Research Consortium on the Impact of Open Government Processes


Image

“Mounting anecdotal evidence supports the case for open government. Sixty-nine national governments andcounting have signed on as participants in the Open Government Partnership, committing to rethinking theway they engage with citizens, while civil society organizations (CSOs) are increasingly demanding andbuilding mechanisms for this shift.Yet even as the open government agenda gains steam, relatively littlesystematic research has been done to examine the ways different types and sequences of reforms haveplayed out in various contexts, and with what impact. This is due in part to the newness of the field, but alsoto the challenges in attributing specific outcomes to any governance initiative. While acknowledging that thesearch for cookie-cutter “best practices” is of limited value, there is no doubt that reform-minded actorscould benefit from a robust analytical framework and more thorough understanding of experiences indifferent contexts to date.

To address these knowledge gaps, and to sharpen our ways of thinking about the difference that opengovernment processes can make, a range of public, academic, and advocacy organizations established aresearch consortium to convene actors, leverage support, and catalyze research. Its founding members areGlobal Integrity,The Governance Lab @ NYU (The GovLab), the World Bank’s Open Government GlobalSolutions Group, Open Government Partnership Support Unit, and Results for Development Institute. TheConsortium aims to build on existing research – including but not limited to the work of existing researchnetworks such as the MacArthur Foundation Research Network on Opening Governance – to improve ourunderstanding of the effectiveness and impact of open government reforms. That is, to what extent andthrough which channels do such reforms actually improve transparency, accessibility, and accountability; how does this play out differently in different contexts; and can we trace tangible improvements in the livesof citizens to these measures…..

Countries participating in the Open Government Partnership have signed on to the view that opengovernment is intrinsically good in terms of strengthening civic participation and democratic processes.Governments are also increasingly looking at such initiatives through a return-on-investment (ROI) lens: dosuch reforms lead to cost savings that allow them to allocate and spend resources more efficiently on publicservices? Does the availability and accessibility of open government data create economic opportunities,including jobs and new businesses? The Consortium is excited to support innovative research aimed atunderstanding the extent to which reforms deliver, not only in terms of open governance itself, but also interms of improved public sector performance and service delivery gains. This focus will also help theConsortium identify research-driven stories of the impact that open governance reforms are having….(More)”

Big data’s big role in humanitarian aid


Mary K. Pratt at Computerworld: “Hundreds of thousands of refugees streamed into Europe in 2015 from Syria and other Middle Eastern countries. Some estimates put the number at nearly a million.

The sheer volume of people overwhelmed European officials, who not only had to handle the volatile politics stemming from the crisis, but also had to find food, shelter and other necessities for the migrants.

Sweden, like many of its European Union counterparts, was taking in refugees. The Swedish Migration Board, which usually sees 2,500 asylum seekers in an average month, was accepting 10,000 per week.

“As you can imagine, with that number, it requires a lot of buses, food, registration capabilities to start processing all the cases and to accommodate all of those people,” says Andres Delgado, head of operational control, coordination and analysis at the Swedish Migration Board.

Despite the dramatic spike in refugees coming into the country, the migration agency managed the intake — hiring extra staff, starting the process of procuring housing early, getting supplies ready. Delgado credits a good part of that success to his agency’s use of big data and analytics that let him predict, with a high degree of accuracy, what was heading his way.

“Without having that capability, or looking at the tool every day, to assess every need, this would have crushed us. We wouldn’t have survived this,” Delgado says. “It would have been chaos, actually — nothing short of that.”

The Swedish Migration Board has been using big data and analytics for several years, as it seeks to gain visibility into immigration trends and what those trends will mean for the country…./…

“Can big data give us peace? I think the short answer is we’re starting to explore that. We’re at the very early stages, where there are shining examples of little things here and there. But we’re on that road,” says Kalev H. Leetaru, creator of the GDELT Project, or the Global Database of Events, Language and Tone, which describes itself as a comprehensive “database of human society.”

