Novel forms of governance with high levels of civic self-reliance

Curated on Posted on by Stefaan Verhulst

Thesis by Hiska Ubels: “Enduring depopulation and ageing have affected the liveability of many of the smaller villages in the more peripheral rural municipalities of the Netherlands. Combined with a general climate of austerity and structural public budget cuts, this has led to the search of both communities and local governments for solutions in which citizens take and obtain more responsibilities and higher levels of local autonomy in dealing with local liveability challenges.

This PhD-thesis explores how novel forms of governance with high levels of civic self-reliance can be understood from the perspectives of the involved residents, local governments and the supposed beneficiaries. It also discusses the dynamics, potentials and limitations that come to the fore. To achieve this, firstly, it focusses on the development of role shifts of responsibilities and decision-making power between local governments and citizens in experimental governance initiatives over time and the main factors that enhance and obstruct higher levels of civic autonomy. Then it investigates the influence of government involvement on a civic initiatives’ organisation structure and governance process, and by doing so on the key conditions of its civic self-steering capacity. In addition, it examines how novel governance forms with citizens in the lead are experienced by the community members to whose community liveability they are supposed to contribute. Lastly, it explores the reasons why citizens do not engage in such initiatives….(More)”.

The Rise and Fall of Good-Governance Promotion

Curated on Posted on by Stefaan Verhulst

Alina Mungiu-Pippidi at the Journal of Democracy: “With the 2003 adoption of the UN Convention Against Corruption, good-governance norms have achieved—on the formal level at least—a degree of recognition that can fairly be called universal. This reflects a centuries-long struggle to establish the moral principle of “ethical universalism,” which brings together the ideas of equity, reciprocity, and impartiality. The West’s success in promoting this norm has been extraordinary, yet there are also significant risks. Despite expectations that international concern and increased regulation would lead to less corruption, current trends suggest otherwise. Exchanges between countries perceived as corrupt and countries perceived as noncorrupt seem to lead to an increase in corruption in the noncorrupt states rather than its decrease in the corrupt ones. Direct good-governance interventions have had poor results. And anticorruption has helped populist politicians, who use anti-elite rhetoric similar to that of anticorruption campaigners….(More)”.

Digital democracy: Is the future of civic engagement online?

Curated on Posted on by Stefaan Verhulst

Paper by Gianluca Sgueo: “Digital innovation is radically transforming democratic decision-making. Public administrations are experimenting with mobile applications(apps) to provide citizens with real-time information, using online platforms to crowdsource ideas, and testing algorithms to engage communities in day today administration. The key question is what technology breakthrough means for governance systems created long before digital disruption. On the one hand, policy-makers are hoping that technology can be used to legitimise the public sector, re-engage citizens in politics and combat civic apathy. Scholars, on the other hand, point out that, if the digitalisation of democracy is left unquestioned, the danger is that the building blocks of democracy itself will be eroded.

This briefing examines three key global trends that are driving the on-going digitalisation of democratic decision-making. First are demographic patterns. These highlight growing global inequalities. Ten years from now, in the West the differentials of power among social groups will be on the rise, whereas in Eastern countries democratic freedoms will be at risk of further decline.

Second, a more urbanised global population will make cities ideal settings for innovative approaches to democratic decision-making. Current instances of digital democracy being used at local level include blockchain technology for voting and online crowdsourcing platforms.

Third, technological advancements will cut the costs of civic mobilisation and pose new challenges for democratic systems. Going forward, democratic decision-makers will be required to bridge digital literacy gaps, secure public structures from hacking, and to protect citizens’ privacy….(More)”.

Reconsidering Policy: Complexity, Governance and the State

Curated on Posted on by Stefaan Verhulst

Book by Kate Crowley, Jenny Stewart, Adrian Kay and Brian Head: “For nation-states, the contexts for developing and implementing policy have become more complex and demanding. Yet policy studies have not fully responded to the challenges and opportunities represented by these developments. Governance literature has drawn attention to a globalising and network-based policy world, but politics and the role of the state have been de-emphasised.

This book addresses this imbalance by reconsidering traditional policy-analytic concepts, and re-developing and extending new ones, in a melded approach defined as systemic institutionalism. This links policy with governance and the state and suggests how real-world issues might be substantively addressed….(More)”.

