Balancing Act: Innovation vs. Privacy in the Age of Data Portability


Thursday, July 12, 2018 @ 2 MetroTech Center, Brooklyn, NY 11201

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The ability of people to move or copy data about themselves from one service to another — data portability — has been hailed as a way of increasing competition and driving innovation. In many areas, such as through the Open Banking initiative in the United Kingdom, the practice of data portability is fully underway and propagating. The launch of GDPR in Europe has also elevated the issue among companies and individuals alike. But recent online security breaches and other experiences of personal data being transferred surreptitiously from private companies, (e.g., Cambridge Analytica’s appropriation of Facebook data), highlight how data portability can also undermine people’s privacy.

The GovLab at the NYU Tandon School of Engineering is pleased to present Jeni Tennison, CEO of the Open Data Institute, for its next Ideas Lunch, where she will discuss how data portability has been regulated in the UK and Europe, and what governments, businesses and people need to do to strike the balance between its risks and benefits.

Jeni Tennison is the CEO of the Open Data Institute. She gained her PhD from the University of Nottingham then worked as an independent consultant, specialising in open data publishing and consumption, before joining the ODI in 2012. Jeni was awarded an OBE for services to technology and open data in the 2014 New Year Honours.

Before joining the ODI, Jeni was the technical architect and lead developer for legislation.gov.uk. She worked on the early linked data work on data.gov.uk, including helping to engineer new standards for publishing statistics as linked data. She continues her work within the UK’s public sector as a member of the Open Standards Board.

Jeni also works on international web standards. She was appointed to serve on the W3C’s Technical Architecture Group from 2011 to 2015 and in 2014 she started to co-chair the W3C’s CSV on the Web Working Group. She also sits on the Advisory Boards for Open Contracting Partnership and the Data Transparency Lab.

Twitter handle: @JeniT

Essentials of the Right of Access to Public Information: An Introduction


Introduction by Blanke, Hermann-Josef and Perlingeiro, Ricardo in the book “The Right of Access to Public Information : An International Comparative Legal Survey”: “The first freedom of information law was enacted in Sweden back in 1766 as the “Freedom of the Press and the Right of Access to Public Records Act”. It sets an example even today. However, the “triumph” of the freedom of information did not take place until much later. Many western legal systems arose from the American Freedom of Information Act, which was signed into law by President L.B. Johnson in 1966. This Act obliges all administrative authorities to provide information to citizens and imposes any necessary limitations. In an exemplary manner, it standardizes the objective of administrative control to protect citizens from government interference with their fundamental rights. Over 100 countries around the world have meanwhile implemented some form of freedom of information legislation. The importance of the right of access to information as an aspect of transparency and a condition for the rule of law and democracy is now also becoming apparent in international treaties at a regional level. This article provides an overview on the crucial elements and the guiding legal principles of transparency legislation, also by tracing back the lines of development of national and international case-law….(More)”.

AI Nationalism


Blog by Ian Hogarth: “The central prediction I want to make and defend in this post is that continued rapid progress in machine learning will drive the emergence of a new kind of geopolitics; I have been calling it AI Nationalism. Machine learning is an omni-use technology that will come to touch all sectors and parts of society.

The transformation of both the economy and the military by machine learning will create instability at the national and international level forcing governments to act. AI policy will become the single most important area of government policy. An accelerated arms race will emerge between key countries and we will see increased protectionist state action to support national champions, block takeovers by foreign firms and attract talent. I use the example of Google, DeepMind and the UK as a specific example of this issue.

This arms race will potentially speed up the pace of AI development and shorten the timescale for getting to AGI. Although there will be many common aspects to this techno-nationalist agenda, there will also be important state specific policies. There is a difference between predicting that something will happen and believing this is a good thing. Nationalism is a dangerous path, particular when the international order and international norms will be in flux as a result and in the concluding section I discuss how a period of AI Nationalism might transition to one of global cooperation where AI is treated as a global public good….(More)”.

