Review of several books by Michael Ignatieff in the New York Review of Books: “In the 1930s travelers returned from Mussolini’s Italy, Stalin’s Russia, and Hitler’s Germany praising the hearty sense of common purpose they saw there, compared to which their own democracies seemed weak, inefficient, and pusillanimous.
Democracies today are in the middle of a similar period of envy and despondency. Authoritarian competitors are aglow with arrogant confidence. In the 1930s, Westerners went to Russia to admire Stalin’s Moscow subway stations; today they go to China to take the bullet train from Beijing to Shanghai, and just as in the 1930s, they return wondering why autocracies can build high-speed railroad lines seemingly overnight, while democracies can take forty years to decide they cannot even begin. The Francis Fukuyama moment—when in 1989 Westerners were told that liberal democracy was the final form toward which all political striving was directed—now looks like a quaint artifact of a vanished unipolar moment.
For the first time since the end of the cold war, the advance of democratic constitutionalism has stopped. The army has staged a coup in Thailand and it’s unclear whether the generals will allow democracy to take root in Burma. For every African state, like Ghana, where democratic institutions seem secure, there is a Mali, a Côte d’Ivoire, and a Zimbabwe, where democracy is in trouble.
In Latin America, democracy has sunk solid roots in Chile, but in Mexico and Colombia it is threatened by violence, while in Argentina it struggles to shake off the dead weight of Peronism. In Brazil, the millions who took to the streets last June to protest corruption seem to have had no impact on the cronyism in Brasília. In the Middle East, democracy has a foothold in Tunisia, but in Syria there is chaos; in Egypt, plebiscitary authoritarianism rules; and in the monarchies, absolutism is ascendant.
In Europe, the policy elites keep insisting that the remedy for their continent’s woes is “more Europe” while a third of their electorate is saying they want less of it. From Hungary to Holland, including in France and the UK, the anti-European right gains ground by opposing the European Union generally and immigration in particular. In Russia the democratic moment of the 1990s now seems as distant as the brief constitutional interlude between 1905 and 1914 under the tsar….
It is not at all apparent that “governance innovation,” a bauble Micklethwait and Wooldridge chase across three continents, watching innovators at work making government more efficient in Chicago, Sacramento, Singapore, and Stockholm, will do the trick. The problem of the liberal state is not that it lacks modern management technique, good software, or different schemes to improve the “interface” between the bureaucrats and the public. By focusing on government innovation, Micklethwait and Wooldridge assume that the problem is improving the efficiency of government. But what is required is both more radical and more traditional: a return to constitutional democracy itself, to courts and regulatory bodies that are freed from the power of money and the influence of the powerful; to legislatures that cease to be circuses and return to holding the executive branch to public account while cooperating on measures for which there is a broad consensus; to elected chief executives who understand that they are not entertainers but leaders….”
Books reviewed:
What is democracy? A reconceptualization of the quality of democracy
Paper by Gerardo L. Munck: “Works on the quality of democracy propose standards for evaluating politics beyond those encompassed by a minimal definition of democracy. Yet, what is the quality of democracy? This article first reconstructs and assesses current conceptualizations of the quality of democracy. Thereafter, it reconceptualizes the quality of democracy by equating it with democracy pure and simple, positing that democracy is a synthesis of political freedom and political equality, and spelling out the implications of this substantive assumption. The proposal is to broaden the concept of democracy to address two additional spheres: government decision-making – political institutions are democratic inasmuch as a majority of citizens can change the status quo – and the social environment of politics – the social context cannot turn the principles of political freedom and equality into mere formalities. Alternative specifications of democratic standards are considered and reasons for discarding them are provided.”
Diffusers of Useful Knowledge
Book review of Visions of Science: Books and Readers at the Dawn of the Victorian Age (By James A Secord): “For a moment in time, just before Victoria became queen, popular science seemed to offer answers to everything. Around 1830, revolutionary information technology – steam-powered presses and paper-making machines – made possible the dissemination of ‘useful knowledge’ to a mass public. At that point professional scientists scarcely existed as a class, but there were genteel amateur researchers who, with literary panache, wrote for a fascinated lay audience.
The term ‘scientist’ was invented only in 1833, by the polymath William Whewell, who gave it a faintly pejorative odour, drawing analogies to ‘journalist’, ‘sciolist’, ‘atheist’, and ‘tobacconist’. ‘Better die … than bestialise our tongue by such barbarisms,’ scowled the geologist Adam Sedgwick. ‘To anyone who respects the English language,’ said T H Huxley, ‘I think “Scientist” must be about as pleasing a word as “Electrocution”.’ These men preferred to call themselves ‘natural philosophers’ and there was a real distinction. Scientists were narrowly focused utilitarian data-grubbers; natural philosophers thought deeply and wrote elegantly about the moral, cosmological and metaphysical implications of their work….