Transparent Lobbying and Democracy

Curated on Posted on by Stefaan Verhulst

Book by Šárka Laboutková, Vít Šimral and Petr Vymětal: “This book deals with the current, as yet unsolved, problem of transparency of lobbying. In the current theories and prevalent models that deal with lobbying activities, there is no reflection of the degree of transparency of lobbying, mainly due to the unclear distinction between corruption, lobbying in general, and transparent lobbying. This book provides a perspective on transparency in lobbying in a comprehensive and structured manner. It delivers an interdisciplinary approach to the topic and creates a methodology for assessing the transparency of lobbying, its role in the democratization process and a methodology for evaluating the main consequences of transparency. The new approach is applied to assess lobbying regulations in the countries of Central Eastern Europe and shows a method for how lobbying in other regions of the world may also be assessed….(More)”.

Astroturfing Is Bad But It's Not the Whole Problem

Curated on Posted on by Stefaan Verhulst

Beth Noveck at NextGov: “In November 2019, Securities and Exchange Commission Chairman Jay Clayton boasted that draft regulations requiring proxy advisors to run their recommendations past the companies they are evaluating before giving that advice to their clients received dozens of letters of support from ordinary Americans. But the letters he cited turned out to be fakes, sent by corporate advocacy groups and signed with the names of people who never saw the comments or who do not exist at all.

When interest groups manufacture the appearance that comments come from the “ordinary public,” it’s known as astroturfing. The practice is the subject of today’s House Committee on Financial Services Subcommittee on Oversight and Investigations hearing, entitled “Fake It till They Make It: How Bad Actors Use Astroturfing to Manipulate Regulators, Disenfranchise Consumers, and Subvert the Rulemaking Process.” 

Of course, commissioners who cherry-pick from among the public comments looking for the information to prove themselves right should be called out and it is tempting to use the occasion to embarrass those who do, especially when they are from the other party. But focusing on astroturfing distracts attention away from the more salient and urgent problem: the failure to obtain the best possible evidence by creating effective public participation opportunities in federal rulemaking. 

Thousands of federal regulations are enacted every year that touch every aspect of our lives, and under the 1946 Administrative Procedure Act, the public has a right to participate.

Participation in rulemaking advances both the legitimacy and the quality of regulations by enabling agencies—and the congressional committees that oversee them—to obtain information from a wider audience of stakeholders, interest groups, businesses, nonprofits, academics and interested individuals. Participation also provides a check on the rulemaking process, helping to ensure public scrutiny.

But the shift over the last two decades to a digital process, where people submit comments via regulations.gov has made commenting easier yet also inadvertently opened the floodgates to voluminous, duplicative and, yes, even “fake” comments, making it harder for agencies to extract the information needed to inform the rulemaking process.

Although many agencies receive only a handful of comments, some receive voluminous responses, thanks to this ease of digital commenting. In 2017, when the Federal Communications Commission sought to repeal an earlier Obama-era rule requiring internet service providers to observe net neutrality, the agency received 22 million comments in response. 

There is a remedy. Tools have evolved to make quick work of large data stores….(More)”. See also https://congress.crowd.law/

Nudge and the European Union

Curated on Posted on by Stefaan Verhulst

Chapter by Alberto Alemanno: “Europe has largely been absent from the US-dominated debate surrounding the introduction of nudge-type interventions in policy-making. Yet the European Union and some of its Member States are exploring the possibility of informing their policy action with behavioural insights. While a great deal of academic attention is currently been paid to the philosophical, ethical and other abstract implications of behavioural-informed regulation, such as those concerning autonomy, dignity and moral development, this chapter charts and systematizes the incipient European Nudge discourse.

Besides a few isolated initiatives displaying some behavioural considerations (e.g. consumer rights, revised tobacco products directive, sporadic behavioural remedies in competition law), the EU – similarly to its own Member States – has not yet shown a general commitment to systematically integrate behavioural insights into policy-making. Given the potential of this innovative regulatory approach to attain effective, low-cost and choice-preserving policies, such a stance seems surprising, especially when measured against growing citizen mistrust towards EU policy action. At a time in which some EU countries are calling for a repatriation of powers and the European Commission promises to redefine – in the framework of its Better Regulation agenda – the relationships between the Union and its citizens, nudging might provide a promising way forward. In the aftermath of the Brexit vote, this promise has not only been shared by the 27 remaining Member State but also represents one of their major priorities . Yet with promises come challenges too.

