Data-Driven Regulation and Governance in Smart Cities


Chapter by Sofia Ranchordas and Abram Klop in Berlee, V. Mak, E. Tjong Tjin Tai (Eds), Research Handbook on Data Science and Law (Edward Elgar, 2018): “This paper discusses the concept of data-driven regulation and governance in the context of smart cities by describing how these urban centres harness these technologies to collect and process information about citizens, traffic, urban planning or waste production. It describes how several smart cities throughout the world currently employ data science, big data, AI, Internet of Things (‘IoT’), and predictive analytics to improve the efficiency of their services and decision-making.

Furthermore, this paper analyses the legal challenges of employing these technologies to influence or determine the content of local regulation and governance. It explores in particular three specific challenges: the disconnect between traditional administrative law frameworks and data-driven regulation and governance, the effects of the privatization of public services and citizen needs due to the growing outsourcing of smart cities technologies to private companies; and the limited transparency and accountability that characterizes data-driven administrative processes. This paper draws on a review of interdisciplinary literature on smart cities and offers illustrations of data-driven regulation and governance practices from different jurisdictions….(More)”.

Quality of life, big data and the power of statistics


Paper by Shivam Gupta in Statistics & Probability Letters: “Quality of life (QoL) is tied to the perception of ‘meaning’. The quest for meaning is central to the human condition, and we are brought in touch with a sense of meaning when we reflect on what we have created, loved, believed in or left as a legacy (Barcaccia, 2013). QoL is associated with multi-dimensional issues and features such as environmental pressure, total water management, total waste management, noise and level of air pollution (Eusuf et al., 2014). A significant amount of data is needed to understand all these dimensions. Such knowledge is necessary to realize the vision of a smart city, which involves the use of data-driven approaches to improve the quality of life of the inhabitants and city infrastructures (Degbelo et al., 2016).

Technologies such as Radio-Frequency Identification (RFID) or the Internet of Things (IoT) are producing a large volume of data. Koh et al. (2015) pointed out that approximately 2.5 quintillion bytes of data are generated every day, and 90 percent of the data in the world has been created in the past two years alone. Managing this large amount of data, and analyzing it efficiently can help making more informed decisions while solving many of the societal challenges (e.g., exposure analysis, disaster preparedness, climate change). As discussed in Goodchild (2016), the attractiveness of big data can be summarized in one word, namely spatial prediction – the prediction of both the where and when.

This article focuses on the 5Vs of big data (volume, velocity, variety, value, veracity). The challenges associated with big data in the context of environmental monitoring at a city level are briefly presented in Section 2. Section 3 discusses the use of statistical methods like Land Use Regression (LUR) and Spatial Simulated Annealing (SSA) as two promising ways of addressing the challenges of big data….(More)”.

Urban Big Data: City Management and Real Estate Markets


Report by Richard Barkham, Sheharyar Bokhari and Albert Saiz: “In this report, we discuss recent trends in the application of urban big data and their impact on real estate markets. We expect such technologies to improve quality of life and the productivity of cities over the long run.

We forecast that smart city technologies will reinforce the primacy of the most successful global metropolises at least for a decade or more. A few select metropolises in emerging countries may also leverage these technologies to leapfrog on the provision of local public services.

In the long run, all cities throughout the urban system will end up adopting successful and cost-effective smart city initiatives. Nevertheless, smaller-scale interventions are likely to crop up everywhere, even in the short run. Such targeted programs are more likely to improve conditions in blighted or relatively deprived neighborhoods, which could generate gentrification and higher valuations there. It is unclear whether urban information systems will have a centralizing or suburbanizing impact. They are likely to make denser urban centers more attractive, but they are also bound to make suburban or exurban locations more accessible…(More)”.

Artificial intelligence and smart cities


Essay by Michael Batty at Urban Analytics and City Sciences: “…The notion of the smart city of course conjures up these images of such an automated future. Much of our thinking about this future, certainly in the more popular press, is about everything ranging from the latest App on our smart phones to driverless cars while somewhat deeper concerns are about efficiency gains due to the automation of services ranging from transit to the delivery of energy. There is no doubt that routine and repetitive processes – algorithms if you like – are improving at an exponential rate in terms of the data they can process and the speed of execution, faithfully following Moore’s Law.

Pattern recognition techniques that lie at the basis of machine learning are highly routinized iterative schemes where the pattern in question – be it a signature, a face, the environment around a driverless car and so on – is computed as an elaborate averaging procedure which takes a series of elements of the pattern and weights them in such a way that the pattern can be reproduced perfectly by the combinations of elements of the original pattern and the weights. This is in essence the way neural networks work. When one says that they ‘learn’ and that the current focus is on ‘deep learning’, all that is meant is that with complex patterns and environments, many layers of neurons (elements of the pattern) are defined and the iterative procedures are run until there is a convergence with the pattern that is to be explained. Such processes are iterative, additive and not much more than sophisticated averaging but using machines that can operate virtually at the speed of light and thus process vast volumes of big data. When these kinds of algorithm can be run in real time and many already can be, then there is the prospect of many kinds of routine behaviour being displaced. It is in this sense that AI might herald in an era of truly disruptive processes. This according to Brynjolfsson and McAfee is beginning to happen as we reach the second half of the chess board.

