Smart cities: reviewing the debate about their ethical implications


Paper from Marta Ziosi, Benjamin Hewitt, Prathm Juneja, Mariarosaria Taddeo & Luciano Floridi: “This paper considers a host of definitions and labels attached to the concept of smart cities to identify four dimensions that ground a review of ethical concerns emerging from the current debate. These are: (1) network infrastructure, with the corresponding concerns of control, surveillance, and data privacy and ownership; (2) post-political governance, embodied in the tensions between public and private decision-making and cities as post-political entities; (3) social inclusion, expressed in the aspects of citizen participation and inclusion, and inequality and discrimination; and (4) sustainability, with a specific focus on the environment as an element to protect but also as a strategic element for the future. Given the persisting disagreements around the definition of a smart city, the article identifies in these four dimensions a more stable reference framework within which ethical concerns can be clustered and discussed. Identifying these dimensions makes possible a review of the ethical implications of smart cities that is transversal to their different types and resilient towards the unsettled debate over their definition…(More)”.

Designing a Data Sharing Tool Kit


Paper by Ilka Jussen, Julia Christina Schweihoff, Maleen Stachon and Frederik Möller: “Sharing data is essential to the success of modern data-driven business models. They play a crucial role for companies in creating new and better services and optimizing existing processes. While the interest in data sharing is growing, companies face an array of challenges preventing them from fully exploiting data sharing opportunities. Mitigating these risks and weighing them against their potential is a creative, interdisciplinary task in each company. The paper starts precisely at this point and proposes a Tool Kit with three Visual Inquiry Tool (VIT) to work on finding data sharing potential conjointly. We do this using a design-oriented research approach and contribute to research and practice by providing three VITs that help different stakeholders or companies in an ecosystem to visualize and design their data-sharing activities…(More)”.

AI Audit Washing and Accountability


Paper by Ellen P. Goodman and Julia Trehu: “Algorithmic decision systems, many using artificial intelligence, are reshaping the provision of private and public services across the globe. There is an urgent need for algorithmic governance. Jurisdictions are adopting or considering mandatory audits of these systems to assess compliance with legal and ethical standards or to provide assurance that the systems work as advertised. The hope is that audits will make public agencies and private firms accountable for the harms their algorithmic systems may cause, and thereby lead to harm reductions and more ethical tech. This hope will not be realized so long as the existing ambiguity around the term “audit” persists, and until audit standards are adequate and well-understood. The tacit expectation that algorithmic audits will function like established financial audits or newer human rights audits is fanciful at this stage. In the European Union, where algorithmic audit requirements are most advanced, to the United States, where they are nascent, core questions need to be addressed for audits to become reliable AI accountability mechanisms. In the absence of greater specification and more independent auditors, the risk is that AI auditing becomes AI audit washing. This paper first reports on proposed and enacted transatlantic AI or algorithmic audit provisions. It then draws on the technical, legal, and sociotechnical literature to address the who, what, why, and how of algorithmic audits, contributing to the literature advancing algorithmic governance…(More)“.

Big Data and Official Statistics


Paper by Katharine G. Abraham: “The infrastructure and methods for developed countries’ economic statistics, largely established in the mid-20th century, rest almost entirely on survey and administrative data. The increasing difficulty of obtaining survey responses threatens the sustainability of this model. Meanwhile, users of economic data are demanding ever more timely and granular information. “Big data” originally created for other purposes offer the promise of new approaches to the compilation of economic data. Drawing primarily on the U.S. experience, the paper considers the challenges to incorporating big data into the ongoing production of official economic statistics and provides examples of progress towards that goal to date. Beyond their value for the routine production of a standard set of official statistics, new sources of data create opportunities to respond more nimbly to emerging needs for information. The concluding section of the paper argues that national statistical offices should expand their mission to seize these opportunities…(More)”.

Existing and Potential Use Cases for Blockchain in Public Procurement


Paper by Pedro Telles: “The purpose of this paper is to assess the possibility of using blockchain technology in the realm of public procurement within the EU, particularly in connection with the award of public contracts. In this context, blockchain is used as an umbrella term covering IT technologies and cryptographic solutions used to generate consensus on a distributed ledger.

