Smarter government or data-driven disaster: the algorithms helping control local communities


Release by MuckRock: “What is the chance you, or your neighbor, will commit a crime? Should the government change a child’s bus route? Add more police to a neighborhood or take some away?

Every day government decisions from bus routes to policing used to be based on limited information and human judgment. Governments now use the ability to collect and analyze hundreds of data points everyday to automate many of their decisions.

Does handing government decisions over to algorithms save time and money? Can algorithms be fairer or less biased than human decision making? Do they make us safer? Automation and artificial intelligence could improve the notorious inefficiencies of government, and it could exacerbate existing errors in the data being used to power it.

MuckRock and the Rutgers Institute for Information Policy & Law (RIIPL) have compiled a collection of algorithms used in communities across the country to automate government decision-making.

Go right to the database.

We have also compiled policies and other guiding documents local governments use to make room for the future use of algorithms. You can find those as a project on DocumentCloud.

View policies on smart cities and technologies

These collections are a living resource and attempt to communally collect records and known instances of automated decision making in government….(More)”.

Digital democracy: Is the future of civic engagement online?


Paper by Gianluca Sgueo: “Digital innovation is radically transforming democratic decision-making. Public administrations are experimenting with mobile applications(apps) to provide citizens with real-time information, using online platforms to crowdsource ideas, and testing algorithms to engage communities in day today administration. The key question is what technology breakthrough means for governance systems created long before digital disruption. On the one hand, policy-makers are hoping that technology can be used to legitimise the public sector, re-engage citizens in politics and combat civic apathy. Scholars, on the other hand, point out that, if the digitalisation of democracy is left unquestioned, the danger is that the building blocks of democracy itself will be eroded.

This briefing examines three key global trends that are driving the on-going digitalisation of democratic decision-making. First are demographic patterns. These highlight growing global inequalities. Ten years from now, in the West the differentials of power among social groups will be on the rise, whereas in Eastern countries democratic freedoms will be at risk of further decline.

Second, a more urbanised global population will make cities ideal settings for innovative approaches to democratic decision-making. Current instances of digital democracy being used at local level include blockchain technology for voting and online crowdsourcing platforms.

Third, technological advancements will cut the costs of civic mobilisation and pose new challenges for democratic systems. Going forward, democratic decision-makers will be required to bridge digital literacy gaps, secure public structures from hacking, and to protect citizens’ privacy….(More)”.

Re-imagining “Action Research” as a Tool for Social Innovation and Public Entrepreneurship


Stefaan G. Verhulst at The GovLab: “We live in challenging times. From climate change to economic inequality and forced migration, the difficulties confronting decision-makers are unprecedented in their variety, as well as in their complexity and urgency. Our standard policy toolkit seems stale and ineffective while existing governance institutions are increasingly outdated and distrusted.

To tackle today’s challenges, we need not only new solutions but new ways of arriving at solutions. In particular, we need fresh research methodologies that can provide actionable insights on 21st century conditions. Such methodologies would allow us to redesign how decisions are made, how public services are offered, and how complex problems are solved around the world. 

Rethinking research is a vast project, with multiple components. This new essay focuses on one particular area of research: action research. In the essay, I first explain what we mean by action research, and also explore some of its potential. I subsequently argue that, despite that potential, action research is often limited as a method because it remains embedded in past methodologies; I attempt to update both its theory and practice for the 21st century.

Although this article represents only a beginning, my broader goal is to re-imagine the role of action research for social innovation, and to develop an agenda that could provide for what Amar Bhide calls “practical knowledge” at all levels of decision making in a systematic, sustainable, and responsible manner.  (Full Essay Here).”

Principled Artificial Intelligence: Mapping Consensus in Ethical and Rights-Based Approaches to Principles for AI


Paper by Fjeld, Jessica and Achten, Nele and Hilligoss, Hannah and Nagy, Adam and Srikumar, Madhulika: “The rapid spread of artificial intelligence (AI) systems has precipitated a rise in ethical and human rights-based frameworks intended to guide the development and use of these technologies. Despite the proliferation of these “AI principles,” there has been little scholarly focus on understanding these efforts either individually or as contextualized within an expanding universe of principles with discernible trends.