Data Ethics Framework


Introduction by Matt Hancock MP, Secretary of State for Digital, Culture, Media and Sport to the UK’s Data Ethics Framework: “Making better use of data offers huge benefits, in helping us provide the best possible services to the people we serve.

However, all new opportunities present new challenges. The pace of technology is changing so fast that we need to make sure we are constantly adapting our codes and standards. Those of us in the public sector need to lead the way.

As we set out to develop our National Data Strategy, getting the ethics right, particularly in the delivery of public services, is critical. To do this, it is essential that we agree collective standards and ethical frameworks.

Ethics and innovation are not mutually exclusive. Thinking carefully about how we use our data can help us be better at innovating when we use it.

Our new Data Ethics Framework sets out clear principles for how data should be used in the public sector. It will help us maximise the value of data whilst also setting the highest standards for transparency and accountability when building or buying new data technology.

We have come a long way since we published the first version of the Data Science Ethical Framework. This new version focuses on the need for technology, policy and operational specialists to work together, so we can make the most of expertise from across disciplines.

We want to work with others to develop transparent standards for using new technology in the public sector, promoting innovation in a safe and ethical way.

This framework will build the confidence in public sector data use needed to underpin a strong digital economy. I am looking forward to working with all of you to put it into practice…. (More)”

The Data Ethics Framework principles

1.Start with clear user need and public benefit

2.Be aware of relevant legislation and codes of practice

3.Use data that is proportionate to the user need

4.Understand the limitations of the data

5.Ensure robust practices and work within your skillset

6.Make your work transparent and be accountable

7.Embed data use responsibly

The Data Ethics Workbook

Unlocking of government’s mapping and location data to boost economy by £130m a year


UK Government Press Release: “…the government has announced that key parts of the OS MasterMap will be made openly available for the public and businesses to use.

It is estimated that this will boost the UK economy by at least £130m each year, as innovative companies and startups use the data.

The release of OS MasterMap data is one of the first projects to be delivered by the new Geospatial Commission, in conjunction with Ordnance Survey. The aim is to continue to drive forward the UK as a world leader in location data, helping to grow the UK’s digital economy by an estimated £11bn each year.

This is a step on a journey towards more open geospatial data infrastructure for the UK.

Chancellor of the Duchy of Lancaster and Minister for the Cabinet Office, David Lidington, said

Opening up OS MasterMap underlines this Government’s commitment to ensuring the UK continues to lead the way in digital innovation. Releasing this valuable government data for free will help stimulate innovation in the economy, generate jobs and improve public services.

Location-aware technologies – using geospatial data – are revolutionising our economy. From navigating public transport to tracking supply chains and planning efficient delivery routes, these digital services are built on location data that has become part of everyday life and business.

The newly available data should be particularly useful to small firms and entrepreneurs to realise their ideas and compete with larger organisations, encouraging greater competition and innovation….(More)”.

Data Detectives: More data and surveillance are transforming justice systems


Special issue by The Economist: “…the relationship between information and crime has changed in two ways, one absolute, one relative. In absolute terms, people generate more searchable information than they used to. Smartphones passively track and record where people go, who they talk to and for how long; their apps reveal subtler personal information, such as their political views, what they like to read and watch and how they spend their money. As more appliances and accoutrements become networked, so the amount of information people inadvertently create will continue to grow.

To track a suspect’s movements and conversations, police chiefs no longer need to allocate dozens of officers for round-the-clock stakeouts. They just need to seize the suspect’s phone and bypass its encryption. If he drives, police cars, streetlights and car parks equipped with automatic number-plate readers (ANPRs, known in America as automatic licence-plate readers or ALPRs) can track all his movements.

In relative terms, the gap between information technology and policy gapes ever wider. Most privacy laws were written for the age of postal services and fixed-line telephones. Courts give citizens protection from governments entering their homes or rifling through their personal papers. The law on people’s digital presence is less clear. In most liberal countries, police still must convince a judge to let them eavesdrop on phone calls.

