A little less conversation, a little more action


Blog by Mariana Mazzucato, Rainer Kattel and Rowan Conway: “The risk with any new economic movement is that it remains closed within the confines of high level academic and conceptual debates — which sadly then forms part of the “blah blah blah” rather than moving policy practice forward. At IIPP, we never wanted to advocate for policy from an Ivory tower. From the day we started, we got our hands dirty and worked with policymakers in practice to co-design new tools and frameworks for inclusive, healthy and sustainable growth. While bold economics research is crucial, the work ‘on the ground’ with public organisations is equally critical in order to change public policy practice and so we have been exploring practical ways to translate this new economic thinking into policy change at the place or institutional level.

This has included a wide range of deep dives that ultimately led to the Mission-Oriented Horizon 2020 programme and policy guidance for the EU. This guidance then unlocked funding for research and innovation across members states, the MOIIS commission that drove challenge-oriented innovation and industrial strategy into UK government, and our work with the Scottish Government that helped to develop and launch a new mission-oriented national bank (Scottish National Investment Bank). Since then, we have worked on more deep dives with our growing MOIN network and other policy-making bodies — at a city level in Camden in London and Biscay region of Spain, in national and regional governments in British Columbia, CanadaSouth Africa, Denmark, New Zealand and Sweden — as well as with key public institutions such as the European Investment Bank (EIB) and the BBC where we developed an evaluation framework to measure dynamic public value.

Practice-based theorising in action

These deep dives are not simply standard academic or think tank round tables — they are what we call “practice-based theorising”. This means taking insights from pioneering research, enabling co-creation and setting a route to implementation when it comes to policy, and by using participatory research, engagement and design processes to bridge the gap between theory and practice. It is this collaborative work with policymakers that makes IIPP different. Through practice-based theorising our researchers bring new theories to policymakers, not just offering a theoretical stance but engaging, experimenting and evolving these concepts in practice. Through deep dives we have learned a great deal from practice and these lessons then feed back into the theory itself, and ultimately into what we teach through our Masters in Public Administration.

Practice-based theorising takes artful engagement of cross-disciplinary actors in multiple sectors and places. Using dynamic research methods, participatory co-design workshops and rapid prototyping, we learn from the places we work in and translate IIPP’s key economic theories into testable policy innovations. We also teach our MPA students many of the participatory design processes we deploy via our MPA module called “Transformation by Design” which acts as the connecting tissue between the taught course and the placement semester within our policymaking network organisations….(More)”

The Summit for Democracy commitments are out—now what?


Article by Norman Eisen, Mario Picon, Robin J. Lewis, Renzo Falla, and Lilly Blumenthal: “On February 14, 2022, two months after the first Summit for Democracy, the U.S. Department of State released written commitments from 56 governments focused on strengthening democracy, combatting corruption, and defending human rights. Now the post-summit Year of Action can begin in earnest. As two of us discussed in a post right after the Summit, for the event to achieve its objectives, civil society, the private sector, and other good governance champions must work with and hold governments accountable for the implementation of concrete, measurable, and meaningful commitments.

From our initial survey, we observe significant variation in terms of the specificity and nature of commitments published thus far. Here, we offer a brief snapshot of the distribution of countries with published commitments, the range of those commitments, and their significance. Our initial reactions are preliminary; this post offers a roadmap for the deeper reading and analysis of the commitments that we and many others will undertake.

The countries that have submitted written commitments to date fall along the spectrum of governance regimes, as defined by the recently released Democracy Index 2021 from the Economist Intelligence Unit. 53 of 167 countries featured in the index provided written commitments with clear over-representation of those classified as full democracies—18 out of 21 full democracies submitted commitments. Meanwhile, 26 out of 53 countries considered flawed democracies submitted commitments. An even smaller group of hybrid regimes (that is, ones that combine democratic and autocratic features; 8 out of 34 countries) and a minuscule proportion of countries under what are considered authoritarian regimes (1 out of 59 countries) responded to the call for written commitments.

Among these submissions, the nature of the commitments varies. Most countries offer some commitments on the domestic front, but many, particularly the full democracies, focus on the international arena. As examples, the Democratic Republic of the Congo’s commitments include “organizing elections within constitutional deadlines,” while New Zealand’s include a pledge of “1 million NZD to support anti-corruption within the Pacific region.”…(More)”.