The topic is gaining traction. A 2013 report, “New Technology and the Prevention of Violence and Conflict,” from the International Peace Institute, highlights uses of telecommunications technology, including data, in several crisis situations around the world. The report emphasizes the potential these technologies hold in helping to ease tensions and address problems.

The report’s conclusion offers this idea: “Big data can be used to identify patterns and signatures associated with conflict — and those associated with peace — presenting huge opportunities for better-informed efforts to prevent violence and conflict.”

That’s welcome news to Noel Dickover. He’s the director of PeaceTech Data Networks at the PeaceTech Lab, which was created by the U.S. Institute of Peace (USIP) to advance USIP’s work on how technology, media and data help reduce violent conflict around the world.

Such work is still in the nascent stages, Dickover says, but people are excited about its potential. “We have unprecedented amounts of data on human sentiment, and we know there’s value there,” he says. “The question is how to connect it.”

Dickover is working on ways to do just that. One example is the Open Situation Room Exchange (OSRx) project, which aims to “empower greater collective impact in preventing or mitigating serious violent conflicts in particular arenas through collaboration and data-sharing.”…(More)

Smarter State Case Studies


“Just as individuals use only part of their brainpower to solve most problems, governing institutions make far too little use of the skills and experience of those inside and outside of government with scientific credentials, practical skills, and ground-level street smarts. New data-rich tools—what The GovLab calls technologies of expertise—are making it possible to match the supply of citizen and civil servant talent to the demand for it in government to solve problems.

The Smarter State Case Studies examine how public institutions are using technologies of expertise, including:

Talent Bank – Professional, social and knowledge networks
Collaboration – Platforms for group work across silos
Project Platforms – Places for inviting new participants to work on projects
Toolkits – Repositories for shared content

Explore the design and key features of these novel platforms; how they are being implemented; the challenges encountered by both creators and users and the anticipated impact of these new ways of working.
The case studies can be found at http://www.thegovlab.org/smarterstate.html
To share a case study, please contact: [email protected]

Improving government effectiveness: lessons from Germany


Tom Gash at Global Government Forum: “All countries face their own unique challenges but advanced democracies also have much in common: the global economic downturn, aging populations, increasingly expensive health and pension spending, and citizens who remain as hard to please as ever.

At an event last week in Bavaria, attended by representatives of Bavaria’s governing party, the Christian Social Union (CSU) and their guests, it also became clear that there is a growing consensus that governments face another common problem. They have relied for too long on traditional legislation and regulation to drive change. The consensus was that simply prescribing in law what citizens and companies can and can’t do will not solve the complex problems governments are facing, that governments cannot legislate their way to improved citizen health, wealth and wellbeing….

…a number of developments …from which both UK and international policymakers and practitioners can learn to improve government effectiveness.

  1. Behavioural economics: The Behavioural Insights Team (BIT), which span out of government in 2013 and is the subject of a new book by one of its founders and former IfG Director of Research, David Halpern, is being watched carefully by many countries abroad. Some are using its services, while others – including the New South Wales Government in Australia –are building their own skills in this area. BIT and others using similar principles have shown that using insights from social psychology – alongside an experimental approach – can help save money and improve outcomes. Well known successes include increasing the tax take through changing wording of reminder letters (work led by another IfG alumni Mike Hallsworth) and increasing pension take-up through auto-enrolment.
  2. Market design: There is an emerging field of study which is examining how algorithms can be used to match people better with services they need – particularly in cases where it is unfair or morally repugnant to let allow a free market to operate. Alvin Roth, the Harvard Professor and Nobel prize winner, writes about these ‘matching markets’ in his book Who Gets What and Why – in which he also explains how the approach can ensure that more kidneys reach compatible donors, and children find the right education.
  3. Big data: Large datasets can now be mined far more effectively, whether it is to analyse crime patterns to spot where police patrols might be useful or to understand crowd flows on public transport. The use of real-time information allows far more sophisticated deployment of public sector resources, better targeted at demand and need, and better tailored to individual preferences.
  4. Transparency: Transparency has the potential to enhance both the accountability and effectiveness of governments across the world – as shown in our latest Whitehall Monitor Annual Report. The UK government is considered a world-leader for its transparency – but there are still areas where progress has stalled, including in transparency over the costs and performance of privately provided public services.
  5. New management models: There is a growing realisation that new methods are best harnessed when supported by effective management. The Institute’s work on civil service reform highlights a range of success factors from past reforms in the UK – and the benefits of clear mechanisms for setting priorities and sticking to them, as is being attempted by governments new(ish) Implementation Taskforces and the Departmental Implementation Units currently cropping up across Whitehall. I looked overseas for a different model that clearly aligns government activities behind citizens’ concerns – in this case the example of the single non-emergency number system operating in New York City and elsewhere. This system supports a powerful, highly responsive, data-driven performance management regime. But like many performance management regimes it can risk a narrow and excessively short-term focus – so such tools must be combined with the mind-set of system stewardship that the Institute has long championed in its policymaking work.
  6. Investment in new capability: It is striking that all of these developments are supported by technological change and research insights developed outside government. But to embed new approaches in government, there appear to be benefits to incubating new capacity, either in specialist departmental teams or at the centre of government….(More)”