Visions of Science offers vignettes of other pre-Darwin scientific writers who generated considerable buzz in their day. Consolations in Travel, a collection of meta-scientific musings by the chemist Humphry Davy, published in 1830, played a salient role in the plot of The Tenant of Wildfell Hall (1848), with Anne Brontë being reasonably confident that her readers would get the reference. The general tone of such works was exemplified by the astronomer John Herschel in Preliminary Discourse on the Study of Natural Philosophy (1831) – clear, empirical, accessible, supremely rational and even-tempered. These authors communicated a democratic faith that science could be mastered by anyone, perhaps even a woman.
Mary Somerville’s On the Connexion of the Physical Sciences (1834) pulled together mathematics, astronomy, electricity, light, sound, chemistry and meteorology in a grand middlebrow synthesis. She even promised her readers that the sciences were converging on some kind of unified field theory, though that particular Godot has never arrived. For several decades the book sold hugely and was pirated widely, but as scientists became more specialised and professional, it began to look like a hodgepodge. Writing in Nature in 1874, James Clerk Maxwell could find no theme in her pudding, calling it a miscellany unified only by the bookbinder.
The same scientific populism made possible the brief supernova of phrenology. Anyone could learn the fairly simple art of reading bumps on the head once the basics had been broadcast by new media. The first edition of George Combe’s phrenological treatise The Constitution of Man, priced at six shillings, sold barely a hundred copies a year. But when the state-of-the-art steam presses of Chambers’s Edinburgh Journal (the first mass-market periodical) produced a much cheaper version, 43,000 copies were snapped up in a matter of months. What the phrenologists could not produce were research papers backing up their claims, and a decade later the movement was moribund.
Charles Babbage, in designing his ‘difference engine’, anticipated all the basic principles of the modern computer – including ‘garbage in, garbage out’. In Reflections on the Decline of Science in England (1830) he accused his fellow scientists of routinely suppressing, concocting or cooking data. Such corruption (he confidently insisted) could be cleaned up if the government generously subsidised scientific research. That may seem naive today, when we are all too aware that scientists often fudge results to keep the research money flowing. Yet in the era of the First Reform Act, everything appeared to be reformable. Babbage even stood for parliament in Finsbury, on a platform of freedom of information for all. But he split the scientific radical vote with Thomas Wakley, founder of The Lancet, and the Tory swept home.
After his sketches of these forgotten bestsellers, Secord concludes with the literary bomb that blew them all up. In Sartor Resartus Thomas Carlyle fiercely deconstructed everything the popular scientists stood for. Where they were cool, rational, optimistic and supremely organised, he was frenzied, mystical, apocalyptic and deliberately nonsensical. They assumed that big data represented reality; he saw that it might be all pretence, fabrication, image – in a word, ‘clothes’. A century and a half before Microsoft’s emergence, Carlyle grasped the horror of universal digitisation: ‘Shall your Science proceed in the small chink-lighted, or even oil-lighted, underground workshop of Logic alone; and man’s mind become an Arithmetical Mill?’ That was a dig at the clockwork utilitarianism of both John Stuart Mill and Babbage: the latter called his central processing unit a ‘mill’.
The scientific populists sincerely aimed to democratise information. But when the movement was institutionalised in the form of mechanics’ institutes and the Society for the Diffusion of Useful Knowledge, did it aim at anything more than making workers more productive? Babbage never completed his difference engine, in part because he treated human beings – including the artisans who were supposed to execute his designs – as programmable machines. And he was certain that Homo sapiens was not the highest form of intelligence in the universe. On another planet somewhere, he suggested, the Divine Programmer must have created Humanity 2.0….”
Smart cities from scratch? a socio-technical perspective
Paper by Luís Carvalho in Cambridge Journal of Regions, Economy and Society: “This paper argues that contemporary smart city visions based on ITs (information and tele- communication technologies) configure complex socio-technical challenges that can benefit from strategic niche management to foster two key processes: technological learning and societal embedding. Moreover, it studies the extent to which those processes started to unfold in two paradigmatic cases of smart city pilots ‘from scratch’: Songdo (South Korea) and PlanIT Valley (Portugal). The rationale and potentials of the two pilots as arenas for socio-technical experimentation and global niche formation are analysed, as well as the tensions and bottlenecks involved in nurturing socially rich innovation ecosystems and in maintaining social and political support over time.”
Want to Brainstorm New Ideas? Then Limit Your Online Connections
Steve Lohr in the New York Times: “The digitally connected life is both invaluable and inevitable.
