research paper / thesis / dissertation

Open Data, Grey Data, and Stewardship: Universities at the Privacy Frontier.

Curated on October 2, 2018December 11, 2018 by Stefaan Verhulst

Paper by Christine L. Borgman: “As universities recognize the inherent value in the data they collect and hold, they encounter unforeseen challenges in stewarding those data in ways that balance accountability, transparency, and protection of privacy, academic freedom, and intellectual property. Two parallel developments in academic data collection are converging: (1) open access requirements, whereby researchers must provide access to their data as a condition of obtaining grant funding or publishing results in journals; and (2) the vast accumulation of “grey data” about individuals in their daily activities of research, teaching, learning, services, and administration.

The boundaries between research and grey data are blurring, making it more difficult to assess the risks and responsibilities associated with any data collection. Many sets of data, both research and grey, fall outside privacy regulations such as HIPAA, FERPA, and PII. Universities are exploiting these data for research, learning analytics, faculty evaluation, strategic decisions, and other sensitive matters. Commercial entities are besieging universities with requests for access to data or for partnerships to mine them. The privacy frontier facing research universities spans open access practices, uses and misuses of data, public records requests, cyber risk, and curating data for privacy protection. This Article explores the competing values inherent in data stewardship and makes recommendations for practice by drawing on the pioneering work of the University of California in privacy and information security, data governance, and cyber risk….(More)”.

Direct Democracy and Political Engagement of the Marginalized

Curated on October 2, 2018 by Stefaan Verhulst

Dissertation by Jeong Hyun Kim: “…examines direct democracy’s implications for political equality by focusing on how it influences and modifies political attitudes and behaviors of marginalized groups. Using cases and data from Sweden, Switzerland, and the United States, I provide a comprehensive, global examination of how direct democratic institutions affect political participation, especially of political minority or marginalized groups.

In the first paper, I examine whether the practice of direct democracy supports women’s political participation. I theorize that the use of direct democracy enhances women’s sense of political efficacy, thereby promoting their participation in the political process. I test this argument by leveraging a quasi-experiment in Sweden from 1921 to 1944, wherein the use of direct democratic institutions was determined by a population threshold. Findings from a regression discontinuity analysis lend strong support for the positive effect of direct democracy on women’s political participation. Using web documents of minutes from direct democratic meetings, I further show that women’s participation in direct democracy is positively associated with their subsequent participation in parliamentary elections.

The second paper expands on the first paper by examining an individual-level mechanism linking experience with direct democracy and feelings of political efficacy. Using panel survey data from Switzerland, I examine the relationship between individuals’ exposure to direct democracy and the gender gap in political efficacy. I find that direct democracy increases women’s sense of political efficacy, while it has no significant effect on men. This finding confirms that the opportunity for direct legislation leads women to feel more efficacious in politics, suggesting its further implications for the gender gap in political engagement.

In the third and final paper, I examine how direct democratic votes targeting ethnic minorities influence political mobilization of minority groups. I theorize that targeted popular votes intensify the general public’s hostility towards minority groups, thereby enhancing group members’ perceptions of being stigmatized. Consequently, this creates a greater incentive for minorities to actively engage in politics. Using survey data from the United States, combined with information about state-level direct democracy, I find that direct democratic votes targeting the rights of immigrants lead to greater political activism among ethnic minorities with immigrant background. These studies contribute to the extant study of women and minority politics by illuminating new mechanisms underlying mobilization of women and minorities and clarifying the causal effect of the type of government on political equality….(More)”.

What Can Satellite Imagery Tell Us About Obesity in Cities?

Curated on October 1, 2018 by Stefaan Verhulst

Emily Matchar at Smithsonian: “About 40 percent of American adults are obese, defined as having a body mass index (BMI) over 30. But obesity is not evenly distributed around the country. Some cities and states have far more obese residents than others. Why? Genetics, stress, income levels and access to healthy foods are play a role. But increasingly researchers are looking at the built environment—our cities—to understand why people are fatter in some places than in others.

New research from the University of Washington attempts to take this approach one step further by using satellite data to examine cityscapes. By using the satellite images in conjunction with obesity data, they hope to uncover which urban features might influence a city’s obesity rate.

The researchers used a deep learning network to analyze about 150,000 high-resolution satellite image of four cities: Los Angeles, Memphis, San Antonio and Seattle. The cities were selected for being from states with both high obesity rates (Texas and Tennessee) and low obesity rates (California and Washington). The network extracted features of the built environment: crosswalks, parks, gyms, bus stops, fast food restaurants—anything that might be relevant to health.

