concluding that people who are experiencing earthquakes aren’t very chatty, they started filtering out Tweets with more than seven words. They also recognized that people sharing links or the size of the earthquake were significantly less likely to be offering firsthand reports, so they filtered out any Tweets sharing a link or a number. Ultimately, this filtered stream proved to be very significant at determining when earthquakes occurred globally.

USGS Modeling Twitter Data to Detect Earthquakes

While I was at the USGS office in Golden, Colo. interviewing Michelle and Paul, three earthquakes happened in a relatively short time. Using Twitter data, their system was able to pick up on an aftershock in Chile within one minute and 20 seconds – and it only took 14 Tweets from the filtered stream to trigger an email alert. The other two earthquakes, off Easter Island and Indonesia, weren’t picked up because they were not widely felt…..

The USGS monitors for earthquakes in many languages, and the words used can be a clue as to the magnitude and location of the earthquake. Chile has two words for earthquakes: terremotoand temblor; terremoto is used to indicate a bigger quake. This one in Chile started with people asking if it was a terremoto, but others realizing that it was a temblor.

As the USGS team notes, Twitter data augments their own detection work on felt earthquakes. If they’re getting reports of an earthquake in a populated area but no Tweets from there, that’s a good indicator to them that it’s a false alarm. It’s also very cost effective for the USGS, because they use Twitter’s Public API and open-source software such as Kibana and ElasticSearch to help determine when earthquakes occur….(More)”

US Administration Celebrates Five-Year Anniversary of Challenge.gov


White House Fact Sheet: “Today, the Administration is celebrating the five-year anniversary of Challenge.gov, a historic effort by the Federal Government to collaborate with members of the public through incentive prizes to address our most pressing local, national, and global challenges. True to the spirit of the President’s charge from his first day in office, Federal agencies have collaborated with more than 200,000 citizen solvers—entrepreneurs, citizen scientists, students, and more—in more than 440 challenges, on topics ranging from accelerating the deployment of solar energy, to combating breast cancer, to increasing resilience after Hurricane Sandy.

Highlighting continued momentum from the President’s call to harness the ingenuity of the American people, the Administration is announcing:

  • Nine new challenges from Federal agencies, ranging from commercializing NASA technology, to helping students navigate their education and career options, to protecting marine habitats.
  • Expanding support for use of challenges and prizes, including new mentoring support from the General Services Administration (GSA) for interested agencies and a new $244 million innovation platform opened by the U.S. Agency for International Development (USAID) with over 70 partners.

In addition, multiple non-governmental institutions are announcing 14 new challenges, ranging from improving cancer screenings, to developing better technologies to detect, remove, and recover excess nitrogen and phosphorus from water, to increasing the resilience of island communities….

Expanding the Capability for Prize Designers to find one another

The GovLab and MacArthur Foundation Research Network on Opening Governance will launch an expert network for prizes and challenges. The Governance Lab (GovLab) and MacArthur Foundation Research Network on Opening Governance will develop and launch the Network of Innovators (NoI) expert networking platform. NoI will make easily searchable the know-how of innovators on topics ranging from developing prize-backed challenges, opening up data, and use of crowdsourcing for public good. Platform users will answer questions about their skills and experiences, creating a profile that enables them to be matched to those with complementary knowledge to enable mutual support and learning. A beta version for user testing within the Federal prize community will launch in early October, with a full launch at the end of October. NoI will be open to civil servants around the world…(More)”

Anxieties of Democracy


Debate at the Boston Review opened by Ira Katznelson: “…..Across the range of established democracies, we see skepticism bordering on cynicism about whether parliamentary governments can successfully address pressing domestic and global challenges. These doubts about representative democracy speak to both its fairness and its ability to make good policy.

Since the late eighteenth century, liberal constitutional regimes have recurrently collided with forms of autocratic rule—including fascism and communism—that claim moral superiority and greater efficacy. Today, there is no formal autocratic alternative competing with democracy for public allegiance. Instead, two other concerns characterize current debates. First, there is a sense that constitutional democratic forms, procedures, and practices are softening in the face of allegedly more authentic and more efficacious types of political participation—those that take place outside representative institutions and seem closer to the people. There is also widespread anxiety that national borders no longer define a zone of security, a place more or less safe from violent threats and insulated from rules and conditions established by transnational institutions and seemingly inexorable global processes.