Anyone who has the slightest doubt need only walk down the sidewalk of any city street filled with people checking their smartphones for text messages, tweets, news alerts or weather reports or any number of things. So glued to their screens, they run into people or create pedestrian traffic jams.
Just when all the connectedness is useful and when it’s not is often difficult to say. But a recent research paper, published on the Social Science Research Network, titled “Facts and Figuring,” sheds some light on that question.
The research involved customizing a Pentagon lab program for measuring collaboration and information-sharing — a whodunit game, in which the subjects sitting at computers search for clues and solutions to figure out the who, what, when and where of a hypothetical terrorist attack.
The 417 subjects, played more than 1,100 rounds of the 25-minute web-based game, and they were mostly students from the Boston area, selected from the pool of volunteers in the Harvard Decision Science Laboratory and Harvard Business School’s Computer Lab for Experimental Research.
They could share clues and solutions. But the study was designed to measure the results from different network structures — densely clustered networks and unclustered networks of communication. Problem solving, the researchers write, involves “both search for information and search for solutions.” They found that “clustering promotes exploration in information space, but decreases exploration in solution space.”
In looking for unique facts or clues, clustering helped since members of the dense communications networks effectively split up the work and redundant facts were quickly weeded out, making them five percent more efficient. But the number of unique theories or solutions was 17.5 percent higher among subjects who were not densely connected. Clustering reduced the diversity of ideas.
The research paper, said Jesse Shore, a co-author and assistant professor at the Boston University School of Management, contributes to “the growing awareness that being connected all the time has costs. And we put a number to it, in an experimental setting.”
The research, of course, also showed where the connection paid off — finding information, the vital first step in decision making. “There are huge, huge benefits to information sharing,” said Ethan Bernstein, a co-author and assistant professor at the Harvard Business School. “But the costs are harder to measure.”…
Big Data from the bottom up
Paper by Nick Couldry and Alison Powell in the Journal Big Data and Society: “This short article argues that an adequate response to the implications for governance raised by ‘Big Data’ requires much more attention to agency and reflexivity than theories of ‘algorithmic power’ have so far allowed. It develops this through two contrasting examples: the sociological study of social actors used of analytics to meet their own social ends (for example, by community organisations) and the study of actors’ attempts to build an economy of information more open to civic intervention than the existing one (for example, in the environmental sphere). The article concludes with a consideration of the broader norms that might contextualise these empirical studies, and proposes that they can be understood in terms of the notion of voice, although the practical implementation of voice as a norm means that voice must sometimes be considered via the notion of transparency”
The Fundamentals of Online Open Government
White paper by Granicus.com: “Open government is about building transparency, trust, and engagement with the public. Today, with 80% of the North American public on the Internet, it is becoming increasingly clear that building open government starts online. Transparency 2.0 not only provides public information, but also develops civic engagement, opens the decision-making process online, and takes advantage of today’s technology trends.
This paper provides principles and practices of Transparency 2.0. It also outlines 12 fundamentals of online open government that have been proven across more than 1,000 government agencies throughout North America.
Here are some of the key issues covered:
- Defining open government’s role with technology
- Enhancing dialog between citizen and government
- Architectures and connectivity of public data
- Opening the decision-making workflow”
Facebook tinkered with users’ feeds for a massive psychology experiment
AVClub: “Scientists at Facebook have published a paper showing that they manipulated the content seen by more than 600,000 users in an attempt to determine whether this would affect their emotional state. The paper, “Experimental evidence of massive-scale emotional contagion through social networks,” was published in The Proceedings Of The National Academy Of Sciences. It shows how Facebook data scientists tweaked the algorithm that determines which posts appear on users’ news feeds—specifically, researchers skewed the number of positive or negative terms seen by randomly selected users. Facebook then analyzed the future postings of those users over the course of a week to see if people responded with increased positivity or negativity of their own, thus answering the question of whether emotional states can be transmitted across a social network. Result: They can! Which is great news for Facebook data scientists hoping to prove a point about modern psychology. It’s less great for the people having their emotions secretly manipulated.
inIn order to sign up for Facebook, users must click a box saying they agree to the Facebook Data Use Policy, giving the company the right to access and use the information posted on the site. The policy lists a variety of potential uses for your data, most of them related to advertising, but there’s also a bit about “internal operations, including troubleshooting, data analysis, testing, research and service improvement.” In the study, the authors point out that they stayed within the data policy’s liberal constraints by using machine analysis to pick out positive and negative posts, meaning no user data containing personal information was actually viewed by human researchers. And there was no need to ask study “participants” for consent, as they’d already given it by agreeing to Facebook’s terms of service in the first place.
