How to use ‘design thinking’ to create better policy


Public Admin Explainer: “Public policies and programs are intended to improve the lives of citizens, so how can we ensure that they are as well-designed as possible?

In a recent article in Policy Design and Practice, ANZSOG’s Professor Michael Mintrom and Madeline Thomas explore the neglected connection between design thinking and the successful commissioning of public services. 

Prof. Mintrom and Ms Thomas outline how design thinking can be used to contribute to more effective commissioning, concluding that paying greater attention to local collaboration and service enhancement through the application of design thinking can improve commissioning and contribute significantly to the pursuit of desired social and economic outcomes….

Design thinking encourages end-users, policy designers, central departments, and line agencies to work in a collaborative and iterative manner. 

The most important skill for a design thinker is to “imagine the world from multiple perspectives – those of colleagues, clients, end-users, and customers”. This is where greater empathy for different perspectives emerges.

Design thinking does not start with a presumption of a known answer or even a well-defined problem. Through iterative ethnographic methods, design thinking can reduce gaps between the goals of policymaking and the experiences of citizens as they interact with government-funded services.

This kind of design thinking can be pursued through a range of techniques:

  • Environment Scanning: This strategy explores present behaviours of individuals and groups in given localities and the outcomes resulting from those behaviours. It also seeks to identify trends that may influence future outcomes. Used appropriately, it creates an evidence-based method of gathering, synthesising, and interpreting information, which can shift the attention of an organisation towards new opportunities, threats, and potential blind spots.
  • Participant Observation: While environment scanning facilitates the broad exploration of an issue, observation requires engaging with people encountering specific problems. Participant observation can access tacit, otherwise, difficult-to-capture knowledge from subjects. This gives policy makers the ability to notice significant and seemingly insignificant details to gather information.
  • Open-to-Learning Conversation: There is a common tendency, not limited to the public sector, for service-producing organisations to limit choices for clients and make incremental adjustments. Problems are addressed using standard operating procedures that attempt to maintain predefined notions of order. Rather than just trying to find alternate strategies within an existing set of choices, policy makers should try and question the existing choice set. To achieve divergent thinking, it is important to have a diverse group of people involved in the process. Diverging thinking is less about analysing existing options and more about the creation of new options and questioning the fundamental basis of existing structures.
  • Mapping: Mapping has long been used in policymaking to explore the links between mechanism design and implementation. A concept map can be used to develop a conceptual framework to guide evaluation or planning. Mapping allows the designer to visualise how things connect and spot emerging patterns. This can be done by putting one idea, or user, at the centre and then mapping how the other ideas and insights play off it. Journey mapping communicates the user experience from beginning to end and offers broader, sophisticated, and holistic knowledge of that experience. This can be a very powerful antidote to complacency and a good way to challenge conventional thinking.
  • Sensemaking: The sensemaking perspective suggests that in organisational settings, much latitude exists in the interpretation of situations and events. Sensemaking requires connections to be forged between seemingly unrelated issues through a process of selective pruning and visual organisation. Dialogue is critical to sensemaking. Once data and insights have been externalised – for example, in the form of post-it notes on the wall – designers can begin the more intellectual task of identifying explicit and implicit relationships….(More)”.


The city as collective intelligence


Geoff Mulgan at Social Innovation Exchange: “As cities grow in size and significance, they can become sites of complex social problems – but also hubs for exploring possible solutions. While every city faces distinct problems, they all share a need for innovative approaches to tackle today’s challenges….

We all roughly know how our brains work. But what would a city look like that could truly think and act?  What if it could be fully aware of all of its citizens experiences; able to remember and create; and then to act and learn?

This might once have been a fantasy. But it is coming closer. Cities can see in new ways – with citizen generated data on everything from the prevalence of floods to the quality of food in restaurants. Cities can create in new ways, through open challenges that mobilise public creativity. And they can decide in new ways, as cities like Madrid and Barcelona have done with online platforms that let citizens propose policies and then deliberate. Some of this is helped by technology. Our mobile phones collect data on a vast scale, and that’s now matched by sensors and the smart chips in our cars, buildings and trains. But the best examples combine machine intelligence with human intelligence: this is the promise of collective intelligence, and it has obvious relevance to a city like Seoul with millions of smart citizens, fantastic infrastructures and very capable institutions, from government to universities, NGOs to business.

