Nudge and the European Union


Chapter by Alberto Alemanno: “Europe has largely been absent from the US-dominated debate surrounding the introduction of nudge-type interventions in policy-making. Yet the European Union and some of its Member States are exploring the possibility of informing their policy action with behavioural insights. While a great deal of academic attention is currently been paid to the philosophical, ethical and other abstract implications of behavioural-informed regulation, such as those concerning autonomy, dignity and moral development, this chapter charts and systematizes the incipient European Nudge discourse.

Besides a few isolated initiatives displaying some behavioural considerations (e.g. consumer rights, revised tobacco products directive, sporadic behavioural remedies in competition law), the EU – similarly to its own Member States – has not yet shown a general commitment to systematically integrate behavioural insights into policy-making. Given the potential of this innovative regulatory approach to attain effective, low-cost and choice-preserving policies, such a stance seems surprising, especially when measured against growing citizen mistrust towards EU policy action. At a time in which some EU countries are calling for a repatriation of powers and the European Commission promises to redefine – in the framework of its Better Regulation agenda – the relationships between the Union and its citizens, nudging might provide a promising way forward. In the aftermath of the Brexit vote, this promise has not only been shared by the 27 remaining Member State but also represents one of their major priorities . Yet with promises come challenges too.

The chapter proceeds as follows. Section 2 sets the scene by discussing the growing appeal of nudging among policymakers within and across Europe. Section 3 introduces the notion of behavioural policymaking and contrasts it with that of nudging. Section 4 describes the early and rather timid attempts at integrating behavioural insights into EU policymaking and identifies some domestic experiences. Section 5 discusses the institutional and methodological efforts undertaken by the EU and some of its member states to embrace behavioural policymaking. In turn, section 6 discusses the major difficulties of integrating behavioural insights into EU policymaking and offers some concluding remarks….(More)”

‘Regulatory Gaming’ – A Look Into the European Union’s Attempts to Engage Citizens With Playful Design


Paper by Gianluca Sgueo: “What will democratic systems in the European Union (EU) look like in the next decade and beyond? Will tech-savvy policy-makers respond to the demands of citizens in an effective and timely manner? Or will the much-celebrated ‘co-creation’ of public policies via digital tools continue to remain an empty slogan?

In this Chapter, we move from a broad reflection on the impact that technology is having on all levels of society, and particularly on human relations, to an analysis of the role of technology in the policy cycle. We claim that technology has dramatically changed both the number of ‘connections’ between citizens and public regulators, and their quality. We also argue that the outcomes of this enhanced interconnectivity have been uneven, and the results not always positive.

Overall, citizens (and corporations) have benefited from the enhanced ‘access’ they have gained vis-à-vis public authorities through new communication channels. These benefits, however, have not been mirrored by equally significant progresses in design and implementation of public policy. Public authorities have struggled with the impact of new technologies on policy-making.

Communities and citizens now expect public regulators to respond both immediately and effectively to their demands. However, for the most part public regulators have been unable or unwilling to effectively harness new technologies to foster participatory and inclusive governance. As a result, the legitimacy of public regulators has been politically and legally challenged by dissatisfied communities and stakeholders.

The chapter focuses on the EU, which is often accused of not being inclusive or democratic. As EU institutional responsibilities have expanded over time, calls for greater openness have increased. Conventional narratives of the EU’s democratic deficit paint a picture of a dysfunctional decision-making system run by elites located in Brussels. In reality, we claim in this chapter, EU institutions continually seek to enhance and increase interactions with stakeholders, with experimental efforts having intensified over the last decade….(More)”.

Imagining the Next Decade of Behavioral Science


Evan Nesterak at the Behavioral Scientist: “If you asked Richard Thaler in 2010, what he thought would become of the then very new field of behavioral science over the next decade, he would have been wrong, at least for the most part. Could he have predicted the expansion of behavioral economics research? Probably. The Nobel Prize? Maybe. The nearly 300 and counting behavioral teams in governments, businesses, and other organizations around the world? Not a chance. 

