National AI Strategies from a human rights perspective

Curated on Posted on by Stefaan Verhulst

Report by Global Partners Digital: “…looks at existing strategies adopted by governments and regional organisations since 2017. It assesses the extent to which human rights considerations have been incorporated and makes a series of recommendations to policymakers looking to develop or revise AI strategies in the future….

Our report found that while the majority of National AI Strategies mention human rights, very few contain a deep human rights-based analysis or concrete assessment of how various AI applications impact human rights. In all but a few cases, they also lacked depth or specificity on how human rights should be protected in the context of AI, which was in contrast to the level of specificity on other issues such as economic competitiveness or innovation advantage. 

The report provides recommendations to help governments develop human rights-based national AI strategies. These recommendations fall under six broad themes:

  • Include human rights explicitly and throughout the strategy: Thinking about the impact of AI on human rights-and how to mitigate the risks associated with those impacts- should be core to a national strategy. Each section should consider the risks and opportunities AI provides as related to human rights, with a specific focus on at-risk, vulnerable and marginalized communities.
  • Outline specific steps to be taken to ensure human rights are protected: As strategies engage with human rights, they should include specific goals, commitments or actions to ensure that human rights are protected.
  • Build in incentives or specific requirements to ensure rights-respecting practice: Governments should take steps within their strategies to incentivize human rights-respecting practices and actions across all sectors, as well as to ensure that their goals with regards to the protection of human rights are fulfilled.
  • Set out grievance and remediation processes for human rights violations: A National AI Strategy should look at the existing grievance and remedial processes available for victims of human rights violations relating to AI. The strategy should assess whether the process needs revision in light of the particular nature of AI as a technology or in the capacity-building of those involved so that they are able to receive complaints concerning AI.
  • Recognize the regional and international dimensions to AI policy: National strategies should clearly identify relevant regional and global fora and processes relating to AI, and the means by which the government will promote human rights-respecting approaches and outcomes at them through proactive engagement.
  • Include human rights experts and other stakeholders in the drafting of National AI Strategies: When drafting a national strategy, the government should ensure that experts on human rights and the impact of AI on human rights are a core part of the drafting process….(More)”.

The imperative of interpretable machines

Curated on Posted on by Stefaan Verhulst

Julia Stoyanovich, Jay J. Van Bavel & Tessa V. West at Nature: “As artificial intelligence becomes prevalent in society, a framework is needed to connect interpretability and trust in algorithm-assisted decisions, for a range of stakeholders.

We are in the midst of a global trend to regulate the use of algorithms, artificial intelligence (AI) and automated decision systems (ADS). As reported by the One Hundred Year Study on Artificial Intelligence: “AI technologies already pervade our lives. As they become a central force in society, the field is shifting from simply building systems that are intelligent to building intelligent systems that are human-aware and trustworthy.” Major cities, states and national governments are establishing task forces, passing laws and issuing guidelines about responsible development and use of technology, often starting with its use in government itself, where there is, at least in theory, less friction between organizational goals and societal values.

In the United States, New York City has made a public commitment to opening the black box of the government’s use of technology: in 2018, an ADS task force was convened, the first of such in the nation, and charged with providing recommendations to New York City’s government agencies for how to become transparent and accountable in their use of ADS. In a 2019 report, the task force recommended using ADS where they are beneficial, reduce potential harm and promote fairness, equity, accountability and transparency2. Can these principles become policy in the face of the apparent lack of trust in the government’s ability to manage AI in the interest of the public? We argue that overcoming this mistrust hinges on our ability to engage in substantive multi-stakeholder conversations around ADS, bringing with it the imperative of interpretability — allowing humans to understand and, if necessary, contest the computational process and its outcomes.

Remarkably little is known about how humans perceive and evaluate algorithms and their outputs, what makes a human trust or mistrust an algorithm3, and how we can empower humans to exercise agency — to adopt or challenge an algorithmic decision. Consider, for example, scoring and ranking — data-driven algorithms that prioritize entities such as individuals, schools, or products and services. These algorithms may be used to determine credit worthiness, and desirability for college admissions or employment. Scoring and ranking are as ubiquitous and powerful as they are opaque. Despite their importance, members of the public often know little about why one person is ranked higher than another by a résumé screening or a credit scoring tool, how the ranking process is designed and whether its results can be trusted.