But mobile-phone “metadata”—not the actual conversations, but data about who was called and when—enjoy less stringent protections. In 2006 the European Union issued a directive requiring telecom firms to retain customer metadata for up to two years for use in potential crime investigations. The European Court of Justice invalidated that law in 2014, after numerous countries challenged it in court, saying that it interfered with “the fundamental rights to respect for private life”. Today data-retention laws vary widely in Europe. Laws, and their interpretation, are changing in America, too. A case before the Supreme Court will determine whether police need a warrant to obtain metadata.

Less shoe leather

If you drive in a city anywhere in the developed world, ANPRs are almost certainly tracking you. This is not illegal. Police do not generally need a warrant to follow someone in public. However, people not suspected of committing a crime do not usually expect authorities to amass terabytes of data on every person they have met and every business visited. ANPRs offer a lot of that.

To some people, this may not matter. Toplines, an Israeli ANPR firm, wants to add voice- and facial-recognition to its Bluetooth-enabled cameras, and install them on private vehicles, turning every car on the road into a “mobile broadcast system” that collects and transmits data to a control centre that security forces can access. Its founder posits that insurance-rate discounts could incentivise drivers to become, in effect, freelance roving crime-detection units for the police, subjecting unwitting citizens to constant surveillance. In answer to a question about the implications of such data for privacy, a Toplines employee shrugs: Facebook and WhatsApp are spying on us anyway, he says. If the stream of information keeps people safer, who could object? “Privacy is dead.”

It is not. But this dangerously complacent attitude brings its demise ever closer….(More)”.

The distributed power of smartphones for medical research


Adi Gaskell: “One of the more significant areas of promise in health technology is the ability for data to be generated by us as individuals, and for AI to provide insights based upon this live stream of lifestyle data.  An example of what’s possible comes via a project researchers at Imperial College London have undertaken with the Vodafone Foundation.

The project aims to tap into the power of users smartphones to crunch cancer related data whilst they sleep.  Such distributed computing projects have been popular for some time, but this is one of the first to utilize the power in our smartphones.

The rationale for the project is identical to that of the early distributed computing ventures, such as SETI@Home, which utilized spare computing resources to process data from space.  The average smartphone contains a huge amount of computing power that generally lies dormant over night.

Dream Lab

Users participate by downloading the DreamLab app onto their phone and run it for six hours overnight as the phone charges.  The sleep downloads a small packet of data overnight, with the processors in the phone then running millions of calculations, uploading the results to a central server, and clearing the data from the phone.

The app has already been used in Australia, with researchers using it to crunch data for pancreatic cancer, and is now ready to be used for the first time in Europe.  If they can secure 100,000 users running the app each night, the team can process as much data as a single desktop computer could process in 100 years.

“Through harnessing distributed computing power, DreamLab is helping to make personalised medicine a reality,” the researchers say.  “This project demonstrates how Imperial’s innovative research partnerships with corporate partners and members of the public are working together to tackle some of the biggest problems we face today, generating real societal impact.”…(More)”.

Charting a course to government by the crowd, for the crowd


Nils Röper at The Conversation: “It is a bitter irony that politicians lament the threat to democracy posed by the internet, instead of exploiting its potential to enhance the existing system. Hackers and bots may help to sway elections, but modern technology has allowed the power of the multitude to positively disrupt the world of business and beyond. Now, crowdsourcing should be allowed to shake up the lawmaking process to make democracies more participatory and efficient.

The crowd clearly can be harnessed, whether it is Apple outsourcing the creation of apps, Wikipedia amassing an encyclopedia of unprecedented magnitude, or National Geographic searching for the Tomb of Genghis Khan. If we can agree that the most important factor of a responsive democracy is participation, then there must be a way to capitalise on this collective intelligence.

In fact, political participation hasn’t been this easy since the first days of democracy in Athens 2,500 years ago. Modern social media can turn into a reality the utopian vision of direct civic engagement on a massive scale. Lawmaking can now be married to public consent through technology. The crowd can be unleashed.

Sharing a platform

Governments haven’t completely missed out. Iceland used crowdsourcing to include citizens in its constitutional reform beginning in 2010, while petition websites are increasingly common and have forced parliamentary debates in the UK. US federal agencies have initiated “national dialogues” on topics of public concern and, in many US municipalities, citizens can provide input on budget decisions online and follow instantaneously whether items make it into the budget.