Facebook data scientist Adam Kramer is listed as the study’s lead author. In an interview the company released a few years ago, Kramer is quoted as saying he joined Facebook because “Facebook data constitutes the largest field study in the history of the world.”
See also:
Facebook Experiments Had Few Limits, Data Science Lab Conducted Tests on Users With Little Oversight, Wall Street Journal.
Stop complaining about the Facebook study. It’s a golden age for research, Duncan Watts
Urban Analytics (Updated and Expanded)
As part of an ongoing effort to build a knowledge base for the field of opening governance by organizing and disseminating its learnings, the GovLab Selected Readings series provides an annotated and curated collection of recommended works on key opening governance topics. In this edition, we explore the literature on Urban Analytics. To suggest additional readings on this or any other topic, please email biblio@thegovlab.org.
Urban Analytics places better information in the hands of citizens as well as government officials to empower people to make more informed choices. Today, we are able to gather real-time information about traffic, pollution, noise, and environmental and safety conditions by culling data from a range of tools: from the low-cost sensors in mobile phones to more robust monitoring tools installed in our environment. With data collected and combined from the built, natural and human environments, we can develop more robust predictive models and use those models to make policy smarter.
With the computing power to transmit and store the data from these sensors, and the tools to translate raw data into meaningful visualizations, we can identify problems as they happen, design new strategies for city management, and target the application of scarce resources where they are most needed.
Selected Reading List (in alphabetical order)
- L. Amini, E. Bouillet, F. Calabrese, L. Gasparini and O. Verscheure — Challenges and Results in City-scale Sensing — a paper examining research challenges related to cities’ use of machine learning, optimization, visualization and semantic analysis.
- M. Batty, K. W. Axhausen, F. Gianotti, A. Pozdnoukhov, A. Bazzani, M. Wachowicz, G. Ouzonis and Y. Portugali — Smart Cities of the Future — a paper exploring the goals and research challenges of merging ICT with traditional city infrastructures.
- Paul Budde — Smart Cities of Tomorrow — a paper on strategies for creating smart cities with cohesive and open telecommunication and software architecture.
- G. Cardone, L. Foschini, P. Bellavista, A. Corradi, C. Borcea, M. Talasila and R. Curtmola — Fostering Participaction in Smart Cities: A Geo-social Crowdsensing Platform — a paper on employing collective intelligence in smart cities.
- Chien-Chu Chen – The Trend towards ‘Smart Cities’ – a study of existing smart city initiatives from around the world.
- A. Domingo, B. Bellalta, M. Palacin, M. Oliver and E. Almirall – Public Open Sensor Data: Revolutionizing Smart Cities – a paper proposing a platform for cities to leverage public open sensor data.
- C. Harrison, B. Eckman, R. Hamilton, P. Hartswick, J. Kalagnanam, J. Paraszczak and P. Williams — Foundations for Smarter Cities — a paper describing the information technology foundation and principles for smart cities.
- José M. Hernández-Muñoz, Jesús Bernat Vercher, Luis Muñoz, José A. Galache, Mirko Presser, Luis A. Hernández Gómez, and Jan Pettersson — Smart Cities at the Forefront of the Future Internet — a paper exploring the notion of transforming a smart city into an open innovation platform.
- Jung Hoon-Lee, Marguerite Gong Hancock, Mei-Chih Hu – Towards an effective framework for building smart cities: Lessons from Seoul and San Francisco – a paper proposing a conceptual framework for smart city initiatives.
- Maged N. Kamel Boulos and Najeeb M. Al-Shorbaji – On the Internet of Things, smart cities and the WHO Healthy Cities – an article describing the opportunity for smart city initiatives and the Internet of Things (IoT) to help improve health outcomes and the environment.
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Sallie Ann Keller, Steven E. Koonin and Stephanie Shipp — Big Data and City Living — What Can It Do for Us? — an article exploring the benefits and challenges related to cities leveraging big data.
- Rob Kitchin — The Real-Time City? Big Data and Smart Urbanism — a paper discussing how cities’ use of big data enables real-time analysis and new modes of technocratic urban governance.
- Julia Lane, Victoria Stodden, Stefan Bender, and Helen Nissenbaum eds. – Privacy, Big Data, and the Public Good: Frameworks for Engagement – a book focusing on the legal, practical, and statistical approaches for maximizing the use of massive datasets, including those supporting urban analytics, while minimizing information risk.
- A. Mostashari, F. Arnold, M. Maurer and J. Wade — Citizens as Sensors: The Cognitive City Paradigm — a paper introducing the concept of the “cognitive city” — a city that can learn to improve its service conditions by planning, deciding and acting on perceived conditions.