When we asked him a year and a half ago to sum up the 10 years since the publication of Nudgehe replied “Am I too old to just say OMG? … [Cass Sunstein and I] would never have anticipated one “nudge unit” much less 200….Every once in a while, one of us will send the other an email that amounts to just ‘wow.’”

As we closed last year (and the last decade), we put out a call to help us imagine the next decade of behavioral science. We asked you to share your hopes and fears, predictions and warnings, open questions and big ideas. 

We received over 120 submissions from behavioral scientists around the world. We picked the most thought-provoking submissions and curated them below.

We’ve organized the responses into three sections. The first section, Promises and Pitfalls, houses the responses about the field as whole—its identity, purpose, values. In that section, you’ll find authors challenging the field to be bolder. You’ll also find ideas to unite the field, which in its growth has felt for some like the “Wild West.” Ethical concerns are also top of mind. “Behavioral science has confronted ethical dilemmas before … but never before has the essence of the field been so squarely in the wheelhouse of corporate interests,” writes Phillip Goff.

In the second section, we’ve placed the ideas about specific domains. This includes “Technology: Nightmare or New Norm,” where Tania Ramos considers the possibility of a behaviorally optimized tech dystopia. In “The Future of Work,” Lazslo Bock imagines that well-timed, intelligent nudges will foster healthier company cultures, and Jon Jachomiwcz emphasizes the importance of passion in an economy increasingly dominated by A.I. In “Climate Change: Targeting Individuals and Systems” behavioral scientists grapple with how the field can pull its weight in this existential fight. You’ll also find sections on building better governments, health care at the digital frontier and final mile, and the next steps for education. 

The third and final section gets the most specific of all. Here you’ll find commentary on the opportunities (and obligations) for research and application. For instance, George Lowenstein suggests we pay more attention to attention—an increasingly scarce resource. Others, on the application side, ponder how behavioral science will influence the design of our neighborhoods and wonder what it will take to bring behavioral science into the courtroom. The section closes with ideas on the future of intervention design and ways we can continue to master our methods….(More)”.

Artificial intelligence, geopolitics, and information integrity


Report by John Villasenor: “Much has been written, and rightly so, about the potential that artificial intelligence (AI) can be used to create and promote misinformation. But there is a less well-recognized but equally important application for AI in helping to detect misinformation and limit its spread. This dual role will be particularly important in geopolitics, which is closely tied to how governments shape and react to public opinion both within and beyond their borders. And it is important for another reason as well: While nation-state interest in information is certainly not new, the incorporation of AI into the information ecosystem is set to accelerate as machine learning and related technologies experience continued advances.

The present article explores the intersection of AI and information integrity in the specific context of geopolitics. Before addressing that topic further, it is important to underscore that the geopolitical implications of AI go far beyond information. AI will reshape defense, manufacturing, trade, and many other geopolitically relevant sectors. But information is unique because information flows determine what people know about their own country and the events within it, as well as what they know about events occurring on a global scale. And information flows are also critical inputs to government decisions regarding defense, national security, and the promotion of economic growth. Thus, a full accounting of how AI will influence geopolitics of necessity requires engaging with its application in the information ecosystem.

This article begins with an exploration of some of the key factors that will shape the use of AI in future digital information technologies. It then considers how AI can be applied to both the creation and detection of misinformation. The final section addresses how AI will impact efforts by nation-states to promote–or impede–information integrity….(More)”.

The Information Trade: How Big Tech Conquers Countries, Challenges Our Rights, and Transforms Our World


Book by Alexis Wichowski: “… considers the unchecked rise of tech giants like Facebook, Google, Amazon, Apple, Microsoft, and Tesla—what she calls “net states”— and their unavoidable influence in our lives. Rivaling nation states in power and capital, today’s net states are reaching into our physical world, inserting digital services into our lived environments in ways both unseen and, at times, unknown to us. They are transforming the way the world works, putting our rights up for grabs, from personal privacy to national security.  