The paper starts by elaborating how blockchains and distributed ledgers work in general, includ-ing the drawbacks of different blockchain models and implementations, before looking into recent developments for distributed consensus that may herald some potential.

As for public procurement, blockchain has been used in three real use cases in Aragon (Spain), Colombia and Peru, with the first two not passing from the pilot stage and the latter being deployed in production. These use cases are analysed with an emphasis in what can be learned from the difficulties faced by each project.

Finally, this paper will posit two specific areas of EU public procurement practice that might benefit from the use of blockchain technology. The first is on data management and accessibility where current solutions have been unsuccessful, such as cross-border certification data as required by the European Single Procurement Document (ESPD) and e-Certis or the difficulties with contract data collection and publication. The second, on situations of clear lack of confidence on public powers, where the downsides of blockchain technologies and the costs they entail are an advantage. Even considering these potential scenarios, the overall perspective is that the benefits of blockchain solutions do not really provide much value in the context of public procurement for now…(More)”.

Essential Elements and Ethical Principles for Trustworthy Artificial Intelligence Adoption in Courts


Paper by Carlos E. Jimenez-Gomez and Jesus Cano Carrillo: “Tasks in courts have rapidly evolved from manual to digital work. In these innovation processes, theory and practice have demonstrated that adopting technology per se is not the right path. Innovation in courts requires specific plans for digital transformation, including analysis, programmatic changes, or skills. Artificial Intelligence (AI) is not an exception.
The use of AI in courts is not futuristic. From efficiency to decision-making support, AI-based tools are already being used by U.S. courts. To cite some examples, AI tools allow the discovery of divergences, disparities, and dissonances in jurisdictional activity. At a higher level, AI helps improve internal organization. AI helps with judicial decision consistency, exploiting a large judicial knowledge base in the form of big data, and it makes the judge’s work more agile with pattern and linguistic recognition in documents, identifying schemes and conceptualizations.

AI could bring considerable benefits to the judicial system. However, the risks and challenges are also
enormous, posing unique hurdles for user trust…

This article defines AI in relation to courts to understand challenges and implications and reviews AI components with a special focus on characteristics of trustworthy AI. It also examines the importance of a new policy and regulatory framework, and makes recommendations to avoid major problems…(More)”

Lawless Surveillance


Paper by Barry Friedman: “Here in the United States, policing agencies are engaging in mass collection of personal data, building a vast architecture of surveillance. License plate readers collect our location information. Mobile forensics data terminals suck in the contents of cell phones during traffic stops. CCTV maps our movements. Cheap storage means most of this is kept for long periods of time—sometimes into perpetuity. Artificial intelligence makes searching and mining the data a snap. For most of us whose data is collected, stored, and mined, there is no suspicion whatsoever of wrongdoing.

This growing network of surveillance is almost entirely unregulated. It is, in short, lawless. The Fourth Amendment touches almost none of it, either because what is captured occurs in public, and so is supposedly “knowingly exposed,” or because of doctrine that shields information collected from third parties. It is unregulated by statutes because legislative bodies—when they even know about these surveillance systems—see little profit in taking on the police.

In the face of growing concern over such surveillance, this Article argues there is a constitutional solution sitting in plain view. In virtually every other instance in which personal information is collected by the government, courts require that a sound regulatory scheme be in place before information collection occurs. The rulings on the mandatory nature of regulation are remarkably similar, no matter under which clause of the Constitution collection is challenged.

This Article excavates this enormous body of precedent and applies it to the problem of government mass data collection. It argues that before the government can engage in such surveillance, there must be a regulatory scheme in place. And by changing the default rule from allowing police to collect absent legislative prohibition, to banning collection until there is legislative action, legislatures will be compelled to act (or there will be no surveillance). The Article defines what a minimally-acceptable regulatory scheme for mass data collection must include, and shows how it can be grounded in the Constitution…(More)”.