To that end, this white paper and its associated data visualization compare the contents of thirty-six prominent AI principles documents side-by-side. This effort uncovered a growing consensus around eight key thematic trends: privacy, accountability, safety and security, transparency and explainability, fairness and non-discrimination, human control of technology, professional responsibility, and promotion of human values.

Underlying this “normative core,” our analysis examined the forty-seven individual principles that make up the themes, detailing notable similarities and differences in interpretation found across the documents. In sharing these observations, it is our hope that policymakers, advocates, scholars, and others working to maximize the benefits and minimize the harms of AI will be better positioned to build on existing efforts and to push the fractured, global conversation on the future of AI toward consensus…(More)”.

Artificial intelligence, geopolitics, and information integrity


Report by John Villasenor: “Much has been written, and rightly so, about the potential that artificial intelligence (AI) can be used to create and promote misinformation. But there is a less well-recognized but equally important application for AI in helping to detect misinformation and limit its spread. This dual role will be particularly important in geopolitics, which is closely tied to how governments shape and react to public opinion both within and beyond their borders. And it is important for another reason as well: While nation-state interest in information is certainly not new, the incorporation of AI into the information ecosystem is set to accelerate as machine learning and related technologies experience continued advances.

The present article explores the intersection of AI and information integrity in the specific context of geopolitics. Before addressing that topic further, it is important to underscore that the geopolitical implications of AI go far beyond information. AI will reshape defense, manufacturing, trade, and many other geopolitically relevant sectors. But information is unique because information flows determine what people know about their own country and the events within it, as well as what they know about events occurring on a global scale. And information flows are also critical inputs to government decisions regarding defense, national security, and the promotion of economic growth. Thus, a full accounting of how AI will influence geopolitics of necessity requires engaging with its application in the information ecosystem.

This article begins with an exploration of some of the key factors that will shape the use of AI in future digital information technologies. It then considers how AI can be applied to both the creation and detection of misinformation. The final section addresses how AI will impact efforts by nation-states to promote–or impede–information integrity….(More)”.

10 Privacy Risks and 10 Privacy Enhancing Technologies to Watch in the Next Decade


Future of Privacy Forum: “Today, FPF is publishing a white paper co-authored by CEO Jules Polonetsky and hackylawyER Founder Elizabeth Renieris to help corporate officers, nonprofit leaders, and policymakers better understand privacy risks that will grow in prominence during the 2020s, as well as rising technologies that will be used to help manage privacy through the decade. Leaders must understand the basics of technologies like biometric scanning, collaborative robotics, and spatial computing in order to assess how existing and proposed policies, systems, and laws will address them, and to support appropriate guidance for the implementation of new digital products and services.

The white paper, Privacy 2020: 10 Privacy Risks and 10 Privacy Enhancing Technologies to Watch in the Next Decade, identifies ten technologies that are likely to create increasingly complex data protection challenges. Over the next decade, privacy considerations will be driven by innovations in tech linked to human bodies, health, and social networks; infrastructure; and computing power. The white paper also highlights ten developments that can enhance privacy – providing cause for optimism that organizations will be able to manage data responsibly. Some of these technologies are already in general use, some will soon be widely deployed, and others are nascent….(More)”.

The Gray Spectrum: Ethical Decision Making with Geospatial and Open Source Analysis


Report by The Stanley Center for Peace and Security: “Geospatial and open source analysts face decisions in their work that can directly or indirectly cause harm to individuals, organizations, institutions, and society. Though analysts may try to do the right thing, such ethically-informed decisions can be complex. This is particularly true for analysts working on issues related to nuclear nonproliferation or international security, analysts whose decisions on whether to publish certain findings could have far-reaching consequences.

The Stanley Center for Peace and Security and the Open Nuclear Network (ONN) program of One Earth Future Foundation convened a workshop to explore these ethical challenges, identify resources, and consider options for enhancing the ethical practices of geospatial and open source analysis communities.