These initiatives show promise in improving what goes into and what comes out of the process of government. However, they are on too small a scale to counter what many believe to be a period of fundamental democratic disenchantment. That is why government needs to throw its weight behind a full online system through which citizens can easily access all ongoing legislative initiatives and provide input during periods of public consultation. That is a challenge, but not mission impossible. Over 2016/2017 a little over 200 bills were introduced in the UK’s parliament.

It could put the power of participation in the hands of the people, and grant greater legitimacy to government. Through websites and apps, the public would be given an intuitive, one-stop shop for democracy, accessible from any device, and which allowed them to engage no matter where they were – on the beach or on the bus. Registered users would get notifications when new legislation was up for consultation. If the legislation were of interest, it could be bookmarked in order to stay updated.

Users would be able to comment on each paragraph of a draft. Moderators would curate the debate by removing irrelevant and inappropriate content and by continuously summarising the most important and common comments to head off an overflow of information. At the end of the consultation period, the moderators could summarise suggestions, concerns and praise in a memo available to policymakers and the public….(More)”.

The UK government’s imaginative use of evidence to make policy


Paul Cairney in British Politics: “It is easy to show that the UK Government rarely conducts ‘evidence-based policymaking’, but not to describe a politically feasible use of evidence in Westminster politics. Rather, we need to understand developments from a policymaker’s perspective before we can offer advice to which they will pay attention. ‘Policy-based evidence’ (PBE) is a dramatic political slogan, not a way to promote pragmatic discussion. We need to do more than declare PBE if we seek to influence the relationship between evidence and policymaking. To produce more meaningful categories we need clearer criteria which take into account the need to combine evidence, values, and political judgement. To that end, I synthesise policy theories to identify the limits to the use of evidence in policy, and case studies of ‘families policies’ to show how governments use evidence politically….(More)”.

Democracy doomsday prophets are missing this critical shift


Bruno Kaufmann and Joe Mathews in the Washington Post: “The new conventional wisdom seems to be that electoral democracy is in decline. But this ignores another widespread trend: direct democracy at the local and regional level is booming, even as disillusion with representative government at the national level grows.

Today, 113 of the world’s 117 democratic countries offer their citizens legally or constitutionally established rights to bring forward a citizens’ initiative, referendum or both. And since 1980, roughly 80 percent of countries worldwide have had at least one nationwide referendum or popular vote on a legislative or constitutional issue.

Of all the nationwide popular votes in the history of the world, more than half have taken place in the past 30 years. As of May 2018, almost 2,000 nationwide popular votes on substantive issues have taken place, with 1,059 in Europe, 191 in Africa, 189 in Asia, 181 in the Americas and 115 in Oceania, based on our research.

That is just at the national level. Other major democracies — Germany, the United States and India — do not permit popular votes on substantive issues nationally but support robust direct democracy at the local and regional levels. The number of local votes on issues has so far defied all attempts to count them — they run into the tens of thousands.

This robust democratization, at least when it comes to direct legislation, provides a context that’s generally missing when doomsday prophets suggest that democracy is dying by pointing to authoritarian-leaning leaders like Turkish President Recep Tayyip Erdogan, Russian President Vladimir Putin, Hungarian Prime Minister Viktor Orbán, Philippine President Rodrigo Duterte and U.S. President Donald Trump.

Indeed, the two trends — the rise of populist authoritarianism in some nations and the rise of local and direct democracy in some areas — are related. Frustration is growing with democratic systems at national levels, and yes, some people become more attracted to populism. But some of that frustration is channeled into positive energy — into making local democracy more democratic and direct.

Cities from Seoul to San Francisco are hungry for new and innovative tools that bring citizens into processes of deliberation that allow the people themselves to make decisions and feel invested in government actions. We’ve seen local governments embrace participatory budgeting, participatory planning, citizens’ juries and a host of experimental digital tools in service of that desired mix of greater public deliberation and more direct public action….(More).”