These are recent anxieties. One rarely heard them voiced in liberal democracies when, in 1989, Francis Fukuyama designated the triumph of free regimes and free markets “the end of history.” Fukuyama described “the universalization of Western liberal democracy as the final form of human government,“ a “victory of liberalism” in “the realm of ideas and consciousness,” even if “as yet incomplete in the real or material world.” Tellingly, the disruption of this seemingly irresistible trend has recently prompted him to ruminate on the brittleness of democratic institutions across the globe.

Perhaps today’s representative democracies—the ones that do not appear to be candidates for collapse or supersession—are merely confronting ephemeral worries. But the challenge seems starker: a profound crisis of moral legitimacy, practical capacity, and institutional sustainability….(More)

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Uber wants you to change the world without leaving home


Ludovic Hunter-Tilney at the Financial Times: “Another day, another petition. The latest pinging into my email is from Uber, the minicab app…..To their supporters, online petitions are like Uber itself, harnessing the disruptive power of technology to shake up public life. In 2011, the campaign group 38 Degrees (motto: “People, Power, Change”) helped derail UK government plans to sell off national forests with a petition of over 500,000 names. In 2013, a 36,000-strong call to get portraits of women on to British banknotes resulted in Jane Austen’s ascendancy to a forthcoming £10 note.

But e-petitions have become victims of their own success. The numbers they generate are so large that they have created a kind of arms race of popularity…..Despite their high-tech trappings, e-petitions are an essentially feudal mechanism for raising popular grievances. They are an act of supplication, an entreaty made to a higher authority. In a modern democracy, the true megaphone for expressing the popular will is the vote. Yet the way votes are cast in the UK is locked in a bizarre time warp.

Although we spend increasing amounts of our lives online, the idea of emailing or texting our votes is mired in specious fears of electoral fraud. Meanwhile, one-third of eligible voters do not take part in general elections and almost two-thirds ignore local elections….(More)”

 

 

Accelerating Citizen Science and Crowdsourcing to Address Societal and Scientific Challenges


Tom Kalil et al at the White House Blog: “Citizen science encourages members of the public to voluntarily participate in the scientific process. Whether by asking questions, making observations, conducting experiments, collecting data, or developing low-cost technologies and open-source code, members of the public can help advance scientific knowledge and benefit society.

Through crowdsourcing – an open call for voluntary assistance from a large group of individuals – Americans can study and tackle complex challenges by conducting research at large geographic scales and over long periods of time in ways that professional scientists working alone cannot easily duplicate. These challenges include understanding the structure of proteins related viruses in order to support development of new medications, or preparing for, responding to, and recovering from disasters.

…OSTP is today announcing two new actions that the Administration is taking to encourage and support the appropriate use of citizen science and crowdsourcing at Federal agencies:

  1. OSTP Director John Holdren, is issuing a memorandum entitled Addressing Societal and Scientific Challenges through Citizen Science and Crowdsourcing. This memo articulates principles that Federal agencies should embrace to derive the greatest value and impact from citizen science and crowdsourcing projects. The memo also directs agencies to take specific actions to advance citizen science and crowdsourcing, including designating an agency-specific coordinator for citizen science and crowdsourcing projects, and cataloguing citizen science and crowdsourcing projects that are open for public participation on a new, centralized website to be created by the General Services Administration: making it easy for people to find out about and join in these projects.
  2. Fulfilling a commitment made in the 2013 Open Government National Action Plan, the U.S. government is releasing the first-ever Federal Crowdsourcing and Citizen Science Toolkit to help Federal agencies design, carry out, and manage citizen science and crowdsourcing projects. The toolkit, which was developed by OSTP in partnership with the Federal Community of Practice for Crowdsourcing and Citizen Science and GSA’s Open Opportunities Program, reflects the input of more than 125 Federal employees from over 25 agencies on ideas, case studies, best management practices, and other lessons to facilitate the successful use of citizen science and crowdsourcing in a Federal context….(More)”