Digital Responsibility


Paper by Matthias Trier et al: “The transformative effects of digital technologies require researchers to understand the long-term consequences of the digital transformation process and to contribute to its design in a responsible way. This important challenge is addressed by the emerging concept of Digital Responsibility (DR). While the concept is increasingly recognized by political and organizational groups, the academic discussion is still not systematically evolving and the core elements of DR are not yet integrated into a coherent structured framework. This article presents a first systematic overview about the relevant levels of DR (personal, corporate and societal), its core principles and the key research themes for business & information systems researchers that relate to important questions of digital responsibility….(More)”.

Police surveillance and facial recognition: Why data privacy is an imperative for communities of color


Paper by Nicol Turner Lee and Caitlin Chin: “Governments and private companies have a long history of collecting data from civilians, often justifying the resulting loss of privacy in the name of national security, economic stability, or other societal benefits. But it is important to note that these trade-offs do not affect all individuals equally. In fact, surveillance and data collection have disproportionately affected communities of color under both past and current circumstances and political regimes.

From the historical surveillance of civil rights leaders by the Federal Bureau of Investigation (FBI) to the current misuse of facial recognition technologies, surveillance patterns often reflect existing societal biases and build upon harmful and virtuous cycles. Facial recognition and other surveillance technologies also enable more precise discrimination, especially as law enforcement agencies continue to make misinformed, predictive decisions around arrest and detainment that disproportionately impact marginalized populations.

In this paper, we present the case for stronger federal privacy protections with proscriptive guardrails for the public and private sectors to mitigate the high risks that are associated with the development and procurement of surveillance technologies. We also discuss the role of federal agencies in addressing the purposes and uses of facial recognition and other monitoring tools under their jurisdiction, as well as increased training for state and local law enforcement agencies to prevent the unfair or inaccurate profiling of people of color. We conclude the paper with a series of proposals that lean either toward clear restrictions on the use of surveillance technologies in certain contexts, or greater accountability and oversight mechanisms, including audits, policy interventions, and more inclusive technical designs….(More)”

Towards Public Digital Infrastructure


Report by Katja Bego: “…We already have the technical and governance building blocks at our disposal to make this Public Digital InfrastructureI model a reality. We also have the political momentum on our side through a number of ambitious policy proposals and funding agendas on the European level. The challenge now is to integrate these building blocks into a single cohesive system, and to ensure we put into place the right institutions and rules to ensure the DPI can achieve trust, scale and openness. This approach is made up of three key pillars: 

  1. Generating an ecosystem of healthy, interoperable alternatives:
    Public Digital Infrastructure could help us move away from a platform economy, where one actor owns a whole suite of tools and can unilaterally set the rules, towards a protocol-based economy, in which we could see a collaborative ecosystem of smaller, interoperable solutions and applications emerge, built on top of a shared set of rules and open protocols. We could see this as an alternative, parallel infrastructure, made up of open, trustworthy solutions and public goods. Through collaborative interoperability, solutions built on top of the Public Digital Infrastructure would proactively set out to integrate their solutions with other tools built on the framework.

    To help this ecosystem thrive, the Commission and other governing bodies (from the local level to the supra-national) would seek to leverage their own market shaping-levers, for example through strengthening rule-setting through procurement, and moving their own solutions on top of the system. The European Commission would further provide the funds for an independent Public Technology Fund, which would support the development of applications on top of the Public Digital Infrastructure, as well as fund public goods to support the wider ecosystem.  
  2. Designing governance models fit for purpose: No single centralised entity – public or private – would control the underlying Public Digital Infrastructure model; instead, the system would be governed on the basis of a shared set of rules and protocols for, for example, interoperability, data sharing and online identity management. In this model, civil society, trusted public institutions, academia, and the public-interest technology community would be empowered to collaboratively shape the rules, standards and governance models underpinning this shared logic. 

To ensure these decision-making processes remain open and representative, but also geared towards effective decision-making, the European Commission would provide the funding for the establishment of a fully independent Public Digital Infrastructure Agency, tasked with bringing together the community, and providing resources for maintenance and auditing of the PDI’s components. 

  1. Opening up data and identity: Every internet user would be provided with the means to control their own digital identity and personal data online, empowering them to share what they want, with whomever they want, on their own terms. To do this, each user of the Public Digital Infrastructure model would have the right to be issued their own portable online identity and personal data wallet, which would allow them to share and pool data on a case by case, consent-based basis. 

