Administrative Reform and the Quest for Openness: A Popperian Review of Open Government


Paper by Alex Ingrams: “Scholars and policymakers claim open government offers a panoply of good governance benefits, but it also risks political abuse as window dressing or a smokescreen. To address this risk, this article builds on the meaning of openness through an examination of closed and open society in Karl Popper’s theory. Four historic trends in open government reform are analyzed. The findings suggest a need for new attention to Popperian notions of the social technologist’s piecemeal change and mechanical engineering aimed at serious policy problems. Without appreciation of these open society linkages, open governments will continue to paradoxically co-exist alongside closed societies…(More)”.

The Upside of Deep Fakes


Paper by Jessica M. Silbey and Woodrow Hartzog: “It’s bad. We know. The dawn of “deep fakes” — convincing videos and images of people doing things they never did or said — puts us all in jeopardy in several different ways. Professors Bobby Chesney and Danielle Citron have noted that now “false claims — even preposterous ones — can be peddled with unprecedented success today thanks to a combination of social media ubiquity and virality, cognitive biases, filter bubbles, and group polarization.” The scholars identify a host of harms from deep fakes, ranging from people being exploited, extorted, and sabotaged, to societal harms like the erosion of democratic discourse and trust in social institutions, undermining public safety, national security, journalism, and diplomacy, deepening social divisions, and manipulation of elections. But it might not be all bad. Even beyond purported beneficial uses of deep-fake technology for education, art, and science, the looming deep-fake disaster might have a silver lining. Hear us out. We think deep fakes have an upside.

Crucial to our argument is the idea that deep fakes don’t create new problems so much as make existing problems worse. Cracks in systems, frameworks, strategies, and institutions that have been leaking for years now threaten to spring open. Journalism, education, individual rights, democratic systems, and voting protocols have long been vulnerable. Deep fakes might just be the straw that breaks them. And therein lies opportunity for repair. Below we briefly address some deep problems and how finally addressing them may also neutralize the destructive force of deep fakes. We only describe three cultural institutions – education, journalism, and representative democracy — with deep problems that could be strengthened as a response to deep fakes for greater societal gains. But we encourage readers to think up more. We have a hunch that once we harness the upside of deep fakes, we may unlock creative solutions to other sticky social and political problems…(More)”.

The Art of Values-Based Innovation for Humanitarian Action


Chris Earney & Aarathi Krishnan at SSIR: “Contrary to popular belief, innovation isn’t new to the humanitarian sector. Organizations like the Red Cross and Red Crescent have a long history of innovating in communities around the world. Humanitarians have worked both on a global scale—for example, to innovate financing and develop the Humanitarian Code of Conduct—and on a local level—to reduce urban fire risks in informal settlements in Kenya, for instance, and improve waste management to reduce flood risks in Indonesia.

Even in its more-bureaucratic image more than 50 years ago, the United Nations commissioned a report to better understand the role that innovation, science, and technology could play in advancing human rights and development. Titled the “Sussex Manifesto,” the report outlined how to reshape and reorganize the role of innovation and technology so that it was more relevant, equitable, and accessible to the humanitarian and development sectors. Although those who commissioned the manifesto ultimately deemed it too ambitious for its era, the effort nevertheless reflects the UN’s longstanding interest in understanding how far-reaching ideas can elicit fundamental and needed progress. It challenged the humanitarian system to be explicit about its values and understand how those values could lead to radical actions for the betterment of humanity.

Since then, 27 UN organizations have formed teams dedicated to supporting innovation. Today, the aspiration to innovate extends to NGOs and donor communities, and has led to myriad approaches to brainstorming, design thinking, co-creation, and other activities developed to support novelty.

However, in the face of a more-globalized, -connected, and -complex world, we need to, more than ever, position innovation as a bold and courageous way of doing things. It’s common for people to demote innovation as a process that tinkers around the edges of organizations, but we need to think about innovation as a tool for changing the way systems work and our practices so that they better serve communities. This matters, because humanitarian needs are only going to grow, and the resources available to us likely won’t match that need. When the values that underpin our attitudes and behaviors as humanitarians drive innovation, we can better focus our efforts and create more impact with less—and we’re going to have to…(More)”.

Accountability in the Age of the Artificial


2019 Solomon Lecture by Fiona McLeod: “Our aspiration for open and accountable government faces innumerable challenges, not least the natural reluctance of all governments to expose themselves to criticism and accept responsibility for failure.

Time and again, corporate and political goals take priority over just outcomes, and the human rights of individuals and communities are undervalued and ignored.

Numerous examples of bad behaviour shock us for a while, some even receiving the focused attention of high quality investigative journalism and Royal Commissions, but we are left unsatisfied, cynical and disengaged, more jaded than before, accepting the inevitability of existential threats, the comfort of algorithmic news feeds and vague promises to ‘drain the swamp’.