As an interdisciplinary team of scientists in computer science and social psychology, we propose a framework that forms connections between interpretability and trust, and develops actionable explanations for a diversity of stakeholders, recognizing their unique perspectives and needs. We focus on three questions (Box 1) about making machines interpretable: (1) what are we explaining, (2) to whom are we explaining and for what purpose, and (3) how do we know that an explanation is effective? By asking — and charting the path towards answering — these questions, we can promote greater trust in algorithms, and improve fairness and efficiency of algorithm-assisted decision making…(More)”.

Global AI Ethics Consortium

Curated on Posted on by Stefaan Verhulst

About: “…The newly founded Global AI Ethics Consortium (GAIEC) on Ethics and the Use of Data and Artificial Intelligence in the Fight Against COVID-19 and other Pandemics aims to:

  1. Support immediate needs for expertise related to the COVID-19 crisis and the emerging ethical questions related to the use of AI in managing the pandemic.
  2. Create a repository that includes avenues of communication for sharing and disseminating current research, new research opportunities, and past research findings.
  3. Coordinate internal funding and research initiatives to allow for maximum opportunities to pursue vital research related to health crises and the ethical use of AI.
  4. Discuss research findings and opportunities for new areas of collaboration.

Read the Statement of Purpose and find out more about the Global AI Ethics Consortium and its founding members: Christoph Lütge (TUM Institute for Ethics in Artificial Intelligence, Technical University of Munich), Jean-Gabriel Ganascia (LIP6-CNRS, Sorbonne Université), Mark Findlay (Centre for AI and Data Governance, Law School, Singapore Management University), Ken Ito and Kan Hiroshi Suzuki (The University of Tokyo), Jeannie Marie Paterson (Centre for AI and Digital Ethics, University of Melbourne), Huw Price (Leverhulme Centre for the Future of Intelligence, University of Cambridge), Stefaan G. Verhulst (The GovLab, New York University), Yi Zeng (Research Center for AI Ethics and Safety, Beijing Academy of Artificial Intelligence), and Adrian Weller (The Allan Turing Institute).

If you or your organization is interested in the GAIEC — Global AI Ethics Consortium please contact us at [email protected]…(More)”.

The significance of algorithmic selection for everyday life: The Case of Switzerland

Curated on Posted on by Stefaan Verhulst

University of Zurich: “This project empirically investigates the significance of automated algorithmic selection (AS) applications on the Internet for everyday life in Switzerland. It is the first countrywide, representative empirical study in the emerging interdisciplinary field of critical algorithm studies which assesses growing social, economic and political implications of algorithms in various life domains. The project is based on an innovative mix of methods comprising qualitative interviews and a representative Swiss online survey, combined with a passive metering (tracking) of Internet use.

  • Latzer, Michael / Festic, Noemi / Kappeler, Kiran (2020): Use and Assigned Relevance of Algorithmic-Selection Applications in Switzerland. Report 1 from the Project: The Significance of Algorithmic Selection for Everyday Life: The Case of Switzerland. Zurich: University of Zurich. http://mediachange.ch/research/algosig [forthcoming]
  • Latzer, Michael / Festic, Noemi / Kappeler, Kiran (2020): Awareness of Algorithmic Selection and Attitudes in Switzerland. Report 2 from the Project: The Significance of Algorithmic Selection for Everyday Life: The Case of Switzerland. Zurich: University of Zurich. http://mediachange.ch/research/algosig [forthcoming]
  • Latzer, Michael / Festic, Noemi / Kappeler, Kiran (2020): Awareness of Risks Related to Algorithmic Selection in Switzerland. Report 3 from the Project: The Significance of Algorithmic Selection for Everyday Life: The Case of Switzerland. Zurich: University of Zurich. http://mediachange.ch/research/algosig [forthcoming]
  • Latzer, Michael / Festic, Noemi / Kappeler, Kiran (2020): Coping Practices Related to Algorithmic Selection in Switzerland. Report 4 from the Project: The Significance of Algorithmic Selection for Everyday Life: The Case of Switzerland. Zurich: University of Zurich. http://mediachange.ch/research/algosig [forthcoming]…(More)”.