Developers of applications and services would be able to tap into the user-generated data commons that would result from this pooling in a way that is accountable and fair, rather than feel compelled to amass their own proprietary data lakes in order to compete. We should not imagine these commons as one single enormous, distributed data lake, but rather as a set of data governance mechanisms, ranging from data commons to trusts, which would be employed and governed depending on the use case and sensitivity and utility of the data at hand. Users would be able to pick and choose which commons to participate in, and solutions would contribute to these commons as a condition of being part of the PDI….(More)”

Blockchain: Novel Provenance Applications


CRS Report by Kristen E. Busch: “Blockchain, generally, is a database technology that records and stores information in blocks of data that are linked, or “chained,” together. Data stored on a blockchain are continually shared, replicated, and synchronized across the nodes in a network—individual computer systems or specialized hardware that communicate with each other and store and process information. This system enables tamper-resistant record keeping without a centralized authority or intermediary.

There are multiple types of blockchains, and, depending on the type, recorded data may be accessible to all users or only a designated subset. All blockchains share common characteristics, including decentralization (i.e., no centralized authority), immutability (i.e., the blockchain records are unalterable), and pseudonymity (i.e., how users’ real-world identities are handled). Certain blockchain types may offer greater levels of decentralization and pseudonymity than others. New blockchain applications, such as smart contracts, non-fungible tokens, and decentralization autonomous organizations, may automate processes or replace intermediaries in a variety of fields. Recent developments in blockchain governance protocols and consensus mechanisms have raised concerns about the environmental impact, oversight, and accountability of blockchain networks…

The United States is a hub for private-sector blockchain development, and many states and federal agencies are experimenting with novel blockchain provenance applications,including the Food and Drug Administration and Department of Treasury. Proponents claim that blockchain can increase transparency and efficiency in many fields by enabling auditable and immutable recordkeeping. However, there are equally significant concerns.

Blockchain technologies are maturing and fully developed use cases outside of the financial sector are relatively limited. In some applications, blockchain technologies can add unnecessary complexity compared with using conventional databases or other alternatives. The technology may also pose security and privacy risks if sensitive information is permanently recorded on a blockchain, encryption algorithms are broken, smart contracts malfunction, or digital wallets and other blockchain applications are hacked.

Some blockchains also use energy-intensive processes to validate transactions, which can consume as much energy as small nations. Individual states have passed legislation or established initiatives to develop, incentivize, and regulate blockchain technologies. Some states have taken vastly different approaches to blockchain technologies, so the state-level regulations that do exist vary widely. A handful of federal agencies have released guidance on blockchain technologies in specific sectors, such as finance, but there is little guidance for blockchain applications in other fields, such supply chain logistics, identity credentialing, or intellectual property and asset registration. In the meantime, China and the European Union have invested heavily in blockchain technologies and developed their own respective regulatory frameworks, so international regulations may also conflict with one another…(More)”.

How to use the Civil Society Foresight report


Report by Dominique Barron, Rachel Coldicutt, Stephanie Pau, Anna Williams: “This report is for anyone making plans for the future.  In particular, we hope it will be a useful strategic tool for funders, civil society organisations, and policymakers who are developing strategies for long-term change. 

What is it? 

A way of looking ahead that makes it easier to see past the overwhelming present and focus on creating longer-term change. 

It highlights what is missing now; what is too dominant; and it shows that innovation is something driven by people, not technologies. 

How was it created?

The scenarios here were produced through a relational process. (More on that process in our report “A Constellation of Possible Futures”.) Our team brought together thirteen civil society leaders with lived, learned and practice experience; introduced them to some of the “official” futures created by management consultancies, trade bodies and banks (reports that focus on things like retail and transport and financial capital); and we then all participated in a workshop process that took us to 2036 and beyond. 

What does it cover?

The concepts explored in this report include the notion of care in a climate-altered world; a sketch of what happens when a nation welcomes migrants at scale; the psychological toll of social division; and the possible outcomes of technological breakdown. The outputs focussed on ways to reduce fear, overcome entrenched barriers, and increase spirituality and belonging. 

Importantly, the process never asked for agreement or utopia; instead, it held a space for tension, disagreement, and pragmatism. And it surfaced the strategic knowledge of expertise of people in civil society with a wide range of experience…(More)”.

Regulatory Technology for the 21st Century


White Paper by the World Economic Forum: “Regulation is central to government’s management of complex systems. However, if designed or applied ineffectively, regulation may trigger significant losses, impose unnecessary financial burdens and stifle innovation. Regulatory Technology (RegTech), is the application of new technological solutions to in set, effectuate and meet regulatory requirements. This white paper explores the value of RegTech through a series of case studies and identifies the 7 common success factors that help define best practice deployment of RegTech. It provides government and business with a roadmap to start implementing RegTech without having to upend or rewrite entire regulatory and compliance frameworks to begin the journey…(More)”.

