Why Do Innovations Fail? Lessons Learned from a Digital Democratic Innovation


Paper by Jenny Lindholm and Janne Berg: “Democratic innovations are brought forward by political scientists as a response to worrying democratic deficits. This paper aims to evaluate the design, process, and outcome of digital democratic innovations. We study a mobile application for following local politics. Data is collected using three online surveys with different groups, and a workshop with young citizens. The results show that the app did not fully meet the democratic ideal of inclusiveness at the process stage, especially in reaching young people. However, the user groups that had used the app reported positive democratic effects…(More)”.

Why Europe must embrace participatory policymaking


Article by Alberto Alemanno, Claire Davenport, and Laura Batalla: “Today, Europe faces many threats – from economic uncertainty and war on its eastern borders to the rise of illiberal democracies and popular reactionary politicians.

As Europe recovers from the pandemic and grapples with economic and social unrest, it is at an inflection point; it can either create new spaces to build trust and a sense of shared purpose between citizens and governments, or it can continue to let its democratic institutions erode and distrust grow. 

The scale of such problems requires novel problem-solving and new perspectives, including those from civil society and citizens. Increased opportunities for citizens to engage with policymakers can lend legitimacy and accountability to traditionally ‘opaque’ policymaking processes. The future of the bloc hinges on its ability to not only sustain democratic institutions but to do so with buy-in from constituents.

Yet policymaking in the EU is often understood as a technocratic process that the public finds difficult, if not impossible, to navigate. The Spring 2022 Eurobarometer found that just 53% of respondents believed their voice counts in the EU. The issue is compounded by a lack of political literacy coupled with a dearth of channels for participation or co-creation. 

In parallel, there is a strong desire from citizens to make their voices heard. A January 2022 Special Eurobarometer on the Future of Europe found that 90% of respondents agreed that EU citizens’ voices should be taken more into account during decision-making. The Russian war in Ukraine has strengthened public support for the EU as a whole. According to the Spring 2022 Eurobarometer, 65% of Europeans view EU membership as a good thing. 

This is not to say that the EU has no existing models for citizen engagement. The European Citizens Initiative – a mechanism for petitioning the Commission to propose new laws – is one example of existing infrastructure. There is also an opportunity to build on the success of The Conference on the Future of Europe, a gathering held this past spring that gave citizens the opportunity to contribute policy recommendations and justifications alongside traditional EU policymakers…(More)”

The Autocrat in Your iPhone


Article by Ronald J. Deibert: “In the summer of 2020, a Rwandan plot to capture exiled opposition leader Paul Rusesabagina drew international headlines. Rusesabagina is best known as the human rights defender and U.S. Presidential Medal of Freedom recipient who sheltered more than 1,200 Hutus and Tutsis in a hotel during the 1994 Rwandan genocide. But in the decades after the genocide, he also became a prominent U.S.-based critic of Rwandan President Paul Kagame. In August 2020, during a layover in Dubai, Rusesabagina was lured under false pretenses into boarding a plane bound for Kigali, the Rwandan capital, where government authorities immediately arrested him for his affiliation with an opposition group. The following year, a Rwandan court sentenced him to 25 years in prison, drawing the condemnation of international human rights groups, the European Parliament, and the U.S. Congress. 

Less noted at the time, however, was that this brazen cross-border operation may also have employed highly sophisticated digital surveillance. After Rusesabagina’s sentencing, Amnesty International and the Citizen Lab at the University of Toronto, a digital security research group I founded and direct, discovered that smartphones belonging to several of Rusesabagina’s family members who also lived abroad had been hacked by an advanced spyware program called Pegasus. Produced by the Israel-based NSO Group, Pegasus gives an operator near-total access to a target’s personal data. Forensic analysis revealed that the phone belonging to Rusesabagina’s daughter Carine Kanimba had been infected by the spyware around the time her father was kidnapped and again when she was trying to secure his release and was meeting with high-level officials in Europe and the U.S. State Department, including the U.S. special envoy for hostage affairs. NSO Group does not publicly identify its government clients and the Rwandan government has denied using Pegasus, but strong circumstantial evidence points to the Kagame regime.

In fact, the incident is only one of dozens of cases in which Pegasus or other similar spyware technology has been found on the digital devices of prominent political opposition figures, journalists, and human rights activists in many countries. Providing the ability to clandestinely infiltrate even the most up-to-date smartphones—the latest “zero click” version of the spyware can penetrate a device without any action by the user—Pegasus has become the digital surveillance tool of choice for repressive regimes around the world. It has been used against government critics in the United Arab Emirates (UAE) and pro-democracy protesters in Thailand. It has been deployed by Mohammed bin Salman’s Saudi Arabia and Viktor Orban’s Hungary…(More)”.