The Point of Collection


Essay by Mimi Onuoha: “The conceptual, practical, and ethical issues surrounding “big data” and data in general begin at the very moment of data collection. Particularly when the data concern people, not enough attention is paid to the realities entangled within that significant moment and spreading out from it.

I try to do some disentangling here, through five theses around data collection — points that are worth remembering, communicating, thinking about, dwelling on, and keeping in mind, if you have anything to do with data on a daily basis (read: all of us) and want to do data responsibly.

1. Data sets are the results of their means of collection.

It’s easy to forget that the people collecting a data set, and how they choose to do it, directly determines the data set….

2. As we collect more data, we prioritize things that fit patterns of collection.

Or as Rob Kitchin and Martin Dodge say in Code/Space,“The effect of abstracting the world is that the world starts to structure itself in the image of the capta and the code.” Data emerges from a world that is increasingly software-mediated, and software thrives on abstraction. It flattens out individual variations in favor of types and models….

3. Data sets outlive the rationale for their collection.

Spotify can come up with a list of reasons why having access to users’ photos, locations, microphones, and contact lists can improve the music streaming experience. But the reasons why they decide these forms of data might be useful can be less important than the fact that they have the data itself. This is because the needs or desires influencing the decisions to collect some type of data often eventually disappear, while the data produced as a result of those decisions have the potential to live for much longer. The data are capable of shifting and changing according to specific cultural contexts and to play different roles than what they might have initially been intended for….

4. Corollary: Especially combined, data sets reveal far more than intended.

We sometimes fail to realize that data sets, both on their own and combined with others, can be used to do far more than what they were originally intended for. You can make inferences from one data set that result in conclusions in completely different realms. Facebook, by having huge amounts of data on people and their networks, could make reasonable hypotheses regarding people’s sexual orientations….

5. Data collection is a transaction that is the result of an invisible relationship.

This is a frame — connected to my first point — useful for understanding how to think about data collection on the whole:

Every data set involving people implies subjects and objects, those who collect and those who make up the collected. It is imperative to remember that on both sides we have human beings….(More)”

Open up!


Report of the Speaker’s Commission on Digital Democracy (UK): “…The Commission started by looking at how Parliament could use digital technology to work more effectively and in a way that people expect in the modern world. We also considered how digital could enhance the voting system, as this is a fundamental part of the UK’s system of representative democracy. We asked people to tell us their views online or in person and we heard from a wide a range of people. They included not just experts, MPs and interest groups, but members of the public—people of different ages and backgrounds and people with varying levels of interest in politics and the work of Parliament.

One message that resonated very clearly was that digital is only part of the answer. It can help to make democratic processes easier for people to understand and take part in, but other barriers must also be addressed for digital to have a truly transformative effect. As the Democratic Society put it:

“[T]echnology in itself is not a panacea and it will not effectively correct poor existing practices…we need to look beyond new digital tools to existing processes that do and do not work, and then critically explore how technology can help us to make democracy work better.”…./…

The Commission has drawn on digital democracy initiatives from across the world. We participated in the World e-Parliament Conference and have become a popular contact within the UK Parliament for others around the world interested in sharing good practice on digital democracy, openness and transparency.