A Vision and Roadmap for Education Statistics


Report by he National Academies of Sciences, Engineering, and Medicine: “The education landscape in the United States has been changing rapidly in recent decades: student populations have become more diverse; there has been an explosion of data sources; there is an intensified focus on diversity, equity, inclusion, and accessibility; educators and policy makers at all levels want more and better data for evidence-based decision making; and the role of technology in education has increased dramatically. With awareness of this changed landscape the Institute of Education Sciences at the U.S. Department of Education asked the National Academies of Sciences, Engineering, and Medicine to provide a vision for the National Center for Education Statistics (NCES)—the nation’s premier statistical agency for collecting, analyzing, and disseminating statistics at all levels of education.

A Vision and Roadmap for Education Statistics (2022) reviews developments in using alternative data sources, considers recent trends and future priorities, and suggests changes to NCES’s programs and operations, with a focus on NCES’s statistical programs. The report reimagines NCES as a leader in the 21st century education data ecosystem, where it can meet the growing demands for policy-relevant statistical analyses and data to more effectively and efficiently achieve its mission, especially in light of the Foundations for Evidence-Based Policymaking Act of 2018 and the 2021 Presidential Executive Order on advancing racial equity. The report provides strategic advice for NCES in all aspects of the agency’s work including modernization, stakeholder engagement, and the resources necessary to complete its mission and meet the current and future challenges in education…(More)”.

Building Data Infrastructure in Development Contexts: Lessons from the Data4COVID19 Africa Challenge


Report by Stefaan Verhulst, Andrew Young, Andrew J. Zahuranec, Peter Martey Addo: “COVID-19 and other societal threats hamper the ability of development practitioners and stakeholders to address The COVID-19 pandemic has posed a number of unprecedented societal threats. While the effects of the crisis know no borders, the pandemic’s consequences have been felt in a particularly acute way in developing economies across the Global South. Indeed, while estimates of excess mortality show that many developing economies compare favorably to other parts of the world, the pandemic has still overburdened health systems and disrupted food supplies, increasing the risk of malnutrition. Economic estimates suggest that COVID-19 will reduce the GDP of African economies by 1.4 percent, with smaller economies facing contractions of up to 7.8 percent (Gondwe 2020).

Given that development agencies have limited resources to fight the effects of the pandemic, data can play an important role in bolstering decision-making processes. When data is available and used responsibly, it can generate important insights about what is happening, help organizations understand cause and effect, improve forecasting, and assess the impact of efforts (Verhulst et al. 2021). However, the major limiting factors are the amount of data and the expertise available in the ecosystem. These limitations are especially severe in least-developed countries, such as those in Sub-Saharan Africa. However, datadriven challenges—short-term exercises where data and expertise is brought to bear on some pressing social challenge—can be useful tools for overcoming these limiting factors by, attracting data holders and practitioners to engage in rapid action to advance development goals…(More)”

Health Data Governance Principles


Principles prepared by Transform health: “Data-driven approaches are increasingly the norm or aspiration in the operation of health systems. The collection, processing, storage, analysis, use, sharing and disposal of health data has grown in complexity. This exponential increase in data use necessitates robust and equitable governance of health data. Countries and regions around the world are instituting health data governance policies and legislation. However, there is not yet a comprehensive, global set of principles to guide the governance of health data across public health systems and policies. The Health Data Governance Principles respond to that need.

The Principles are intended as a resource for, and have applicability to, a range of stakeholders involved in the collection and use of health data, including governments, the private sector, international organisations, civil society, among others. We encourage all stakeholders to endorse the Principles.

We want to see the Principles adopted by governments, technology companies, and other institutions responsible for collecting and managing health data…(More)”.

Dynamic capabilities of the public sector: Towards a new synthesis


Paper by Rainer Kattel: “The COVID-19 pandemic has shown how important public sector capacities and capabilities are in terms of reacting to crises, and re-configuring existing policies and implementation practices. Prior to the pandemic, policy makers were increasingly turning their attention to challenge-driven innovation policies in order to tackle climate emergencies and other ‘wicked’ societal challenges. Such a ‘normative turn’ also assumes the existence of what can be called dynamic capabilities in the public sector. This paper offers a new synthesis of how to conceptualise dynamic capabilities in the public sector. The paper synthesises existing state capacity, public sector innovation capacity and dynamic capabilities literature. Using three brief case studies (the UK’s Government Digital Service, the city of Barcelona and Sweden’s Vinnova), the paper discusses the origins and constitutive elements (sense-making, connecting, shaping) of dynamic capabilities. The paper also discusses how dynamic capabilities could be assessed…(More)”.