Social capital: measurement and associations with economic mobility


Paper by Raj Chetty et al: “Social capital—the strength of an individual’s social network and community—has been identified as a potential determinant of outcomes ranging from education to health. However, efforts to understand what types of social capital matter for these outcomes have been hindered by a lack of social network data. Here, in the first of a pair of papers, we use data on 21 billion friendships from Facebook to study social capital. We measure and analyse three types of social capital by ZIP (postal) code in the United States: (1) connectedness between different types of people, such as those with low versus high socioeconomic status (SES); (2) social cohesion, such as the extent of cliques in friendship networks; and (3) civic engagement, such as rates of volunteering. These measures vary substantially across areas, but are not highly correlated with each other. We demonstrate the importance of distinguishing these forms of social capital by analysing their associations with economic mobility across areas. The share of high-SES friends among individuals with low SES—which we term economic connectedness—is among the strongest predictors of upward income mobility identified to date Other social capital measures are not strongly associated with economic mobility. If children with low-SES parents were to grow up in counties with economic connectedness comparable to that of the average child with high-SES parents, their incomes in adulthood would increase by 20% on average. Differences in economic connectedness can explain well-known relationships between upward income mobility and racial segregation, poverty rates, and inequality. To support further research and policy interventions, we publicly release privacy-protected statistics on social capital by ZIP code at https://www.socialcapital.org…(More)”.

Supporting peace negotiations in the Yemen war through machine learning


Paper by Miguel Arana-Catania, Felix-Anselm van Lier and Rob Procter: “Today’s conflicts are becoming increasingly complex, fluid, and fragmented, often involving a host of national and international actors with multiple and often divergent interests. This development poses significant challenges for conflict mediation, as mediators struggle to make sense of conflict dynamics, such as the range of conflict parties and the evolution of their political positions, the distinction between relevant and less relevant actors in peace-making, or the identification of key conflict issues and their interdependence. International peace efforts appear ill-equipped to successfully address these challenges. While technology is already being experimented with and used in a range of conflict related fields, such as conflict predicting or information gathering, less attention has been given to how technology can contribute to conflict mediation. This case study contributes to emerging research on the use of state-of-the-art machine learning technologies and techniques in conflict mediation processes. Using dialogue transcripts from peace negotiations in Yemen, this study shows how machine-learning can effectively support mediating teams by providing them with tools for knowledge management, extraction and conflict analysis. Apart from illustrating the potential of machine learning tools in conflict mediation, the article also emphasizes the importance of interdisciplinary and participatory, cocreation methodology for the development of context-sensitive and targeted tools and to ensure meaningful and responsible implementation…(More)”.

Towards an international data governance framework


Paper by Steve MacFeely et al: “The CCSA argued that a Global Data Compact (GDC) could provide a framework to ensure that data are safeguarded as a global public good and as a resource to achieve equitable and sustainable development. This compact, by promoting common objectives, would help avoid fragmentation where each country or region adopts their own approach to data collection, storage, and use. A coordinated approach would give individuals and enterprises confidence that data relevant to them carries protections and obligations no matter where they are collected or used…

The universal principles and standards should set out the elements of responsible and ethical handling and sharing of data and data products. The compact should also move beyond simply establishing ethical principles and create a global architecture that includes standards and incentives for compliance. Such an architecture could be the foundation for rethinking the data economy, promoting open data, encouraging data exchange, fostering innovation and facilitating international trade. It should build upon the existing canon of international human rights and other conventions, laws and treaties that set out useful principles and compliance mechanisms.

Such a compact will require a new type of global architecture. Modern data ecosystems are not controlled by states alone, so any Compact, Geneva Convention, Commons, or Bretton Woods type agreement will require a multitude of stakeholders and signatories – states, civil society, and the private sector at the very least. This would be very different to any international agreement that currently exists. Therefore, to support a GDC, a new global institution or platform may be needed to bring together the many data communities and ecosystems, that comprise not only national governments, private sector and civil society but also participants in specific fields, such as artificial intelligence, digital and IT services. Participants would maintain and update data standards, oversee accountability frameworks, and support mechanisms to facilitate the exchange and responsible use of data. The proposed Global Digital Compact which has been proposed as part of Our Common Agenda will also need to address the challenges of bringing many different constituencies together and may point the way…(More)”