- M. Oliver, M. Palacin, A. Domingo and V. Valls — Sensor Information Fueling Open Data — a paper introducing the concept of sensor networks and their role in a smart cities framework.
- Charith Perera, Arkady Zaslavsky, Peter Christen and Dimitrios Georgakopoulos – Sensing as a service model for smart cities supported by Internet of Things – a paper focused on the parallel advancements of smart city initiatives and the Internet of Things (IoT).
- Hans Schaffers, Nicos Komninos, Marc Pallot, Brigitte Trousse, Michael Nilsson and Alvaro Oliviera — Smart Cities and the Future Internet: Towards Cooperation Frameworks for Open Innovation — a paper exploring the present and future of citizen participation in smart service delivery.
- G. Suciu, A. Vulpe, S. Halunga, O. Fratu, G. Todoran and V. Suciu — Smart Cities Built on Resilient Cloud Computing and Secure Internet of Things — a paper proposing a new cloud-based platform for provision and support of ubiquitous connectivity and real-time applications and services in smart cities.
- Anthony Townsend — Smart Cities: Big Data, Civic Hackers, and the Quest for a New Utopia — a book exploring the diversity of motivations, challenges and potential benefits of smart cities in our “era of mass urbanization and technological ubiquity.”
Annotated Selected Reading List (in alphabetical order)
Amini, L., E. Bouillet, F. Calabrese, L. Gasparini, and O. Verscheure. “Challenges and Results in City-scale Sensing.” In IEEE Sensors, 59–61, 2011. http://bit.ly/1doodZm.
- This paper examines “how city requirements map to research challenges in machine learning, optimization, control, visualization, and semantic analysis.”
- The authors raises several research challenges including how to extract accurate information when the data is noisy and sparse; how to represent findings from digital pervasive technologies; and how people interact with one another and their environment.
Batty, M., K. W. Axhausen, F. Giannotti, A. Pozdnoukhov, A. Bazzani, M. Wachowicz, G. Ouzounis, and Y. Portugali. “Smart Cities of the Future.” The European Physical Journal Special Topics 214, no. 1 (November 1, 2012): 481–518. http://bit.ly/HefbjZ.
- This paper explores the goals and research challenges involved in the development of smart cities that merge ICT with traditional infrastructures through digital technologies.
- The authors put forth several research objectives, including: 1) to explore the notion of the city as a laboratory for innovation; 2) to develop technologies that ensure equity, fairness and realize a better quality of city life; and 3) to develop technologies that ensure informed participation and create shared knowledge for democratic city governance.
- The paper also examines several contemporary smart city initiatives, expected paradigm shifts in the field, benefits, risks and impacts.
Budde, Paul. “Smart Cities of Tomorrow.” In Cities for Smart Environmental and Energy Futures, edited by Stamatina Th Rassia and Panos M. Pardalos, 9–20. Energy Systems. Springer Berlin Heidelberg, 2014. http://bit.ly/17MqPZW.
- This paper examines the components and strategies involved in the creation of smart cities featuring “cohesive and open telecommunication and software architecture.”
- In their study of smart cities, the authors examine smart and renewable energy; next-generation networks; smart buildings; smart transport; and smart government.
- They conclude that for the development of smart cities, information and communication technology (ICT) is needed to build more horizontal collaborative structures, useful data must be analyzed in real time and people and/or machines must be able to make instant decisions related to social and urban life.
Cardone, G., L. Foschini, P. Bellavista, A. Corradi, C. Borcea, M. Talasila, and R. Curtmola. “Fostering Participaction in Smart Cities: a Geo-social Crowdsensing Platform.” IEEE Communications
Magazine 51, no. 6 (2013): 112–119. http://bit.ly/17iJ0vZ.
- This article examines “how and to what extent the power of collective although imprecise intelligence can be employed in smart cities.”
- To tackle problems of managing the crowdsensing process, this article proposes a “crowdsensing platform with three main original technical aspects: an innovative geo-social model to profile users along different variables, such as time, location, social interaction, service usage, and human activities; a matching algorithm to autonomously choose people to involve in participActions and to quantify the performance of their sensing; and a new Android-based platform to collect sensing data from smart phones, automatically or with user help, and to deliver sensing/actuation tasks to users.”
Chen, Chien-Chu. “The Trend towards ‘Smart Cities.’” International Journal of Automation and Smart Technology. June 1, 2014. http://bit.ly/1jOOaAg.