Over the last few years, many experiments have shown how thousands of people can collaborate online analysing data or solving problems, and there’s been an explosion of new technologies to sense, analyse and predict. We can see some of the results in things like Wikipedia; the spread of citizen science in which millions of people help to spot new stars in the galaxy. There are new business models like Duolingo which mobilises volunteers to improve its service providing language teaching, and collective intelligence examples in health, where patients band together to design new technologies or share data. 

I’m interested in how we can use these new kinds of collective intelligence to solve problems like climate change or disease, and am convinced that every organisation and every city can work more successfully if it taps into a bigger mind – mobilising more brains and computers to help it.  

Doing that requires careful design, curation and orchestration. It’s not enough just to mobilise the crowd. Crowds are all too capable of being foolish, prejudiced and malign. Nor it is enough just to hope that brilliant ideas will emerge naturally. Thought requires work – to observe, analyse, create, remember and judge and to avoid the many pitfalls of delusion and deliberate misinformation.

But the emerging field of collective intelligence now offers many ways for cities to organise themselves in new ways.

Take air quality as an example. A city using collective intelligence methods will bring together many different kinds of data to understand what’s happening to air, and the often complex patterns of particulates.  Some of this will come from its own sensors, and some data can be generated by citizens. Artificial intelligence tools can then be trained to predict how it may change, for example because of a shift in the weather. The next stage then is to mobilise citizens and experts to investigate the options to improve air quality looking in detail at which roads have the worst levels or which buildings are emitting the most, and what changes would have most impact. And finally cities can open up the process of learning, seeing what’s working and what’s not….(More)”.

This website can tell what kind of person you are based on where you live. See for yourself what your ZIP code says about you


Meira Geibel at Business Insider:

  • “Esri’s Tapestry technology includes a ZIP code look-up feature where you can see the top demographics, culture, and lifestyle choices in your area.
  • Each ZIP code shows a percentage breakdown of Esri’s 67 unique market-segment classifications with kitschy labels like “Trendsetters” and “Savvy Suburbanites.”
  • The data can be altered to show median age, population density, people with graduate and professional degrees, and the percentage of those who charge more than $1,000 to their credit cards monthly.

Where you live says a lot about you. While you’re not totally defined by where you go to sleep at night, you may have more in common with your neighbors than you think.

That’s according to Esri, a geographic-information firm based in California, which offers a “ZIP Lookup” feature. The tool breaks down the characteristics of the individuals in a given neighborhood by culture, lifestyle, and demographics based on data collected from the area.

The data is then sorted into 67 unique market-segment classifications that have rather kitschy titles like “Trendsetters” and “Savvy Suburbanites.”

You can try it for yourself: Just head to the website, type in your ZIP code, and you’ll be greeted with a breakdown of your ZIP code’s demographic characteristics….(More)”.

Google’s Sidewalk Labs Plans to Package and Sell Location Data on Millions of Cellphones


Ava Kofman at the Intercept: “Most of the data collected by urban planners is messy, complex, and difficult to represent. It looks nothing like the smooth graphs and clean charts of city life in urban simulator games like “SimCity.” A new initiative from Sidewalk Labs, the city-building subsidiary of Google’s parent company Alphabet, has set out to change that.

The program, known as Replica, offers planning agencies the ability to model an entire city’s patterns of movement. Like “SimCity,” Replica’s “user-friendly” tool deploys statistical simulations to give a comprehensive view of how, when, and where people travel in urban areas. It’s an appealing prospect for planners making critical decisions about transportation and land use. In recent months, transportation authorities in Kansas City, Portland, and the Chicago area have signed up to glean its insights. The only catch: They’re not completely sure where the data is coming from.

Typical urban planners rely on processes like surveys and trip counters that are often time-consuming, labor-intensive, and outdated. Replica, instead, uses real-time mobile location data. As Nick Bowden of Sidewalk Labs has explained, “Replica provides a full set of baseline travel measures that are very difficult to gather and maintain today, including the total number of people on a highway or local street network, what mode they’re using (car, transit, bike, or foot), and their trip purpose (commuting to work, going shopping, heading to school).”