In this context, are big data and artificial intelligence the enemies of the people, the ultimate tools of the oligarch, or the vital tools needed to eliminate bias, improve scrutiny and just outcomes for the visionary?  Is there a future in which humanity evolves alongside an enhanced hive-mind in time to avert global catastrophe and create a new vision for humanity?…(More)”

Experimental Innovation Policy


Paper by Albert Bravo-Biosca: “Experimental approaches are increasingly being adopted across many policy fields, but innovation policy has been lagging. This paper reviews the case for policy experimentation in this field, describes the different types of experiments that can be undertaken, discusses some of the unique challenges to the use of experimental approaches in innovation policy, and summarizes some of the emerging lessons, with a focus on randomized trials. The paper concludes describing how at the Innovation Growth Lab we have been working with governments across the OECD to help them overcome the barriers to policy experimentation in order to make their policies more impactful….(More)”.

The promise and peril of a digital ecosystem for the planet


Blog post by Jillian Campbell and David E Jensen: “A range of frontier and digital technologies have dramatically boosted the ways in which we can monitor the health of our planet. And sustain our future on it (Figure 1).

Figure 1. A range of frontier an digital technologies can be combined to monitor our planet and the sustainable use of natural resources (1)

If we can leverage this technology effectively, we will be able to assess and predict risks, increase transparency and accountability in the management of natural resources and inform markets as well as consumer choice. These actions are all required if we are to stand a better chance of achieving the Sustainable Development Goals (SDGs).

However, for this vision to become a reality, public and private sector actors must take deliberate action and collaborate to build a global digital ecosystem for the planet — one consisting of data, infrastructure, rapid analytics, and real-time insights. We are now at a pivotal moment in the history of our stewardship of this planet. A “tipping point” of sorts. And in order to guide the political action which is required to counter the speed, scope and severity of the environmental and climate crises, we must acquire and deploy these data sets and frontier technologies. Doing so can fundamentally change our economic trajectory and underpin a sustainable future.

This article shows how such a global digital ecosystem for the planet can be achieved — as well as what we risk if we do not take decisive action within the next 12 months….(More)”.

Weaponized Interdependence: How Global Economic Networks Shape State Coercion


Henry Farrell and Abraham L. Newman in International Security: “Liberals claim that globalization has led to fragmentation and decentralized networks of power relations. This does not explain how states increasingly “weaponize interdependence” by leveraging global networks of informational and financial exchange for strategic advantage. The theoretical literature on network topography shows how standard models predict that many networks grow asymmetrically so that some nodes are far more connected than others. This model nicely describes several key global economic networks, centering on the United States and a few other states. Highly asymmetric networks allow states with (1) effective jurisdiction over the central economic nodes and (2) appropriate domestic institutions and norms to weaponize these structural advantages for coercive ends. In particular, two mechanisms can be identified. First, states can employ the “panopticon effect” to gather strategically valuable information. Second, they can employ the “chokepoint effect” to deny network access to adversaries. Tests of the plausibility of these arguments across two extended case studies that provide variation both in the extent of U.S. jurisdiction and in the presence of domestic institutions—the SWIFT financial messaging system and the internet—confirm the framework’s expectations. A better understanding of the policy implications of the use and potential overuse of these tools, as well as the response strategies of targeted states, will recast scholarly debates on the relationship between economic globalization and state coercion….(More)”

Community Colleges Boost STEM Student Success Through Behavioral Nudging


Press Release: “JFF, a national nonprofit driving transformation in the American workforce and education systems, and Persistence Plus, which pairs behavioral insights with intelligent text messaging to improve student success, today released the findings from an analysis that examined the effects of personalized nudging on nearly 10,000 community college students. The study, conducted over two years at four community colleges, found that behavioral nudging had a significant impact on student persistence rates—with strong improvements among students of color and older adult learners, who are often underrepresented among graduates of STEM (science, technology, engineering, and math) programs.

“These results offer powerful evidence on the potential, and imperative, of using technology to support students during the most in-demand, and often most challenging, courses and majors,” said Maria Flynn, president and CEO of JFF. “With millions of STEM jobs going unfilled, closing the gap in STEM achievement has profound economic—and equity—implications.” 

In a multiyear initiative called “Nudging to STEM Success, which was funded by the Helmsley Charitable Trust, JFF and Persistence Plus selected four colleges to implement the nudging initiative campuswide:Lakeland Community College in Kirtland, Ohio; Lorain County Community College in Elyria, Ohio; Stark State College in North Canton, Ohio; and John Tyler Community College in Chester, Virginia.

A randomized control trial in the summer of 2017 showed that the nudges increased first-to-second-year persistence for STEM students by 10 percentage points. The results of that trial will be presented in an upcoming peer-reviewed paper titled “A Summer Nudge Campaign to Motivate Community College STEM Students to Reenroll.” The paper will be published in AERA Open, an open-access journal published by the American Educational Research Association. 