- In this study, Chen explores the ambitions, prevalence and outcomes of a variety of smart cities, organized into five categories:
- Transportation-focused smart cities
- Energy-focused smart cities
- Building-focused smart cities
- Water-resources-focused smart cities
- Governance-focused smart cities
- The study finds that the “Asia Pacific region accounts for the largest share of all smart city development plans worldwide, with 51% of the global total. Smart city development plans in the Asia Pacific region tend to be energy-focused smart city initiatives, aimed at easing the pressure on energy resources that will be caused by continuing rapid urbanization in the future.”
- North America, on the other hand is generally more geared toward energy-focused smart city development plans. “In North America, there has been a major drive to introduce smart meters and smart electric power grids, integrating the electric power sector with information and communications technology (ICT) and replacing obsolete electric power infrastructure, so as to make cities’ electric power systems more reliable (which in turn can help to boost private-sector investment, stimulate the growth of the ‘green energy’ industry, and create more job opportunities).”
- Looking to Taiwan as an example, Chen argues that, “Cities in different parts of the world face different problems and challenges when it comes to urban development, making it necessary to utilize technology applications from different fields to solve the unique problems that each individual city has to overcome; the emphasis here is on the development of customized solutions for smart city development.”
Domingo, A., B. Bellalta, M. Palacin, M. Oliver and E. Almirall. “Public Open Sensor Data: Revolutionizing Smart Cities.” Technology and Society Magazine, IEEE 32, No. 4. Winter 2013. http://bit.ly/1iH6ekU.
- In this article, the authors explore the “enormous amount of information collected by sensor devices” that allows for “the automation of several real-time services to improve city management by using intelligent traffic-light patterns during rush hour, reducing water consumption in parks, or efficiently routing garbage collection trucks throughout the city.”
- They argue that, “To achieve the goal of sharing and open data to the public, some technical expertise on the part of citizens will be required. A real environment – or platform – will be needed to achieve this goal.” They go on to introduce a variety of “technical challenges and considerations involved in building an Open Sensor Data platform,” including:
- Scalability
- Reliability
- Low latency
- Standardized formats
- Standardized connectivity
- The authors conclude that, despite incredible advancements in urban analytics and open sensing in recent years, “Today, we can only imagine the revolution in Open Data as an introduction to a real-time world mashup with temperature, humidity, CO2 emission, transport, tourism attractions, events, water and gas consumption, politics decisions, emergencies, etc., and all of this interacting with us to help improve the future decisions we make in our public and private lives.”
Harrison, C., B. Eckman, R. Hamilton, P. Hartswick, J. Kalagnanam, J. Paraszczak, and P. Williams. “Foundations for Smarter Cities.” IBM Journal of Research and Development 54, no. 4 (2010): 1–16. http://bit.ly/1iha6CR.
- This paper describes the information technology (IT) foundation and principles for Smarter Cities.
- The authors introduce three foundational concepts of smarter cities: instrumented, interconnected and intelligent.
- They also describe some of the major needs of contemporary cities, and concludes that Creating the Smarter City implies capturing and accelerating flows of information both vertically and horizontally.
Hernández-Muñoz, José M., Jesús Bernat Vercher, Luis Muñoz, José A. Galache, Mirko Presser, Luis A. Hernández Gómez, and Jan Pettersson. “Smart Cities at the Forefront of the Future Internet.” In The Future Internet, edited by John Domingue, Alex Galis, Anastasius Gavras, Theodore Zahariadis, Dave Lambert, Frances Cleary, Petros Daras, et al., 447–462. Lecture Notes in Computer Science 6656. Springer Berlin Heidelberg, 2011. http://bit.ly/HhNbMX.
- This paper explores how the “Internet of Things (IoT) and Internet of Services (IoS), can become building blocks to progress towards a unified urban-scale ICT platform transforming a Smart City into an open innovation platform.”
- The authors examine the SmartSantander project to argue that, “the different stakeholders involved in the smart city business is so big that many non-technical constraints must be considered (users, public administrations, vendors, etc.).”
- The authors also discuss the need for infrastructures at the, for instance, European level for realistic large-scale experimentally-driven research.
Hoon-Lee, Jung, Marguerite Gong Hancock, Mei-Chih Hu. “Towards an effective framework for building smart cities: Lessons from Seoul and San Francisco.” Technological Forecasting and Social Change. Ocotober 3, 2013. http://bit.ly/1rzID5v.
- In this study, the authors aim to “shed light on the process of building an effective smart city by integrating various practical perspectives with a consideration of smart city characteristics taken from the literature.”
- They propose a conceptual framework based on case studies from Seoul and San Francisco built around the following dimensions:
- Urban openness
- Service innovation
- Partnerships formation
- Urban proactiveness
- Smart city infrastructure integration
- Smart city governance
- The authors conclude with a summary of research findings featuring “8 stylized facts”:
- Movement towards more interactive services engaging citizens;
- Open data movement facilitates open innovation;
- Diversifying service development: exploit or explore?