To make these measurements, the program gathers and de-identifies the location of cellphone users, which it obtains from unspecified third-party vendors. It then models this anonymized data in simulations — creating a synthetic population that faithfully replicates a city’s real-world patterns but that “obscures the real-world travel habits of individual people,” as Bowden told The Intercept.

The program comes at a time of growing unease with how tech companies use and share our personal data — and raises new questions about Google’s encroachment on the physical world….(More)”.

The Think-Tank Dilemma


Blog by Yoichi Funabashi: “Without the high-quality research that independent think tanks provide, there can be no effective policymaking, nor even a credible basis for debating major issues. Insofar as funding challenges, foreign influence-peddling, and populist attacks on truth pose a threat to such institutions tanks, they threaten democracy itself….

The Brookings Institution in Washington, DC – perhaps the world’s top think tank – is under scrutiny for receiving six-figure donations from Chinese telecommunications giant Huawei, which many consider to be a security threat. And since the barbaric murder of Saudi journalist Jamal Khashoggi last October, many other Washington-based think tanks have come under pressure to stop accepting donations from Saudi Arabia.

These recent controversies have given rise to a narrative that Washington-based think tanks are facing a funding crisis. In fact, traditional think tanks are confronting three major challenges that have put them in a uniquely difficult situation. Not only are they facing increased competition from for-profit think tanks such as the McKinsey Global Institute and the Eurasia Group; they also must negotiate rising geopolitical tensions, especially between the United States and China.And complicating matters further, many citizens, goaded by populist harangues, have become dismissive of “experts” and the fact-based analyses that think tanks produce (or at least should produce).

With respect to the first challenge, Daniel Drezner of Tufts University argues in The Ideas Industry: How Pessimists, Partisans, and Plutocrats are Transforming the Marketplace of Ideas that for-profit think tanks have engaged in thought leadership by operating as platforms for provocative thinkers who push big ideas. Whereas many non-profit think tanks – as well as universities and non-governmental organizations – remain “old-fashioned” in their approach to data, their for-profit counterparts thrive by finding the one statistic that captures public attention in the digital age. Given their access to both public and proprietary information, for-profit think tanks are also able to maximize the potential of big data in ways that traditional think tanks cannot.

Moreover, with the space for balanced foreign-policy arguments narrowing, think tanks are at risk of becoming tools of geopolitical statecraft. This is especially true now that US-China relations are deteriorating and becoming more ideologically tinged.

Over time, foreign governments of all stripes have cleverly sought to influence policymaking not only in Washington, but also in London, Brussels, Berlin, and elsewhere, by becoming significant donors to think tanks. Governments realize that the well-connected think tanks that act as “power brokers” vis-à-vis the political establishment have been facing fundraising challenges since the 2008 financial crisis. In some cases, locally based think tanks have even been accused of becoming fronts for foreign authoritarian governments….(More)”.


Survey: Majority of Americans Willing to Share Their Most Sensitive Personal Data


Center for Data Innovation: “Most Americans (58 percent) are willing to allow third parties to collect at least some sensitive personal data, according to a new survey from the Center for Data Innovation.

While many surveys measure public opinions on privacy, few ask consumers about their willingness to make tradeoffs, such as sharing certain personal information in exchange for services or benefits they want. In this survey, the Center asked respondents whether they would allow a mobile app to collect their biometrics or location data for purposes such as making it easier to sign into an account or getting free navigational help, and it asked whether they would allow medical researchers to collect sensitive data about their health if it would lead to medical cures for their families or others. Only one-third of respondents (33 percent) were unwilling to let mobile apps collect either their biometrics or location data under any of the described scenarios. And overall, nearly 6 in 10 respondents (58 percent) were willing to let a third party collect at least one piece of sensitive personal data, such as biometric, location, or medical data, in exchange for a service or benefit….(More)”.

Commonism


/ˈkɑmənɪz(ə)m/

“A new radical, practice-based ideology […] based on the values of sharing, common (intellectual) ownership and new social co-operations.”