Launched at the 2012 World e-Parliament conference, the Declaration on Parliamentary Openness is a call to parliaments and legislative assemblies for an increased commitment to transparency, openness and citizen engagement. Dr Andy Williamson told us the UK Parliament should adopt the principles set out in the declaration:

“It’s important to establish a credible and measurable set of objectives. A good starting point for this would be to adopt the principles contained in the Declaration on Parliamentary Openness, which can be summarised under the following four primary headings:

  1. Promoting a Culture of Openness

    Parliamentary information belongs to the public.

  2. Making Parliamentary Information Transparent

    Parliament shall adopt policies that ensure proactive publication of parliamentary information, and shall review these policies periodically to take advantage of evolving good practices.

  3. Easing Access to Parliamentary Information

    Parliament shall ensure that information is broadly accessible to all citizens on a non-discriminatory basis through multiple channels, including first-person observation, print media, radio, and live and on-demand broadcasts and streaming

  4. Enabling Electronic Communication of Parliamentary Information

    Parliament shall ensure that information is broadly accessible to all citizens on a non-discriminatory basis through multiple channels, including first-person observation, print media, radio, and live and on-demand broadcasts and streaming.”

We agree.

34 The House of Commons should formally adopt the principles set out in the Declaration on Parliamentary Openness….(More)”

This is the #CitizenShift


The New Citizenship Project (UK): “… it’s become increasingly apparent that the shift from Consumer to Citizen isn’t just something that ought to happen, but something that is ALREADY happening, across the world and in all aspects of society.

It’s also become clear that the story we’re working with is one that many people in many organisations find exciting and empowering.  Thinking of people as Citizens rather than as Consumers is a powerful platform for ideas and initiatives that can genuinely make a difference in the world.

That’s why we’ve decided now is the time to share this story, bringing all our research and emerging practice together in one report… The report is called The Citizen Shift: A guide to understanding and embracing the emerging era of the Citizen.  It looks back over the 20th and early 21stcentury, exploring the shifting idea of the role of the individual in society across the period from Subject to Consumer, and now to Citizen.  Drawing on ideas from academic disciplines including behavioural economics, evolutionary biology, and philosophy, and on examples of practice across government, business and civil society, the report makes a compelling case that a moment of rare opportunity is upon us: we all have agency in making the most of the dynamics that make the shift from Consumer to Citizen not just a possibility, but the emerging reality….(More)”

Five ways tech is crowdsourcing women’s empowerment


Zara Rahman in The Guardian: “Around the world, women’s rights advocates are crowdsourcing their own data rather than relying on institutional datasets.

Citizen-generated data is especially important for women’s rights issues. In many countries the lack of women in positions of institutional power, combined with slow, bureaucratic systems and a lack of prioritisation of women’s rights issues means data isn’t gathered on relevant topics, let alone appropriately responded to by the state.

Even when data is gathered by institutions, societal pressures may mean it remains inadequate. In the case of gender-based violence, for instance, women often suffer in silence, worrying nobody will believe them or that they will be blamed. Providing a way for women to contribute data anonymously or, if they so choose, with their own details, can be key to documenting violence and understanding the scale of a problem, and thus deciding upon appropriate responses.

Crowdsourcing data on street harassment in Egypt

Using open source platform Ushahidi, HarassMap provides women with a way to document incidences of street harassment. The project, which began in 2010, is raising awareness of how common street harassment is, giving women’s rights advocates a concrete way to highlight the scale of the problem….

Documenting experiences of reporting sexual harassment and violence to the police in India

Last year, The Ladies Finger, a women’s zine based in India, partnered with Amnesty International to support its Ready to Report campaign, which aimed to make it easier for survivors of sexual violence to file a police complaint. Using social media and through word of mouth, it asked the community if they had experiences to share about reporting sexual assault and harassment to the police. Using these crowdsourced leads, The Ladies Finger’s reporters spoke to people willing to share their experiences and put together a series of detailed contextualised stories. They included a piece that evoked a national outcry and spurred the Uttar Pradesh government to make an arrest for stalking, after six months of inaction….