“If there’s no sidewalk you’re less likely to go out walking,” says Elaine Nsoesie, a professor of global health at the University of Washington who led the research.

The team’s algorithm could then see what features were more or less common in areas with greater and lesser rates of obesity. Some findings were predictable: more parks, gyms and green spaces were correlated with lower obesity rates. Others were surprising: more pet stores equaled thinner residents (“a high density of pet stores could indicate high pet ownership, which could influence how often people go to parks and take walks around the neighborhood,” the team hypothesized).

A paper on the results was recently published in the journal JAMA Network Open….(More)”.

Emerging Labour Market Data Sources towards Digital Technical and Vocational Education and Training (TVET)

Curated on October 1, 2018 by Stefaan Verhulst

Paper by Nikos Askitas, Rafik Mahjoubi, Pedro S. Martins, Koffi Zougbede for Paris21/OECD: “Experience from both technology and policy making shows that solutions for labour market improvements are simply choices of new, more tolerable problems. All data solutions supporting digital Technical and Vocational Education and Training (TVET) will have to incorporate a roadmap of changes rather than an unrealistic super-solution. The ideal situation is a world in which labour market participants engage in intelligent strategic behavior in an informed, fair and sophisticated manner.

Labour market data captures transactions within labour market processes. In order to successfully capture such data, we need to understand the specifics of these market processes. Designing an ecosystem of labour market matching facilitators and rules of engagement for contributing to a lean and streamlined Logistics Management and Information System (LMIS) is the best way to create Big Data with context relevance. This is in contrast with pre-existing Big Data captured by global job boards or social media for which relevance is limited by the technology access gap and its variations across the developing world.

Network effects occur in technology and job facilitation, as seen in the developed world. Managing and instigating the right network effects might be crucial to avoid fragmented stagnation and inefficiency. This is key to avoid throwing money behind wrong choices that do not gain traction.

A mixed mode approach is possibly the ideal approach for developing countries. Mixing offline and online elements correctly will be crucial in bridging the technology access gap and reaping the benefits of digitisation at the same time.

Properly incentivising the various entities is critical for progression, and more specifically the private sector, which is significantly more agile and inventive, has “skin in the game” and a long-term commitment to the conditions in the field, has intimate knowledge of how to solve the the technology gap and brings a better understanding of the particular ambient context they are operating in. To summarise: Big Data starts small.

Managing expectations and creating incentives for the various stakeholders will be crucial in establishing digitally supported TVET. Developing the right business models will be crucial in the short term and beyond, and it will be the result of creating the right mix of technological and policy expertise with good knowledge of the situation on the ground….(More)”.

The Stoplight Battling to End Poverty

Curated on September 26, 2018October 23, 2018 by Stefaan Verhulst

Nick Dall at OZY: “Over midafternoon coffees and Fantas, Robyn-Lee Abrahams and Joyce Paulse — employees at my local supermarket in Cape Town, South Africa — tell me how their lives have changed in the past 18 months. “I never dreamed my daughter would go to college,” says Paulse. “But yesterday we went online together and started filling in the forms.”

Abrahams notes how she used to live hand to mouth. “But now I’ve got a savings account, which I haven’t ever touched.” The sacrifice? “I eat less chocolate now.”

Paulse and Abrahams are just two of thousands of beneficiaries of the Poverty Stoplight, a self-evaluation tool that’s now redefining poverty in countries as diverse as Argentina and the U.K.; Mexico and Tanzania; Chile and Papua New Guinea. By getting families to rank their own economic condition red, yellow or green based upon 50 indicators, the Poverty Stoplight gives families the agency to pull themselves out of poverty and offers organizations insight into whether their programs are working.

Social entrepreneur Martín Burt, who founded Fundación Paraguaya 33 years ago to promote entrepreneurship and economic empowerment in Paraguay, developed the first, paper-based prototype of the Poverty Stoplight in 2010 to help the organization’s microfinance clients escape the poverty cycle….Because poverty is multidimensional, “you can have a family with a proper toilet but no savings,” points out Burt. Determining questionnaires span six different aspects of people’s lives, including softer indicators such as community involvement, self-confidence and family violence. The survey, a series of 50 multiple-choice questions with visual cues, is aimed at households, not individuals, because “you cannot get a 10-year-old girl out of poverty in isolation,” says Burt. Confidentiality is another critical component….(More)”.