Distinctive, yet with perhaps an interesting hint from “communism”, the term “Commonism” was first coined by Tom DeWeese, the president of the American Policy Center yet more recently redefined in a new book Commonism: A New Aesthetics of the Real edited by Nico Dockx and Pascal Gielen.

According to their introduction:

“After half a century of neoliberalism, a new radical, practice-based ideology is making its way from the margins: commonism, with an o in the middle. It is based on the values of sharing, common (intellectual) ownership and new social co-operations. Commoners assert that social relationships can replace money (contract) relationships. They advocate solidarity and they trust in peer-to-peer relationships to develop new ways of production.

“Commonism maps those new ideological thoughts. How do they work and, especially, what is their aesthetics? How do they shape the reality of our living together? Is there another, more just future imaginable through the commons? What strategies and what aesthetics do commoners adopt? This book explores this new political belief system, alternating between theoretical analysis, wild artistic speculation, inspiring art examples, almost empirical observations and critical reflection.”

In an interview excerpted from the book, author Pascal Gielen, Vrije Universiteit Brussel professor Sonja Lavaert, and philosopher Antonio Negri discuss how commonism has the ability to transcend the ideological spectrum. The commons, regardless of political leanings, collaborate to “[re-appropriate] that of which they were robbed by capital.” Examples put forward in the interview include “liberal politicians write books about the importance of the basic income; neonationalism presents itself as a longing for social cohesion; religiously inspired political parties emphasize communion and the community, et cetera.”

In another piece, Louis Volont and Walter van Andel, both of the Culture Commons Quest Office, argue that an application of commonism can be found in blockchain. They argue that Blockchain’s attributes are capable of addressing the three elements of the tragedy of the commons, which are “overuse, (absence of) communication, and scale”. Further, its decentralization feature enables a “common” creation of value.

Although, the authors caution of a potential tragedy of blockchain by asserting that:

“But what would happen when that one thing that makes the world go around – money (be it virtual, be it actual) – enters the picture? One does not need to look far: many cryptocurrencies, Bitcoin among them, are facilitated by blockchain technology. Even though it is ‘horizontally organized’, ‘decentralized’ or ‘functioning beyond the market and the state’, the blockchain-facilitated experiment of virtual money relates to nothing more than exchange value. Indeed, the core question one should ask when speculating on the potentialities of the blockchain experiment, is whether it is put to use for exchange value on the one hand, or for use value on the other. The latter, still, is where the commons begin. The former (that is, the imperatives of capital and its incessant drive for accumulation through trade), is where the blockchain mutates from a solution to a tragedy, to a comedy in itself.”

Contracts for Data Collaboration


The GovLab: “The road to achieving the Sustainable Development Goals is complex and challenging. Policymakers around the world need both new solutions and new ways to become more innovative. This includes evidence-based policy and program design, as well as improved monitoring of progress made.

Unlocking privately processed data through data collaboratives — a new form of public-private partnership in which private industry, government and civil society work together to release previously siloed data — has become essential to address the challenges of our era.

Yet while research has proven its promise and value, several barriers to scaling data collaboration exist.

Ensuring trust and shared responsibility in how the data will be handled and used proves particularly challenging, because of the high transaction costs involved in drafting contracts and agreements of sharing.

Ensuring Trust in Data Collaboration

The goal of the Contracts for Data Collaboration (C4DC) initiative is to address the inefficiencies of developing contractual agreements for public-private data collaboration.

The intent is to inform and guide those seeking to establish a data collaborative by developing and making available a shared repository of contractual clauses (taken from existing data sharing agreements) that covers a host of issues, including (non –exclusive):

  • The provenance, quality and purpose of data;
  • Security and privacy concerns;
  • Roles and responsibilities of participants;
  • Access provisions; and use limitations;
  • Governance mechanisms;
  • Other contextual mechanisms

In addition to the searchable library of contractual clauses, the repository will house use cases, guides and other information that analyse common patterns, language and best practices.

Help Us Scale Data Collaboration

Contracts for Data Collaboration builds on efforts from member organizations that have experience in developing and managing data collaboratives; and have documented the legal challenges and opportunities of data collaboration.