Reporting sexual violence in Syria

Women Under Siege is a global project by Women’s Media Centre that is investigating how rape and sexual violence is used in conflicts. Its Syria project crowdsources data on sexual violence in the war-torn country. Like HarassMap, it uses the Ushahidi platform to geolocate where acts of sexual violence take place. Where possible, initial reports are contextualised with deeper media reports around the case in question….

Finding respectful gynaecologists in India

After recognising that many women in her personal networks were having bad experiences with gynaecologists in India, Delhi-based Amba Azaad began – with the help of her friends – putting together a list of gynaecologists who had treated patients respectfully called Gynaecologists We Trust. As the site says, “Finding doctors who are on our side is hard enough, and when it comes to something as intimate as our internal plumbing, it’s even more difficult.”…

Ending tech-related violence against women

In 2011, Take Back the Tech, an initiative from the Association for Progressive Communications, started a map gathering incidences of tech-related violence against women. Campaign coordinator Sara Baker says crowdsourcing data on this topic is particularly useful as “victims/survivors are often forced to tell their stories repeatedly in an attempt to access justice with little to no action taken on the part of authorities or intermediaries”. Rather than telling that story multiple times and seeing it go nowhere, their initiative gives people “the opportunity to make their experience visible (even if anonymously) and makes them feel like someone is listening and taking action”….(More)

Iranian youth get app to dodge morality police


BBC Trending: “An anonymous team of Iranian app developers have come up with a solution to help young fashion conscious Iranians avoid the country’s notorious morality police known in Persian as “Ershad” or guidance.

Ershad’s mobile checkpoints which usually consist of a van, a few bearded menand one or two women in black chadors, are deployed in towns across Iran andappear with no notice.

Ershad personnel have a very extensive list of powers ranging from issuing warnings and forcing those they accuse of violating Iran’s Islamic code of conduct, to make a written statement pledging to never do so again, to fines or even prosecuting offenders.

The new phone app which is called “Gershad” (probably meaning get aroundErshad instead of facing them) however, will alert users to checkpoints and helpthem to avoid them by choosing a different route.

The data for the app is crowdsourced. It relies on users to point out the location of the Ershad vans on maps and when a sufficient number of users point out the same point, an alert will show up on the map for other users. When the number decreases, the alert will fade gradually from the map.

Screengrab of Tehran on Gershad

In a statement on their web page the app’s developers explain their motives in thisway: “Why do we have to be humiliated for our most obvious right which is the rightto wear what we want? Social media networks and websites are full of footage and photos of innocent women who have been beaten up and dragged on the ground by the Ershad patrol agents.”…

According to the designers of Gershad, in 2014 alone, around three million people were issued with official warnings, 18,000 were prosecuted and more than 200,000 were made to write formal pledges of repentance….

If the app, lives up to the claims made for it, Gershad will be a lifesaver for the growing numbers of young Iranians who are pushing the boundaries of what is allowed and finding themselves on the wrong side of what an Ershad agent sees as acceptable….(More)”

On Researching Data and Communication


Paper by Andrew Schrock: “We are awash in predictions about our data-driven future. Enthusiasts believe it will offer new ways to research behavior. Critics worry it will enable powerful regimes of institutional control. Both visions, although polar opposites, tend to downplay the importance of communication. As a result, the role of communication in human-centered data science has rarely been considered. This article fills this gap by outlining three perspectives on data that foreground communication. First, I briefly review the common social scientific perspective: “communication as data.” Next, I elaborate on two less explored perspectives. A “data as communication” perspective captures how data imperfectly carry meanings and guide action. “Communication around data” describes communication in organizational and institutional data cultures. I conclude that communication offers nuanced perspectives to inform human-centered data science. Researchers should embrace a robust agenda, particularly when researching the relationship between data and power…(More)”