Walmart wants to track lettuce on the blockchain

Curated on September 25, 2018 by Stefaan Verhulst

Matthew Beedham at TNW: “Walmart is asking all of its leafy greens suppliers to get on blockchain by this time next year.

With instances of E. coli on the rise, particularly in romaine lettuce, Walmart is insisting that its suppliers use blockchain to track and trace products from source to the customer.

Walmart notes that, while health officials at the Centers for Disease Control told Americans have already warned citizens to avoid eating lettuce grown in Yuma, Arizona, it’s near impossible for consumers to know where their greens are coming from.

On one hand this could be a great system for reducing waste. Earlier this year, green grocers had to throw away produce thought to be infected with E. Coli.

The announcement states, “[h]ealth officials at the Centers for Disease Control told Americans to avoid eating lettuce that was grown in Yuma, Arizona”

However, it’s near impossible for consumers to know where their lettuce was grown.

It would seem that most producers and suppliers still rely on paper-based ledgers. As a result, tracking down vital information about where a product came from can be very time consuming.

By which time, it might be too late and many customers might have purchased and consumed infected produce.

If Walmart’s plans come to fruition, it would allow customers to view the entire supply chain of a product at the point of purchase… (More)”

Ethics & Algorithms Toolkit

Curated on September 25, 2018 by Stefaan Verhulst

Toolkit: “Government leaders and staff who leverage algorithms are facing increasing pressure from the public, the media, and academic institutions to be more transparent and accountable about their use. Every day, stories come out describing the unintended or undesirable consequences of algorithms. Governments have not had the tools they need to understand and manage this new class of risk.

GovEx, the City and County of San Francisco, Harvard DataSmart, and Data Community DC have collaborated on a practical toolkit for cities to use to help them understand the implications of using an algorithm, clearly articulate the potential risks, and identify ways to mitigate them….We developed this because:

We saw a gap. There are many calls to arms and lots of policy papers, one of which was a DataSF research paper, but nothing practitioner-facing with a repeatable, manageable process.
We wanted an approach which governments are already familiar with: risk management. By identifing and quantifying levels of risk, we can recommend specific mitigations.. …(More)”.

Making Wage Data Work: Creating a Federal Resource for Evidence and Transparency

Curated on September 25, 2018 by Stefaan Verhulst

Christina Pena at the National Skills Coalition: “Administrative data on employment and earnings, commonly referred to as wage data or wage records, can be used to assess the labor market outcomes of workforce, education, and other programs, providing policymakers, administrators, researchers, and the public with valuable information. However, there is no single readily accessible federal source of wage data which covers all workers. Noting the importance of employment and earnings data to decision makers, the Commission on Evidence-Based Policymaking called for the creation of a single federal source of wage data for statistical purposes and evaluation. They recommended three options for further exploration: expanding access to systems that already exist at the U.S. Census Bureau or the U.S. Department of Health and Human Services (HHS), or creating a new database at the U.S. Department of Labor (DOL).

This paper reviews current coverage and allowable uses, as well as federal and state actions required to make each option viable as a single federal source of wage data that can be accessed by government agencies and authorized researchers. Congress and the President, in conjunction with relevant federal and state agencies, should develop one or more of those options to improve wage information for multiple purposes. Although not assessed in the following review, financial as well as privacy and security considerations would influence the viability of each scenario. Moreover, if a system like the Commission-recommended National Secure Data Service for sharing data between agencies comes to fruition, then a wage system might require additional changes to work with the new service….(More)”

Causal mechanisms and institutionalisation of open government data in Kenya

Curated on September 22, 2018 by Stefaan Verhulst

Paper by Paul W. Mungai: “Open data—including open government data (OGD)—has become a topic of prominence during the last decade. However, most governments have not realised the desired value streams or outcomes from OGD. The Kenya Open Data Initiative (KODI), a Government of Kenya initiative, is no exception with some moments of success but also sustainability struggles. Therefore, the focus for this paper is to understand the causal mechanisms that either enable or constrain institutionalisation of OGD initiatives. Critical realism is ideally suited as a paradigm to identify such mechanisms, but guides to its operationalisation are few. This study uses the operational approach of Bygstad, Munkvold & Volkoff’s six‐step framework, a hybrid approach that melds concepts from existing critical realism models with the idea of affordances. The findings suggest that data demand and supply mechanisms are critical in institutionalising KODI and that, underpinning basic data‐related affordances, are mechanisms engaging with institutional capacity, formal policy, and political support. It is the absence of such elements in the Kenya case which explains why it has experienced significant delays…(More)”.