A guide to healthy skepticism of artificial intelligence and coronavirus

Curated on Posted on by Stefaan Verhulst

Alex Engler at Brookings: “The COVID-19 outbreak has spurred considerable news coverage about the ways artificial intelligence (AI) can combat the pandemic’s spread. Unfortunately, much of it has failed to be appropriately skeptical about the claims of AI’s value. Like many tools, AI has a role to play, but its effect on the outbreak is probably small. While this may change in the future, technologies like data reporting, telemedicine, and conventional diagnostic tools are currently far more impactful than AI.

Still, various news articles have dramatized the role AI is playing in the pandemic by overstating what tasks it can perform, inflating its effectiveness and scale, neglecting the level of human involvement, and being careless in consideration of related risks. In fact, the COVID-19 AI-hype has been diverse enough to cover the greatest hits of exaggerated claims around AI. And so, framed around examples from the COVID-19 outbreak, here are eight considerations for a skeptic’s approach to AI claims….(More)”.

The explanation game: a formal framework for interpretable machine learning

Curated on Posted on by Stefaan Verhulst

Paper by David S. Watson & Luciano Floridi: “We propose a formal framework for interpretable machine learning. Combining elements from statistical learning, causal interventionism, and decision theory, we design an idealised explanation game in which players collaborate to find the best explanation(s) for a given algorithmic prediction. Through an iterative procedure of questions and answers, the players establish a three-dimensional Pareto frontier that describes the optimal trade-offs between explanatory accuracy, simplicity, and relevance. Multiple rounds are played at different levels of abstraction, allowing the players to explore overlapping causal patterns of variable granularity and scope. We characterise the conditions under which such a game is almost surely guaranteed to converge on a (conditionally) optimal explanation surface in polynomial time, and highlight obstacles that will tend to prevent the players from advancing beyond certain explanatory thresholds. The game serves a descriptive and a normative function, establishing a conceptual space in which to analyse and compare existing proposals, as well as design new and improved solutions….(More)”

Responding to COVID-19 with AI and machine learning

Curated on Posted on by Stefaan Verhulst

Paper by Mihaela van der Schaar et al: “…AI and machine learning can use data to make objective and informed recommendations, and can help ensure that scarce resources are allocated as efficiently as possible. Doing so will save lives and can help reduce the burden on healthcare systems and professionals….

1. Managing limited resources

AI and machine learning can help us identify people who are at highest risk of being infected by the novel coronavirus. This can be done by integrating electronic health record data with a multitude of “big data” pertaining to human-to-human interactions (from cellular operators, traffic, airlines, social media, etc.). This will make allocation of resources like testing kits more efficient, as well as informing how we, as a society, respond to this crisis over time….

2. Developing a personalized treatment course for each patient 

As mentioned above, COVID-19 symptoms and disease evolution vary widely from patient to patient in terms of severity and characteristics. A one-size-fits-all approach for treatment doesn’t work. We also are a long way off from mass-producing a vaccine. 

Machine learning techniques can help determine the most efficient course of treatment for each individual patient on the basis of observational data about previous patients, including their characteristics and treatments administered. We can use machine learning to answer key “what-if” questions about each patient, such as “What if we postpone a couple hours before putting them on a ventilator?” or “Would the outcome for this patient be better if we switched them from supportive care to an experimental treatment earlier?”

3. Informing policies and improving collaboration

…It’s hard to get a clear sense of which decisions result in the best outcomes. In such a stressful situation, it’s also hard for decision-makers to be aware of the outcomes of decisions being made by their counterparts elsewhere. 

Once again, data-driven AI and machine learning can provide objective and usable insights that far exceed the capabilities of existing methods. We can gain valuable insight into what the differences between policies are, why policies are different, which policies work better, and how to design and adopt improved policies….