Combining original reporting and insights drawn from more than 100 interviews with technology and government insiders, including Microsoft president Brad Smith, Google CEO Eric Schmidt, the former Federal Trade Commission chair under President Obama, and the managing director of Jigsaw—Google’s Department of Counter-terrorism against extremism and cyber-attacks—The Information Trade explores what happens we give up our personal freedom and individual autonomy in exchange for an easy, plugged-in existence, and shows what we can do to control our relationship with net states before they irreversibly change our future….(More)

How to use evidence in policymaking


Inês Prates at apolitical: “…Evidence should feed into policymaking; there is no doubt about that. However, the truth is that using evidence in policy is often a very complex process and the stumbling blocks along the way are numerous.

The world has never had a larger wealth of data and information, and that is a great opportunity to open up public debate and democratise access to knowledge. At the same time, however, we are currently living in a “post-truth” era, where personal beliefs can trump scientific knowledge.

Technology and digital platforms have given room for populists to question well-established facts and evidence, and dangerously spread misinformation, while accusing scientists and policymakers of elitism for their own political gain.

Another challenge is that political interests can strategically manipulate or select (“cherry-pick”) evidence that justifies prearranged positions. A stark example of this is the evidence “cherry-picking” done by climate change sceptics who choose restricted time periods (for example of 8 to 12 years) that may not show a global temperature increase.

In addition, to unlock the benefits of evidence informed policy, we need to bridge the “policy-research gap”. Policymakers are not always aware of the latest evidence on an issue. Very often, critical decisions are made under a lot of pressure and the very nature of democracy makes policy complex and messy, making it hard to systematically integrate evidence into the process.

At the same time, researchers may be oblivious to what the most pressing policy challenges are, or how to communicate actionable insights to a non-expert audience. This constructive guide provides tips on how scientists can handle the most challenging aspects of engaging with policymakers.

Institutions like the European Commission’s in-house science service, the Joint Research Centre (JRC) sit precisely at the intersection between science and policy. Researchers from the JRC work together with policymakers on several key policy challenges. A nice example is their work on the scarcity of critical raw materials needed for the EU’s energy transition, using a storytelling tool to raise the awareness of non-experts on an extremely complex issue.

Lastly, we cannot forget about the importance of the buy-in from the public. Although policymakers can willingly ignore or manipulate evidence, they have very little incentives to ignore the will of a critical mass. Let us go back to the climate movement; it is hard to dismiss the influence of the youth-led worldwide protests on world leaders and their climate policy efforts.

Using evidence in policymaking is key to solving the world’s most pressing climate and environmental challenges. To do so effectively, we need to connect and establish trust between government, researchers and the public…(More)”.

10 Privacy Risks and 10 Privacy Enhancing Technologies to Watch in the Next Decade


Future of Privacy Forum: “Today, FPF is publishing a white paper co-authored by CEO Jules Polonetsky and hackylawyER Founder Elizabeth Renieris to help corporate officers, nonprofit leaders, and policymakers better understand privacy risks that will grow in prominence during the 2020s, as well as rising technologies that will be used to help manage privacy through the decade. Leaders must understand the basics of technologies like biometric scanning, collaborative robotics, and spatial computing in order to assess how existing and proposed policies, systems, and laws will address them, and to support appropriate guidance for the implementation of new digital products and services.

The white paper, Privacy 2020: 10 Privacy Risks and 10 Privacy Enhancing Technologies to Watch in the Next Decade, identifies ten technologies that are likely to create increasingly complex data protection challenges. Over the next decade, privacy considerations will be driven by innovations in tech linked to human bodies, health, and social networks; infrastructure; and computing power. The white paper also highlights ten developments that can enhance privacy – providing cause for optimism that organizations will be able to manage data responsibly. Some of these technologies are already in general use, some will soon be widely deployed, and others are nascent….(More)”.