- How to accelerate adoption: top-down public driven vs. bottom-up market driven partnerships;
- Advanced intelligent technology supports new value-added smart city services;
- Smart city services combined with robust incentive systems empower engagement;
- Multiple device & network accessibility can create network effects for smart city services;
- Centralized leadership implementing a comprehensive strategy boosts smart initiatives.
Kamel Boulos, Maged N. and Najeeb M. Al-Shorbaji. “On the Internet of Things, smart cities and the WHO Healthy Cities.” International Journal of Health Geographics 13, No. 10. 2014. http://bit.ly/Tkt9GA.
- In this article, the authors give a “brief overview of the Internet of Things (IoT) for cities, offering examples of IoT-powered 21st century smart cities, including the experience of the Spanish city of Barcelona in implementing its own IoT-driven services to improve the quality of life of its people through measures that promote an eco-friendly, sustainable environment.”
- The authors argue that one of the central needs for harnessing the power of the IoT and urban analytics is for cities to “involve and engage its stakeholders from a very early stage (city officials at all levels, as well as citizens), and to secure their support by raising awareness and educating them about smart city technologies, the associated benefits, and the likely challenges that will need to be overcome (such as privacy issues).”
- They conclude that, “The Internet of Things is rapidly gaining a central place as key enabler of the smarter cities of today and the future. Such cities also stand better chances of becoming healthier cities.”
Keller, Sallie Ann, Steven E. Koonin, and Stephanie Shipp. “Big Data and City Living – What Can It Do for Us?” Significance 9, no. 4 (2012): 4–7. http://bit.ly/166W3NP.
- This article provides a short introduction to Big Data, its importance, and the ways in which it is transforming cities. After an overview of the social benefits of big data in an urban context, the article examines its challenges, such as privacy concerns and institutional barriers.
- The authors recommend that new approaches to making data available for research are needed that do not violate the privacy of entities included in the datasets. They believe that balancing privacy and accessibility issues will require new government regulations and incentives.
Kitchin, Rob. “The Real-Time City? Big Data and Smart Urbanism.” SSRN Scholarly Paper. Rochester, NY: Social Science Research Network, July 3, 2013. http://bit.ly/1aamZj2.
- This paper focuses on “how cities are being instrumented with digital devices and infrastructure that produce ‘big data’ which enable real-time analysis of city life, new modes of technocratic urban governance, and a re-imagining of cities.”
- The authors provide “a number of projects that seek to produce a real-time analysis of the city and provides a critical reflection on the implications of big data and smart urbanism.”
Mostashari, A., F. Arnold, M. Maurer, and J. Wade. “Citizens as Sensors: The Cognitive City Paradigm.” In 2011 8th International Conference Expo on Emerging Technologies for a Smarter World (CEWIT), 1–5, 2011. http://bit.ly/1fYe9an.
- This paper argues that. “implementing sensor networks are a necessary but not sufficient approach to improving urban living.”
- The authors introduce the concept of the “Cognitive City” – a city that can not only operate more efficiently due to networked architecture, but can also learn to improve its service conditions, by planning, deciding and acting on perceived conditions.
- Based on this conceptualization of a smart city as a cognitive city, the authors propose “an architectural process approach that allows city decision-makers and service providers to integrate cognition into urban processes.”
Oliver, M., M. Palacin, A. Domingo, and V. Valls. “Sensor Information Fueling Open Data.” In Computer Software and Applications Conference Workshops (COMPSACW), 2012 IEEE 36th Annual, 116–121, 2012. http://bit.ly/HjV4jS.
- This paper introduces the concept of sensor networks as a key component in the smart cities framework, and shows how real-time data provided by different city network sensors enrich Open Data portals and require a new architecture to deal with massive amounts of continuously flowing information.
- The authors’ main conclusion is that by providing a framework to build new applications and services using public static and dynamic data that promote innovation, a real-time open sensor network data platform can have several positive effects for citizens.
Perera, Charith, Arkady Zaslavsky, Peter Christen and Dimitrios Georgakopoulos. “Sensing as a service model for smart cities supported by Internet of Things.” Transactions on Emerging Telecommunications Technologies 25, Issue 1. January 2014. http://bit.ly/1qJLDP9.
- This paper looks into the “enormous pressure towards efficient city management” that has “triggered various Smart City initiatives by both government and private sector businesses to invest in information and communication technologies to find sustainable solutions to the growing issues.”
- The authors explore the parallel advancement of the Internet of Things (IoT), which “envisions to connect billions of sensors to the Internet and expects to use them for efficient and effective resource management in Smart Cities.”