Collaborative Democracy


eBook by PublicInput: “…Democracy is an emergent phenomenon that evolves and changes over time.  Amid the constant and ever-present circumstances of change, collaborative democracy is the next phase in the evolution of democracy itself.  When we zoom out over the historical trend line from anarchy to democracy, this evolution looks like this:   

Collaborative democracy, as the next phase in the evolution of democracy, will be enabled not through more conflict, but rather through technological innovation…(More)”.

We need to build a deliberative democracy


Article by Neera Chandhoke: “There was a time when elections in India were described as ‘the carnival of democracy’. Today, they are a theatre of war. And war has no rules. In the Mahabharata, law-giver Krishna advises deceit: recollect the killing of Karna, the tragic hero who epitomised courage, valour, honour, generosity and loyalty. Analogously, in the current elections to five Assemblies, every rule protecting human dignity has been violated. Wild allegations are thrown around, history is distorted, people are divided, the hijab becomes a core issue, poverty and unemployment are non-issues and politicians strike Faustian bargains. Political languages are turned upside down, and we no longer know who stands for what, or whether they stand for anything at all.

The unnecessary hype over elections is odd. In parliamentary democracies, elections come and go, politicians appear and disappear, and life goes on. In India, elections are a matter of life and death. Television channels carry no other news. Ministers of the Central government focus their attention on state and even panchayat elections, and pay scant attention to what they should be doing: governing the country, providing jobs, ensuring wellbeing, moderating political excesses.

Considering that every year some or the other state goes into the election mode, we are fated to live amidst this hysteria and this name-calling, this empty symbolism and even emptier rhetoric…(More)”.

Algorithm vs. Algorithm


Paper by Cary Coglianese and Alicia Lai: “Critics raise alarm bells about governmental use of digital algorithms, charging that they are too complex, inscrutable, and prone to bias. A realistic assessment of digital algorithms, though, must acknowledge that government is already driven by algorithms of arguably greater complexity and potential for abuse: the algorithms implicit in human decision-making. The human brain operates algorithmically through complex neural networks. And when humans make collective decisions, they operate via algorithms too—those reflected in legislative, judicial, and administrative processes. Yet these human algorithms undeniably fail and are far from transparent.

On an individual level, human decision-making suffers from memory limitations, fatigue, cognitive biases, and racial prejudices, among other problems. On an organizational level, humans succumb to groupthink and free-riding, along with other collective dysfunctionalities. As a result, human decisions will in some cases prove far more problematic than their digital counterparts. Digital algorithms, such as machine learning, can improve governmental performance by facilitating outcomes that are more accurate, timely, and consistent. Still, when deciding whether to deploy digital algorithms to perform tasks currently completed by humans, public officials should proceed with care on a case-by-case basis. They should consider both whether a particular use would satisfy the basic preconditions for successful machine learning and whether it would in fact lead to demonstrable improvements over the status quo. The question about the future of public administration is not whether digital algorithms are perfect. Rather, it is a question about what will work better: human algorithms or digital ones….(More)”.

This Is the Difference Between a Family Surviving and a Family Sinking


Article by Bryce Covert: “…The excitement around policymaking is almost always in the moments after ink dries on a bill creating something new. But if a benefit fails to reach the people it’s designed for, it may as well not exist at all. Making government benefits more accessible and efficient doesn’t usually get the spotlight. But it’s often the difference between a family getting what it needs to survive and falling into hardship and destitution. It’s the glue of our democracy.

President Biden appears to have taken note of this. Late last year, he issued an executive order meant to improve the “customer experience and service delivery” of the entire federal government. He put forward some ideas, including moving Social Security benefit claims and passport renewals online, reducing paperwork for student loan forgiveness and certifying low-income people for all the assistance they qualify for at once, rather than making them seek out benefits program by program. More important, he shifted the focus of government toward whether or not the customers — that’s us — are having a good experience getting what we deserve.

It’s a direction all lawmakers, from the federal level down to counties and cities, should follow.

One of the biggest barriers to government benefits is all of the red tape to untangle, particularly for programs that serve low-income people. They were the ones wrangling with the I.R.S.’s nonfiler portal while others got their payments automatically. Benefits delivered through the tax code, which flow so easily that many people don’t think of them as government benefits at all, mostly help the already well-off. Programs for the poor, on the other hand, tend to be bloated with barriers like income tests, work requirements and in-person interviews. It’s not just about applying once, either; many require people to continually recertify, going through the process over and over again.

The hassle doesn’t just cost time and effort. It comes with a psychological cost. “You get mad at the D.M.V. because it takes hours to do something that should only take minutes,” Pamela Herd, a sociologist at Georgetown, said. “These kind of stresses can be really large when you’re talking about people who are on a knife’s edge in terms of their ability to pay their rent or feed their children.”…(More)”.