Are these the 20 top multi-stakeholder processes in 2020 to advance a digital ecosystem for the planet?


Paper by David Jensen, Karen Bakker and Christopher Reimer: “As outlined in our recent article, The promise and peril of a digital ecosystem for the planet, we propose that the ongoing digital revolution needs to be harnessed to drive a transformation towards global sustainability, environmental stewardship, and human well-being. Public, private and civil society actors must take deliberate action and collaborate to build a global digital ecosystem for the planet. A digital ecosystem that mobilizes hardware, software and digital infrastructures together with data analytics to generate dynamic, real-time insights that can power various structural transformations are needed to achieve collective sustainability.

The digital revolution must also be used to abolish extreme poverty and reduce inequalities that jeopardize social cohesion and stability. Often, these social inequalities are tied to and overlap with ecological challenges. Ultimately, then, we must do nothing less than direct the digital revolution for planet, people, prosperity and peace.

To achieve this goal, we must embed the vision of a fair digital ecosystem for the planet into all of the key multi-stakeholder processes that are currently unfolding. We aim to do this through two new articles on Medium: a companion article on Building a digital ecosystem for the planet: 20 substantive priorities for 2020, and this one. In the companion article, we identify three primary engagement tracks: system architecture, applications, and governance. Within these three tracks, we outline 20 priorities for the new decade. Building from these priorities, our focus for this article is to identify a preliminary list of the top 20 most important multi-stakeholder processes that we must engage and influence in 2020….(More).

The Gray Spectrum: Ethical Decision Making with Geospatial and Open Source Analysis


Report by The Stanley Center for Peace and Security: “Geospatial and open source analysts face decisions in their work that can directly or indirectly cause harm to individuals, organizations, institutions, and society. Though analysts may try to do the right thing, such ethically-informed decisions can be complex. This is particularly true for analysts working on issues related to nuclear nonproliferation or international security, analysts whose decisions on whether to publish certain findings could have far-reaching consequences.

The Stanley Center for Peace and Security and the Open Nuclear Network (ONN) program of One Earth Future Foundation convened a workshop to explore these ethical challenges, identify resources, and consider options for enhancing the ethical practices of geospatial and open source analysis communities.

This Readout & Recommendations brings forward observations from that workshop. It describes ethical challenges that stakeholders from relevant communities face. It concludes with a list of needs participants identified, along with possible strategies for promoting sustaining behaviors that could enhance the ethical conduct of the community of nonproliferation analysts working with geospatial and open source data.

Some Key Findings

  • A code of ethics could serve important functions for the community, including giving moral guidance to practitioners, enhancing public trust in their work, and deterring unethical behavior. Participants in the workshop saw a significant value in such a code and offered ideas for developing one.
  • Awareness of ethical dilemmas and strong ethical reasoning skills are essential for sustaining ethical practices, yet professionals in this field might not have easy access to such training. Several approaches could improve ethics education for the field overall, including starting a body of literature, developing model curricula, and offering training for students and professionals.
  • Other stakeholders—governments, commercial providers, funders, organizations, management teams, etc.—should contribute to the discussion on ethics in the community and reinforce sustaining behaviors….(More)”.

Rheomesa. A New Global System for Catastrophe Prevention, Response & Recovery


Paper by Andrew Doss, Jonas Bedford-Strohm and Leanne Erdberg Steadman: “This paper identifies three structural vacuums in catastrophe governance today that allow for the greatest risks humanity faces to be externalized from decision-making. To mitigate the impact of these risks, The Rheomesa (“fluid table”) provides (1) a deliberative decision-making process between currently siloed entities in various sectors managing the outcome of catastrophes, including government, the private sector, NGOs, IGOs, and hybrid entities, with (2) a prospective, long-term accountability and incentive mechanism that (3) comprehensively addresses the three interdependent tasks societies face surrounding catastrophes – prevention, response, and recovery….(More)”.