Experiments of Living Constitutionalism


Paper by Cass R. Sunstein: “Experiments of Living Constitutionalism urges that the Constitution should be interpreted so as to allow both individuals and groups to experiment with different ways of living, whether we are speaking of religious practices, family arrangements, political associations, civic associations, child-rearing, schooling, romance, or work. Experiments of Living Constitutionalism prizes diversity and plurality; it gives pride of place to freedom of speech, freedom of association, and free exercise of religion (which it would protect against the imposition of secular values); it cherishes federalism; it opposes authoritarianism in all its forms. While Experiments of Living Constitutionalism has considerable appeal, my purpose in naming it is not to endorse or defend it, but as a thought experiment and to contrast it to Common Good Constitutionalism, with the aim of specifying the criteria on which one might embrace or defend any approach to constitutional law. My central conclusion is that we cannot know whether to accept or reject Experiments of Living Constitutionalism, Common Good Constitutionalism, Common Law Constitutionalism, democracy-reinforcing approaches, moral readings, originalism, or any other proposed approach without a concrete sense of what it entails – of what kind of constitutional order it would likely bring about or produce. No approach to constitutional interpretation can be evaluated without asking how it fits with the evaluator’s “fixed points,” which operate at multiple levels of generality. The search for reflective equilibrium is essential in deciding whether to accept a theory of constitutional interpretation…(More)”.

Recentring the demos in the measurement of democracy


Article by Seema Shah: “Rethinking how we measure and evaluate democratic performance is vital to reversing a longstanding negative trend in global democracy. We must confront the past, including democracy’s counter-intuitively intrinsic inequality. This is key to revitalising institutions in a way that allows democratic practice to live up to its potential…

In the global democracy assessment space, teams like the one I lead at International IDEA compete to provide the most rigorous, far-reaching and understandable set of democracy measurements in the world. Alexander Hudson explains how critical these indicators are, providing important benchmarks for democratic growth and decline to policymakers, governments, international organisations, and journalists.

Yet in so many ways, the core of what these datasets measure and help assess are largely the same. This redundancy is no doubt at least partially a product of wealthy donors’ prioritisation of liberal democracy as an ideal. It is compounded by how the measures are calculated. As Adam Przeworksi recently stated, reliance on expert coders runs the risk of measuring little other than those experts’ biases.

But if that is the case, and quantitative measurements continue to be necessary for democracy assessment, shouldn’t we rethink exactly what we are measuring and how we are measuring it?..

Democracy assessment indices do not typically measure ordinary people’s evaluations of the state of democracy. Instead, other specialised ‘barometers’ often take on this task. See, for example, AfrobarometerEurobarometerAsian Barometer, and LatinobarometroSurveys of public perceptions on a range of issues also exist, including, but not limited to democracy. The problem is, however, that these do not systematically make it into overall democracy assessments or onto policymakers’ desks. This means that policymakers and others do not consistently prioritise or consider lived experiences as they make decisions about democracy and human rights-related funding and interventions…(More)”.

Database States


Essay by Sanjana Varghese: “In early 2007, a package sent from the north of England to the National Audit Office (NAO) in London went missing. In it were two discs containing the personal records of twenty-five million people—including their addresses, birthdays, and national insurance numbers, which are required to work in the UK—that the NAO intended to use for an “independent survey” of the child benefits database to check for supposed fraud. Instead, that information was never recovered, a national scandal ensued, and the junior official who mailed the package was fired.

The UK, as it turns out, is not particularly adept at securing its data. In 2009, a group of British academics released a report calling the UK a “database state,” citing the existence of forty-six leaky databases that were poorly constructed and badly maintained. Databases that they examined ranged from one on childhood obesity rates (which recorded the height and weight measurements of every school pupil in the UK between the ages of five and eleven) to IDENT1, a police database containing the fingerprints of all known offenders. “In too many cases,” the researchers wrote, “the public are neither served nor protected by the increasingly complex and intrusive holdings of personal information, invading every aspect of our lives.”

In the years since, databases in the UK—and elsewhere—have only proliferated; increasingly manufactured and maintained by a nexus of private actors and state agencies, they are generated by and produce more and more information streams that inevitably have a material effect on the populations they’re used by and against. More than just a neutral method of storing information, databases shape and reshape the world around us; they aid and abet the state and private industry in matters of surveillance, police violence, environmental destruction, border enforcement, and more…(More)”.

Government must earn public trust that AI is being used safely and responsibly


Article by Sue Bateman and Felicity Burch: “Algorithms have the potential to improve so much of what we do in the public sector, from the delivery of frontline public services to informing policy development across every sector. From first responders to first permanent secretaries, artificial intelligence has the potential to enable individuals to make better and more informed decisions.

In order to realise that potential over the long term, however, it is vital that we earn the public’s trust that AI is being used in a way that is safe and responsible.

One way to build that trust is transparency. That is why today, we’re delighted to announce the launch of the Algorithmic Transparency Recording Standard (the Standard), a world-leading, simple and clear format to help public sector organisations to record the algorithmic tools they use. The Standard has been endorsed by the Data Standards Authority, which recommends the standards, guidance and other resources government departments should follow when working on data projects.