The Behavioral Code


Book by Benjamin van Rooij and Adam Fine: “Why do most Americans wear seatbelts but continue to speed even though speeding fines are higher? Why could park rangers reduce theft by removing “no stealing” signs? Why was a man who stole 3 golf clubs sentenced to 25 years in prison?

Some laws radically change behavior whereas others are consistently ignored and routinely broken. And yet we keep relying on harsh punishment against crime despite its continued failure.

Professors Benjamin van Rooij and Adam Fine draw on decades of research to uncover the behavioral code: the root causes and hidden forces that drive human behavior and our responses to society’s laws. In doing so, they present the first accessible analysis of behavioral jurisprudence, which will fundamentally alter how we understand the connection between law and human behavior.

The Behavioral Code offers a necessary and different approach to battling crime and injustice that is based in understanding the science of human misconduct—rather than relying on our instinctual drive to punish as a way to shape behavior. The book reveals the behavioral code’s hidden role through illustrative examples like:

   • The illusion of the US’s beloved tax refund
   • German walls that “pee back” at public urinators
   • The $1,000 monthly “good behavior” reward that reduced gun violence
   • Uber’s backdoor “Greyball” app that helped the company evade Seattle’s taxi regulators
   • A $2.3 billion legal settlement against Pfizer that revealed how whistleblower protections fail to reduce corporate malfeasance
   • A toxic organizational culture playing a core role in Volkswagen’s emissions cheating scandal
   • How Peter Thiel helped Hulk Hogan sue Gawker into oblivion…(More)”.

Shared Measures: Collective Performance Data Use in Collaborations


Paper by Alexander Kroll: “Traditionally, performance metrics and data have been used to hold organizations accountable. But public service provision is not merely hierarchical anymore. Increasingly, we see partnerships among government agencies, private or nonprofit organizations, and civil society groups. Such collaborations may also use goals, measures, and data to manage group efforts, however, the application of performance practices here will likely follow a different logic. This Element introduces the concepts of “shared measures” and “collective data use” to add collaborative, relational elements to existing performance management theory. It draws on a case study of collaboratives in North Carolina that were established to develop community responses to the opioid epidemic. To explain the use of shared performance measures and data within these collaboratives, this Element studies the role of factors such as group composition, participatory structures, social relationships, distributed leadership, group culture, and value congruence…(More)”.

We may have overdone it on citizens’ assemblies


Article by David Farrell: “Ireland has citizens’ assemblies aplenty. A few weeks ago the Cabinet gave the green light for two new citizens’ assemblies on biodiversity and a Dublin mayor. This immediately prompted a debate in the Oireachtas over why the Dublin mayor citizens’ assembly is being prioritised over one on drugs use that was promised in the Programme for Government, along with citizens’ assemblies on rural youth and the future of education. Almost every day there are groups calling for still more citizens’ assemblies: the recent list includes such topics as a united Ireland, the funding of our armed forces, and a new forest strategy.

This all comes hot on the heels of three previous assemblies since 2012, the most recent of which, the Citizens’ Assembly on Gender Equality, completed its work last year and, after some delay, its well-considered report is about to be considered by a special Oireachtas committee, chaired by Ivana Bacik.

It’s no wonder that Ireland is seen as a leading light in the world of citizens’ assemblies: they have made important contributions on issues like abortion and gay marriage. But these high-profile successes disguise the fact that many, many other recommendations from previous assemblies have been ignored, rejected, or left to gather dust: that’s a lot of time and effort (not least by citizens’ assembly members) and public funding wasted for rather little return…(More)”.

Still Muted: The Limited Participatory Democracy of Zoom Public Meetings


Paper by Katherine Levine Einstein: “Recent research has demonstrated that participants in public meetings are unrepresentative of their broader communities. Some suggest that reducing barriers to meeting attendance can improve participation, while others believe doing so will produce minimal changes. The COVID-19 pandemic shifted public meetings online, potentially reducing the time costs associated with participating. We match participants at online public meetings with administrative data to learn whether: (1) online participants are representative of their broader communities and (2) representativeness improves relative to in-person meetings. We find that participants in online forums are quite similar to those in in-person ones. They are similarly unrepresentative of residents in their broader communities and similarly overwhelmingly opposed to the construction of new housing. These results suggest important limitations to public meeting reform. Future research should continue to unpack whether reforms might prove more effective at redressing inequalities in an improved economic and public health context…(More)”.