The real issue in terms of AI involves problems that are peculiarly human. Much of our work is highly routinized and many of our daily actions and decisions are based on relatively straightforward patterns of stimulus and response. The big questions involve the extent to which those of our behaviours which are not straightforward can be automated. In fact, although machines are able to beat human players in many board games and there is now the prospect of machines beating the very machines that were originally designed to play against humans, the real power of AI may well come from collaboratives of man and machine, working together, rather than ever more powerful machines working by themselves. In the last 10 years, some of my editorials have tracked what is happening in the real-time city – the smart city as it is popularly called – which has become key to many new initiatives in cities. In fact, cities – particularly big cities, world cities – have become the flavour of the month but the focus has not been on their long-term evolution but on how we use them on a minute by minute to week by week basis.

Many of the patterns that define the smart city on these short-term cycles can be predicted using AI largely because they are highly routinized but even for highly routine patterns, there are limits on the extent to which we can explain them and reproduce them. Much advancement in AI within the smart city will come from automation of the routine, such as the use of energy, the delivery of location-based services, transit using information being fed to operators and travellers in real time and so on. I think we will see some quite impressive advances in these areas in the next decade and beyond. But the key issue in urban planning is not just this short term but the long term and it is here that the prospects for AI are more problematic….(More)”.

Developing online illustrative and participatory tools for urban planning: towards open innovation and co-production through citizen engagement


Virpi Oksman and Minna Kulju in the International Journal of Services Technology and Management: “This article examines the challenge of involving various stakeholders in urban planning through user-driven innovation and collaborative design and leveraging these processes to achieve mutually beneficial outcomes. Consequently, we introduce a novel illustrative and participatory tool combining mixed reality visualisations with user-centred interactions and feedback-tools so as to promote user insights and involve them in design.

This article analyses how these co-design services should be designed and offered to users in order to effectively support public participation and citizen-governance collaboration in future urban planning projects. We conclude that, in order to provide real benefit and value for urban planning and smart city solutions, participatory service should be integrated as part of the decision-making. Adoption of this kind of services system also means reforming of some of work processes in governance and planning how to exploit the results of the participatory processes to make informed decisions….(More)”

Data-Intensive Approaches To Creating Innovation For Sustainable Smart Cities


Science Trends: “Located at the complex intersection of economic development and environmental change, cities play a central role in our efforts to move towards sustainability. Reducing air and water pollution, improving energy efficiency while securing energy supply, and minimizing vulnerabilities to disruptions and disturbances are interconnected and pose a formidable challenge, with their dynamic interactions changing in highly complex and unpredictable manners….

The Beijing City Lab demonstrates the usefulness of open urban data in mapping urbanization with a fine spatiotemporal scale and reflecting social and environmental dimensions of urbanization through visualization at multiple scales.

The basic principle of open data will generate significant opportunities for promoting inter-disciplinary and inter-organizational research, producing new data sets through the integration of different sources, avoiding duplication of research, facilitating the verification of previous results, and encouraging citizen scientists and crowdsourcing approaches. Open data also is expected to help governments promote transparency, citizen participation, and access to information in policy-making processes.

Despite a significant potential, however, there still remain numerous challenges in facilitating innovation for urban sustainability through open data. The scope and amount of data collected and shared are still limited, and the quality control, error monitoring, and cleaning of open data is also indispensable in securing the reliability of the analysis. Also, the organizational and legal frameworks of data sharing platforms are often not well-defined or established, and it is critical to address the interoperability between various data standards, balance between open and proprietary data, and normative and legal issues such as the data ownership, personal privacy, confidentiality, law enforcement, and the maintenance of public safety and national security….

These findings are described in the article entitled Facilitating data-intensive approaches to innovation for sustainability: opportunities and challenges in building smart cities, published in the journal Sustainability Science. This work was led by Masaru Yarime from the City University of Hong Kong….(More)”.

A Guide to Chicago’s Array of Things Initiative


Sean Thornton at Data-Smart City Solutions: “The 606, Chicago’s rails-to-trails project that stretches for 4.2 miles on the city’s northwest side, has been popular with residents and visitors ever since its launch last year.  The trail recently added a new art installationBlue Sky, that will greet visitors over the next five years with an array of lights and colors. Less noticed, but no less important, will be another array on display near the trail: a sensor node from Chicago’s Array of Things initiative.