Enabling transparent public sector use of algorithms and AI is vital for a number of reasons. 

Firstly, transparency can support innovation in organisations, whether that is helping senior leaders to engage with how their teams are using AI, sharing best practice across organisations or even just doing both of those things better or more consistently than done previously. The Information Commissioner’s Office took part in the piloting of the Standard and they have noted how it “encourages different parts of an organisation to work together and consider ethical aspects from a range of perspective”, as well as how it “helps different teams… within an organisation – who may not typically work together – learn about each other’s work”.

Secondly, transparency can help to improve engagement with the public, and reduce the risk of people opting out of services – where that is an option. If a significant proportion of the public opt out, this can mean that the information the algorithms use is not representative of the wider public and risks perpetuating bias. Transparency can also facilitate greater accountability: enabling citizens to understand or, if necessary, challenge a decision.

Finally, transparency is a gateway to enabling other goals in data ethics that increase justified public trust in algorithms and AI. 

For example, the team at The National Archives described the benefit of using the Standard as a “checklist of things to think about” when procuring algorithmic systems, and the Thames Valley Police team who piloted the Standard emphasised how transparency could “prompt the development of more understandable models”…(More)”.

Studying open government data: Acknowledging practices and politics


Paper by Gijs van Maanen: “Open government and open data are often presented as the Asterix and Obelix of modern government—one cannot discuss one, without involving the other. Modern government, in this narrative, should open itself up, be more transparent, and allow the governed to have a say in their governance. The usage of technologies, and especially the communication of governmental data, is then thought to be one of the crucial instruments helping governments achieving these goals. Much open government data research, hence, focuses on the publication of open government data, their reuse, and re-users. Recent research trends, by contrast, divert from this focus on data and emphasize the importance of studying open government data in practice, in interaction with practitioners, while simultaneously paying attention to their political character. This commentary looks more closely at the implications of emphasizing the practical and political dimensions of open government data. It argues that researchers should explicate how and in what way open government data policies present solutions to what kind of problems. Such explications should be based on a detailed empirical analysis of how different actors do or do not do open data. The key question to be continuously asked and answered when studying and implementing open government data is how the solutions openness present latch onto the problem they aim to solve…(More)”.

The World Needs Many More Public Servants


Article by Ngaire Woods: “The private sector alone cannot make the massive investments required to achieve a carbon-neutral future and hold societies together through the twenty-first century’s economic, political, and climate-related crises. To enable governments to do so, policymakers must avoid austerity measures and recruit high-quality personnel….Policymakers around the world will need to address a confluence of economic, political, and climate-related shocks in 2023. While governments cannot solve these crises alone, deft political leadership will be crucial to holding societies together and enabling communities and businesses to step up and do their part. What the world desperately needs is public servants and politicians who are willing and able to innovate…

In an ideal world, the magnitude of humanity’s current challenges would attract some of the most creative and highly motivated citizens to public service. In many countries, however, public-sector pay has sunk to levels that make it increasingly difficult to attract top talent. In the United Kingdom, as the Financial Times’ Martin Wolf notes, while overall real private-sector pay has increased by 5.5% since 2010, public-sector wages have fallen by 5.9%, with much of that decline happening in the last two years. The result is a personnel deficit at every level. Recent data from the National Health Service in England show a huge nurse shortfall. Other data show that teacher recruitments are well below target.

Too often, the public sector falls into a vicious cycle of cost-cutting and resignations. Nurses in the UK are overworked and many will likely succumb to exhaustion soon, leaving their remaining colleagues even more overburdened and demoralized. Another austerity wave will make it even harder to retain quality workers…(More)”.

A Comparative Study of Citizen Crowdsourcing Platforms and the Use of Natural Language Processing (NLP) for Effective Participatory Democracy


Paper by Carina Antonia Hallin: ‘The use of crowdsourcing platforms to harness citizen insights for policymaking has gained increasing importance in regional and national policy planning. Participatory democracy using crowdsourcing platforms includes various initiatives, such as generating ideas for new law reforms (Aitamurto and Landemore 2015], economic development, and solving challenges related to how to create inclusive social actions and interventions for better, healthier, and more prosperous local communities (Bentley and Pugalis, 2014). Such case observations, coupled with the increasing prevalence of internet-based communication, point to the real benefits of implementing participatory democracies on a mass scale in which citizens are invited to contribute their ideas, opinions, and deliberations (Salganik and Levy 2015). By adopting collective intelligence platforms, public authorities can harness local knowledge from citizens to find the right ‘policy mix’ and collaborate with citizens and relevant actors in the policymaking processes. This comparative study aims to validate the adoption of collective intelligence and artificial intelligence/natural language processing (NLP) on crowdsourcing platforms for effective participatory democracy and policymaking in local governments. The study compares 15 citizen crowdsourcing platforms, including Natural language Processing (NLP), for policymaking across Europe and the United States. The study offers a framework for working with citizen crowdsourcing platforms and exploring the usefulness of NLP on the platforms for effective participatory democracy…(More)”.