4. Managing uncertainty

….We can use an area of machine learning called transfer learning to account for differences between populations, substantially eliminating bias while still extracting usable data that can be applied from one population to another. 

We can also use methods to make us aware of the degree of uncertainty of any given conclusion or recommendation generated from machine learning. This means that decision-makers can be provided with confidence estimates that tell them how confident they can be about a recommended course of action.

5. Expediting clinical trials

Randomized clinical trials (RCTs) are generally used to judge the relative effectiveness of a new treatment. However, these trials can be slow and costly, and may fail to uncover specific subgroups for which a treatment may be most effective. A specific problem posed by COVID-19 is that subjects selected for RCTs tend not to be elderly, or to have other conditions; as we know, COVID-19 has a particularly severe impact on both those patient groups….

The AI and machine learning techniques I’ve mentioned above do not require further peer review or further testing. Many have already been implemented on a smaller scale in real-world settings. They are essentially ready to go, with only slight adaptations required….(More) (Full Paper)”.

Beyond a Human Rights-based approach to AI Governance: Promise, Pitfalls, Plea

Curated on Posted on by Stefaan Verhulst

Paper by Nathalie A. Smuha: “This paper discusses the establishment of a governance framework to secure the development and deployment of “good AI”, and describes the quest for a morally objective compass to steer it. Asserting that human rights can provide such compass, this paper first examines what a human rights-based approach to AI governance entails, and sets out the promise it propagates. Subsequently, it examines the pitfalls associated with human rights, particularly focusing on the criticism that these rights may be too Western, too individualistic, too narrow in scope and too abstract to form the basis of sound AI governance. After rebutting these reproaches, a plea is made to move beyond the calls for a human rights-based approach, and start taking the necessary steps to attain its realisation. It is argued that, without elucidating the applicability and enforceability of human rights in the context of AI; adopting legal rules that concretise those rights where appropriate; enhancing existing enforcement mechanisms; and securing an underlying societal infrastructure that enables human rights in the first place, any human rights-based governance framework for AI risks falling short of its purpose….(More)”.

The human rights impacts of migration control technologies

Curated on Posted on by Stefaan Verhulst

Petra Molnar at EDRI: “At the start of this new decade, over 70 million people have been forced to move due to conflict, instability, environmental factors, and economic reasons. As a response to the increased migration into the European Union, many states are looking into various technological experiments to strengthen border enforcement and manage migration. These experiments range from Big Data predictions about population movements in the Mediterranean to automated decision-making in immigration applications and Artificial Intelligence (AI) lie detectors at European borders. However, often these technological experiments do not consider the profound human rights ramifications and real impacts on human lives

A human laboratory of high risk experiments

Technologies of migration management operate in a global context. They reinforce institutions, cultures, policies and laws, and exacerbate the gap between the public and the private sector, where the power to design and deploy innovation comes at the expense of oversight and accountability. Technologies have the power to shape democracy and influence elections, through which they can reinforce the politics of exclusion. The development of technology also reinforces power asymmetries between countries and influence our thinking around which countries can push for innovation, while other spaces like conflict zones and refugee camps become sites of experimentation. The development of technology is not inherently democratic and issues of informed consent and right of refusal are particularly important to think about in humanitarian and forced migration contexts. For example, under the justification of efficiency, refugees in Jordan have their irises scanned in order to receive their weekly rations. Some refugees in the Azraq camp have reported feeling like they did not have the option to refuse to have their irises scanned, because if they did not participate, they would not get food. This is not free and informed consent….(More)”.

Algorithms and Contract Law

Curated on Posted on by Stefaan Verhulst

Paper by Lauren Henry Scholz: “Generalist confusion about the technology behind complex algorithms has led to inconsistent case law for algorithmic contracts. Case law explicitly grounded in the principle that algorithms are constructive agents for the companies they serve would provide a clear basis for enforceability of algorithmic contracts that is both principled from a technological perspective and is readily intelligible and able to be applied by generalists….(More)”.