The chapter proceeds as follows. Section 2 sets the scene by discussing the growing appeal of nudging among policymakers within and across Europe. Section 3 introduces the notion of behavioural policymaking and contrasts it with that of nudging. Section 4 describes the early and rather timid attempts at integrating behavioural insights into EU policymaking and identifies some domestic experiences. Section 5 discusses the institutional and methodological efforts undertaken by the EU and some of its member states to embrace behavioural policymaking. In turn, section 6 discusses the major difficulties of integrating behavioural insights into EU policymaking and offers some concluding remarks….(More)”

Invited But Not Selected: The Perceptions of a Mini-Public by Randomly Invited – but not Selected – Citizens

Curated on Posted on by Stefaan Verhulst

Paper by Sophie Devillers, Julien Vrydagh, Didier Caluwaerts & Min Reuchamps: “Random sampling offers an equal chance to all citizens to be randomly invited to a deliberative mini-public. However, a large number of randomly invited citizens usually refuses to participate, which is why larger sample has to be drawn to obtain enough positive responses to compose the mini-public. Then, a second random sampling is operated among the people who accepted to participate, usually along quotas reflecting the population at large. This paper seeks to investigate those people who were randomly invited but finally not selected to participate the citizen panel “Make your Brussels Mobility”. On the first stage, 8000 residents of Brussels were randomly invited. Among them, 377 accepted to participate. On the second stage, 40 citizens were randomly selected to compose the panel. Our paper builds on a survey sent to the 336 citizens who were finally not selected to participate and studies their perceptions of the legitimacy of the citizen panel….(More)”.

Escaping Paternalism: Rationality, Behavioral Economics, and Public Policy

Curated on Posted on by Stefaan Verhulst

Book by Mario J. Rizzo and Glen Whitman: “The burgeoning field of behavioral economics has produced a new set of justifications for paternalism. This book challenges behavioral paternalism on multiple levels, from the abstract and conceptual to the pragmatic and applied. Behavioral paternalism relies on a needlessly restrictive definition of rational behavior. It neglects nonstandard preferences, experimentation, and self-discovery. It relies on behavioral research that is often incomplete and unreliable. It demands a level of knowledge from policymakers that they cannot reasonably obtain. It assumes a political process largely immune to the effects of ignorance, irrationality, and the influence of special interests and moralists. Overall, behavioral paternalism underestimates the capacity of people to solve their own problems, while overestimating the ability of experts and policymakers to design beneficial interventions. The authors argue instead for a more inclusive theory of rationality in economic policymaking….(More)”.

Do you trust your fellow citizens more than your leaders?

Curated on Posted on by Stefaan Verhulst

Domhnall O’Sullivan at swissinfo.ch:” “Voting up to four times a year, as the Swiss do, is a nice democratic right, but it also means keeping up with a lot of topics.

Usually this means following the media, talking to family and friends, watching what political parties and campaigners are saying, and wading through information sent out by authorities before vote day.

Last week, in advance of the next national ballot on February 9, 21,000 voters in the town of Sion got something new in the post: an informational sheet, drafted by a group of 20 randomly selected locals, giving a citizen’s take on what’s at stake.

The document, written by the citizen panel over two weekends last November, is the first output of ‘demoscan’: a project aiming to spur participation in a country where turnout rates are low and electoral issues sometimes complex.

On the front side, the issue (a proposed increase in the building of social housing) is presented in eight key points, listed in order of perceived importance; on the back, there are three arguments for and three arguments against the proposal.

At first reading, it’s not clear how different or more digestible the information is compared with what’s sent out by federal authorities, aside from the fact that unlike in the government’s package, there is no recommendation on how to vote. (Official materials include the position of parliament and government on each issue).

Demoscan project leader Nenad Stojanović says however that the main added value is that the document presents a “filtering” and “prioritising” of information – ultimately giving an overview of the most pertinent points as seen through the eyes of 20 “normal” citizens.

He also reckons that the process was as important as the output.

By selecting the participants randomly and representatively, the project included social groups not normally involved in the political debate, he says. Four days of research and deliberation were like a “democracy school”, teaching them about the functioning of previously distant institutions….(More)”.