- The paper proposes the sensing as a service model “as a solution based on IoT infrastructure.” The sensing as a service model consists of four conceptual layers: “(i) sensors and sensor owners; (ii) sensor publishers (SPs); (iii) extended service providers (ESPs); and (iv) sensor data consumers. They go on to describe how this model would work in the areas of waste management, smart agriculture and environmental management.
Privacy, Big Data, and the Public Good: Frameworks for Engagement. Edited by Julia Lane, Victoria Stodden, Stefan Bender, and Helen Nissenbaum; Cambridge University Press, 2014. http://bit.ly/UoGRca.
- This book focuses on the legal, practical, and statistical approaches for maximizing the use of massive datasets while minimizing information risk.
- “Big data” is more than a straightforward change in technology. It poses deep challenges to our traditions of notice and consent as tools for managing privacy. Because our new tools of data science can make it all but impossible to guarantee anonymity in the future, the authors question whether it possible to truly give informed consent, when we cannot, by definition, know what the risks are from revealing personal data either for individuals or for society as a whole.
- Based on their experience building large data collections, authors discuss some of the best practical ways to provide access while protecting confidentiality. What have we learned about effective engineered controls? About effective access policies? About designing data systems that reinforce – rather than counter – access policies? They also explore the business, legal, and technical standards necessary for a new deal on data.
- Since the data generating process or the data collection process is not necessarily well understood for big data streams, authors discuss what statistics can tell us about how to make greatest scientific use of this data. They also explore the shortcomings of current disclosure limitation approaches and whether we can quantify the extent of privacy loss.
Schaffers, Hans, Nicos Komninos, Marc Pallot, Brigitte Trousse, Michael Nilsson, and Alvaro Oliveira. “Smart Cities and the Future Internet: Towards Cooperation Frameworks for Open Innovation.” In The Future Internet, edited by John Domingue, Alex Galis, Anastasius Gavras, Theodore Zahariadis, Dave Lambert, Frances Cleary, Petros Daras, et al., 431–446. Lecture Notes in Computer Science 6656. Springer Berlin Heidelberg, 2011. http://bit.ly/16ytKoT.
- This paper “explores ‘smart cities’ as environments of open and user-driven innovation for experimenting and validating Future Internet-enabled services.”
- The authors examine several smart city projects to illustrate the central role of users in defining smart services and the importance of participation. They argue that, “Two different layers of collaboration can be distinguished. The first layer is collaboration within the innovation process. The second layer concerns collaboration at the territorial level, driven by urban and regional development policies aiming at strengthening the urban innovation systems through creating effective conditions for sustainable innovation.”
Suciu, G., A. Vulpe, S. Halunga, O. Fratu, G. Todoran, and V. Suciu. “Smart Cities Built on Resilient Cloud Computing and Secure Internet of Things.” In 2013 19th International Conference on Control Systems and Computer Science (CSCS), 513–518, 2013. http://bit.ly/16wfNgv.
- This paper proposes “a new platform for using cloud computing capacities for provision and support of ubiquitous connectivity and real-time applications and services for smart cities’ needs.”
- The authors present a “framework for data procured from highly distributed, heterogeneous, decentralized, real and virtual devices (sensors, actuators, smart devices) that can be automatically managed, analyzed and controlled by distributed cloud-based services.”
Townsend, Anthony. Smart Cities: Big Data, Civic Hackers, and the Quest for a New Utopia. W. W. Norton & Company, 2013.
- In this book, Townsend illustrates how “cities worldwide are deploying technology to address both the timeless challenges of government and the mounting problems posed by human settlements of previously unimaginable size and complexity.”
- He also considers “the motivations, aspirations, and shortcomings” of the many stakeholders involved in the development of smart cities, and poses a new civics to guide these efforts.
- He argues that smart cities are not made smart by various, soon-to-be-obsolete technologies built into its infrastructure, but how citizens use these ever-changing technologies to be “human-centered, inclusive and resilient.”
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Privacy and Open Government
Paper by Teresa Scassa in Future Internet: “The public-oriented goals of the open government movement promise increased transparency and accountability of governments, enhanced citizen engagement and participation, improved service delivery, economic development and the stimulation of innovation. In part, these goals are to be achieved by making more and more government information public in reusable formats and under open licences. This paper identifies three broad privacy challenges raised by open government. The first is how to balance privacy with transparency and accountability in the context of “public” personal information. The second challenge flows from the disruption of traditional approaches to privacy based on a collapse of the distinctions between public and private sector actors. The third challenge is that of the potential for open government data—even if anonymized—to contribute to the big data environment in which citizens and their activities are increasingly monitored and profiled.”