Following the 2017 trial, the four colleges scaled the support to nearly 10,000 students, and over the next two years, JFF and Persistence Plus found that the nudging support had a particularly strong impact on students of color and students over the age of 25—two groups that have historically had lower persistence rates than other students….(More)”.

To Regain Policy Competence: The Software of American Public Problem-Solving


Philip Zelikow at the Texas National Security Review: “Policymaking is a discipline, a craft, and a profession. Policymakers apply specialized knowledge — about other countries, politics, diplomacy, conflict, economics, public health, and more — to the practical solution of public problems. Effective policymaking is difficult. The “hardware” of policymaking — the tools and structures of government that frame the possibilities for useful work — are obviously important. Less obvious is that policy performance in practice often rests more on the “software” of public problem-solving: the way people size up problems, design actions, and implement policy. In other words, the quality of the policymaking.

Like policymaking, engineering is a discipline, a craft, and a profession. Engineers learn how to apply specialized knowledge — about chemistry, physics, biology, hydraulics, electricity, and more — to the solution of practical problems. Effective engineering is similarly difficult. People work hard to learn how to practice it with professional skill. But, unlike the methods taught for engineering, the software of policy work is rarely recognized or studied. It is not adequately taught. There is no canon or norms of professional practice. American policymaking is less about deliberate engineering, and is more about improvised guesswork and bureaucratized habits.

My experience is as a historian who studies the details of policy episodes and the related staff work, but also as a former official who has analyzed a variety of domestic and foreign policy issues at all three levels of American government, including federal work from different bureaucratic perspectives in five presidential administrations from Ronald Reagan to Barack Obama. From this historical and contemporary vantage point, I am struck (and a bit depressed) that the quality of U.S. policy engineering is actually much, much worse in recent decades than it was throughout much of the 20th century. This is not a partisan observation — the decline spans both Republican and Democratic administrations.

I am not alone in my observations. Francis Fukuyama recently concluded that, “[T]he overall quality of the American government has been deteriorating steadily for more than a generation,” notably since the 1970s. In the United States, “the apparently irreversible increase in the scope of government has masked a large decay in its quality.”1 This worried assessment is echoed by other nonpartisan and longtime scholars who have studied the workings of American government.2 The 2003 National Commission on Public Service observed,

The notion of public service, once a noble calling proudly pursued by the most talented Americans of every generation, draws an indifferent response from today’s young people and repels many of the country’s leading private citizens. … The system has evolved not by plan or considered analysis but by accretion over time, politically inspired tinkering, and neglect. … The need to improve performance is urgent and compelling.3

And they wrote that as the American occupation of Iraq was just beginning.

In this article, I offer hypotheses to help explain why American policymaking has declined, and why it was so much more effective in the mid-20th century than it is today. I offer a brief sketch of how American education about policy work evolved over the past hundred years, and I argue that the key software qualities that made for effective policy engineering neither came out of the academy nor migrated back into it.

I then outline a template for doing and teaching policy engineering. I break the engineering methods down into three interacting sets of analytical judgments: about assessment, design, and implementation. In teaching, I lean away from new, cumbersome standalone degree programs and toward more flexible forms of education that can pair more easily with many subject-matter specializations. I emphasize the value of practicing methods in detailed and more lifelike case studies. I stress the significance of an organizational culture that prizes written staff work of the quality that used to be routine but has now degraded into bureaucratic or opinionated dross….(More)”.

Complex Systems Change Starts with Those Who Use the Systems


Madeleine Clarke & John Healy at Stanford Social Innovation Review: “Philanthropy, especially in the United States and Europe, is increasingly espousing the idea that transformative shifts in social care, education, and health systems are needed. Yet successful examples of systems-level reform are rare. Concepts such as collective impact (funder-driven, cross-sector collaboration), implementation science (methods to promote the systematic uptake of research findings), and catalytic philanthropy (funders playing a powerful role in mobilizing fundamental reforms) have gained prominence as pathways to this kind of change. These approaches tend to characterize philanthropy—usually foundations—as the central, heroic actor. Meanwhile, research on change within social and health services continues to indicate that deeply ingrained beliefs and practices, such as overly medicalized models of care for people with intellectual disabilities, and existing resource distribution, which often maintains the pay and conditions of professional groups, inhibits the introduction of reform into complex systems. A recent report by RAND, for example, showed that a $1 billion, seven-year initiative to improve teacher performance failed, and cited the complexity of the system and practitioners’ resistance to change as possible explanations. 

We believe the most effective way to promote systems-level social change is to place the voices of people who use social services—the people for whom change matters most—at the center of change processes. But while many philanthropic organizations tout the importance of listening to the “end beneficiaries” or “service users,” the practice nevertheless remains an underutilized methodology for countering systemic obstacles to change and, ultimately, reforming complex systems….(More)”.