The initiative is an open collaborative with charter members from the GovLab at NYU, UN SDSN Thematic Research Network on Data and Statistics (TReNDS), University of Washington and the World Economic Forum.

Organizations interested in joining the initiative should contact the individuals noted below; or share any agreements they have used for data sharing activities (without any sensitive or identifiable information): Stefaan Verhulst, GovLab (Stefaan@thegovlab.org) …(More)

The Concept of the Corporation


John Kay: “For the past fifty years or so, the economic theory of the firm has been based on the paradigmatic model of corporate activity which perceives the firm as a nexus of contracts, its boundaries defined by the relative transaction costs of market-based and hierarchical organisation.  Issues of both corporate governance and corporate management are seen as principal-agent problems, to be resolved by the establishment of appropriate incentives.  This approach has had considerable influence on corporate behaviour and on public policy.  Business has placed ever-greater emphasis on ‘shareholder value’ and incentive-based schemes of executive remuneration have become widespread.

            In this paper, I describe the origins, development and effect of the ‘markets and hierarchies’ approach.  I argue that this reductionist account fails at a political level, giving no coherent account of the legitimacy of such corporate activity – that is, no answer to the question ‘what gives them the right to do that?’ – and additionally that the model bears little relation to the reality of successful corporations.  I describe an alternative tradition in the understanding of business, owing more to organisation theory, corporate strategy and business history, which treats the concept of corporate personality as more than a legal doctrine.  In this view, corporations are social organisations: their competitive advantage is based on distinctive capabilities which are the product of their history, their internal architecture and organisational design, and the relationships with employers, customers, suppliers and commentators at large which arise from them.  This is not just a more plausible account of what firms actually do: by recognising the social foundations of corporations, we are better placed to understand how and why corporations and their varied stakeholders succeed…(More)”

People-led innovation project to help tackle policy challenges


Natalie Leal at Global Government Forum: “A new initiative by two US think tanks aims to help public bodies explore innovative ways of consulting and engaging with communities, finding new answers to public policy challenges. 

The People-Led Innovation project was launched on Tuesday by GovLab and the Bertelsmann Foundation. Noting that citizens’ knowledge, insights and ideas often hold the key to the problems faced by governments, GovLab co-founder Stefaan Verhulst said the new tools will help officials consider “the most effective ways to engage the right people for the right task at the right time.”

Verhulst explained that the initiative, ‘People-Led Innovation: Toward a Methodology for Solving Urban Problems in the 21st Century’, is “built on the idea that, as governments increasingly experiment with new means for drawing on the public’s knowledge and skills to address common challenges, one-size-fits-all citizen engagement efforts are often too broad and unwieldy to surface useful insights.”

A fresh methodology

The new site aims to provide leaders with a toolkit and “a set of steps that enable them to tap into their potentially most important – but underutilized – asset: people.” While the project’s main audience is US city governments, the skills and methodology are transferable and the researchers have drawn on case studies from around the world.

The methodology breaks the process down into four distinct stages: defining the problem; curating possible solutions using people and data; experimenting and testing what works in practice; and reviewing and ‘expanding’ – incorporating feedback and transferring lessons learned to a wider audience. At each stage, leaders are encouraged to identify stakeholders to consult or co-create with. 

At the heart of the initiative is the idea that everyone – from local residents, small businesses and community bodies through to government agencies, corporate giants and international organisations – can contribute valuable ideas and help solve complex problems....

“People’s expertise comes in a range of flavours – from interests and experiences to skills and credentialed knowledge – yet all are equally valuable to engage when solving problems,” say the creators in a report on the website. 

Four types of engagement methods are suggested as ways to best “tap into the diverse expertise distributed among people outside of government. These are: commenting, for example a discussion platform to gather views, experiences and opinions; co-creating, e.g. a sector-specific hackathon to leverage datasets; reviewing, including online or offline engagements allowing people to vote on specific proposals or ideas; and reporting, e.g. a crowdsourcing platform for citizens to record incidents of problematic issues such as potholes or graffiti….(More)”.