If you’re a frequent reader of all things civic tech, then you may have already come across the Array of Things (AoT).  Launched in 2016, the project, which consists of a network of sensor boxes mounted on light posts, has now begun collecting a host of real-time data on Chicago’s environmental surroundings and urban activity.   After installing a small number of sensors downtown and elsewhere in 2016, Chicago is now adding additional sensors across the city and the city’s data portal currently lists locations for all of AoT’s active and yet-to-be installed sensors.  This year, data collected from AoT will be accessible online, providing valuable information for researchers, urban planners, and the general public.

AoT’s public engagement campaign has been picking up steam as well, with a recent community event held this fall. As a non-proprietary project, AoT is being implemented as a tool to improve not just urban planning and sustainability efforts, but quality of life for residents and communities. To engage with the public, project leaders have held meetings and workshops to build relationships with residents and identify community priorities. Those priorities, which vary from community to community, could range from monitoring traffic congestion around specific intersections to addressing air quality concerns at local parks and schoolyards.

The AoT project is a leading example of how new technology—and the Internet of Things (IoT) in particular—is transforming efforts for sustainable urban growth and “smart” city planning.  AoT’s truly multi-dimensional character sets it apart from other smart city efforts: complementing environmental sensor data collection, the initiative includes educational programming, community outreach, and R&D opportunities for academics, startups, corporations, and other organizations that could stand to benefit.

Launching a project like AoT, of course, isn’t as simple as installing sensor nodes and flipping on a switch. AoT has been in the works for years, and its recent launch marks a milestone event for its developers, the City of Chicago, and smart city technologies.  AoT has frequently appeared in the press  – yet often, coverage loses sight of the many facets of this unique project. How did AoT get to where it is today?  What is the project’s significance outside of Chicago? What are AoT’s implications for cities? Consider this article as your primer for all things AoT….(More)”.

Innovation Contests: How to Engage Citizens in Solving Urban Problems?


Chapter by Sarah Hartmann, Agnes Mainka and Wolfgang G. Stock in Enhancing Knowledge Discovery and Innovation in the Digital Era: “Cities all over the world are challenged with problems evolving from increasing urbanity, population growth, and density. For example, one prominent issue that is addressed in many cities is mobility. To develop smart city solutions, governments are trying to introduce open innovation. They have started to open their governmental and city related data as well as awake the citizens’ awareness on urban problems through innovation contests.

Citizens are the users of the city and therefore, have a practical motivation to engage in innovation contests as for example in hackathons and app competitions. The collaboration and co-creation of civic services by means of innovation contests is a cultural development of how governments and citizens work together in an open governmental environment. A qualitative analysis of innovation contests in 24 world cities reveals this global trend. In particular, such events increase the awareness of citizens and local businesses for identifying and solving urban challenges and are helpful means to transfer the smart city idea into practicable solutions….(More)”.

Analyzing the Role of the Internet-of-Things in Business and Technologically-Smart Cities


Paper by A. Shinn, K. Nakatani, and W. Rodriguez in the International Journal of Internet of Things: “This research analyzes and theorizes on the role that the Internet-of-Things will play in the expansion of business and technologically-smart cities. This study examines: a) the underlying technology, referred to as the Internet of Things that forms the foundation for smart cities; b) what businesses and government must do to successfully transition to a technologically-smart city; and c) how the proliferation of the Internet of Things through the emerging cities will affect local citizens. As machine-to-machine communication becomes increasingly common, new use cases are continually created, as is the case with the use of the Internet of Things in technologically-smart cities. Technology businesses are keeping a close pulse on end-users’ needs in order to identify and create technologies and systems to cater to new use cases. A number of the international smart city-specific use cases will be discussed in this paper along with the technology that aligns to those use cases….(More)”.

The citizen in the smart city. How the smart city could transform citizenship


Paper by Martijn de Waal and Marloes Dignum: “Smart city-policy makers and technology vendors are increasingly stating they want to bring about citizen-centered smart cities. Yet, it often remains unclear what exactly that means, and how citizens are envisaged as actors in smart cities. This article wants to contribute to this discussion by exploring the relation between smart cities and citizenship. It aims to do this by introducing a heuristic scheme that brings out the implied notions of citizenship in three distinct sets of smart city visions and practices: The Control Room envisages the city as a collection of infrastructures and services; The Creative City views the city from the perspective of (economic) geography and ponders on local and regional systems of innovation; The Smart Citizens discourse addresses the city as a political and civic community. These smart city discourses are mapped against two visions on citizenship and governance taken from political philosophy. A `republican’ perspective with strong presence in social-democratic countries is contrasted with a libertarian one, most prominent in Silicon Valley approaches to smart city technologies. This provides a scheme to reflect on potential benefits and downsides if a specific smart city discourse would develop. Instances of smart cities may promote notions of citizenship that are based on consumer choice and individual responsibility, alternatively they could also reinforce collective responsibilities towards the common good of society…(More)”.