This Readout & Recommendations brings forward observations from that workshop. It describes ethical challenges that stakeholders from relevant communities face. It concludes with a list of needs participants identified, along with possible strategies for promoting sustaining behaviors that could enhance the ethical conduct of the community of nonproliferation analysts working with geospatial and open source data.

Some Key Findings

  • A code of ethics could serve important functions for the community, including giving moral guidance to practitioners, enhancing public trust in their work, and deterring unethical behavior. Participants in the workshop saw a significant value in such a code and offered ideas for developing one.
  • Awareness of ethical dilemmas and strong ethical reasoning skills are essential for sustaining ethical practices, yet professionals in this field might not have easy access to such training. Several approaches could improve ethics education for the field overall, including starting a body of literature, developing model curricula, and offering training for students and professionals.
  • Other stakeholders—governments, commercial providers, funders, organizations, management teams, etc.—should contribute to the discussion on ethics in the community and reinforce sustaining behaviors….(More)”.

Rheomesa. A New Global System for Catastrophe Prevention, Response & Recovery


Paper by Andrew Doss, Jonas Bedford-Strohm and Leanne Erdberg Steadman: “This paper identifies three structural vacuums in catastrophe governance today that allow for the greatest risks humanity faces to be externalized from decision-making. To mitigate the impact of these risks, The Rheomesa (“fluid table”) provides (1) a deliberative decision-making process between currently siloed entities in various sectors managing the outcome of catastrophes, including government, the private sector, NGOs, IGOs, and hybrid entities, with (2) a prospective, long-term accountability and incentive mechanism that (3) comprehensively addresses the three interdependent tasks societies face surrounding catastrophes – prevention, response, and recovery….(More)”.

The State of Open Humanitarian Data


Report by Centre for Humanitarian Data: “The goal of this report is to increase awareness of the data available for humanitarian response activities and to highlight what is missing, as measured through OCHA’s Humanitarian Data Exchange (HDX) platform. We want to recognize the valuable and long-standing contributions of data-sharing organizations. We also want to be more targeted in our outreach on what data is required to understand crises so that new actors might be compelled to join the platform. Data is not an end in itself but a critical ingredient to the analysis that informs decision making. With nearly 168 million people in need of humanitarian assistance in 2020 — the highest figure in decades — there is no time, or data, to lose…(More)”.

Cities vs States: Should Urban Citizenship be Emancipated from Nationality?


Introduction to Special Forum by Rainer Bauböck: “Since the first decade of the millennium – for the first time in human history – more people are living in urban areas than in rural ones. According to UN projections, in 2050 the share of urban populations could rise to more than two thirds of the world population. Will this demographic change also lead to a decline of nation-states and a rise of cities as the dominant arenas of politics, democracy and citizenship? My response will be ambivalent.

Yes, cities should play a greater role in addressing global problems, such as the climate crisis or international refugee protection, where sovereign states have failed dismally precisely because their sovereignty hampers cooperative solutions. Yes, cities should experiment vigorously with democratic innovations that could diminish the severe legitimacy crisis experienced by representative democracy in many countries around the world. Yes, cities should determine who their citizens are independently of how states do this.

No, contrary to the catchy title of the late Ben Barber’s book (2013), mayors should not rule the world. No, cities cannot replace nation-states and supranational institutions as political arenas that need to be filled with democratic life and to whom citizens can feel to belong. No, national citizenship should not be based on the same principle of membership as urban citizenship.

We need a new citizenship narrative

There are two reasons for my ambivalence. The first is my belief that the global problems that the international system of sovereign states is unable to address require a multilevel political architecture, in which supranational, regional and local political authorities play different but complementary roles. The European Union, in spite of its many structural weaknesses and policy failures, shows how state sovereignty can be pooled. Multilevel democracy beyond the nation-state is a European idea that is worth promoting in other world regions. Yet multilevel democracy requires also that citizenships at various territorial levels must be complementary and not substitutive.

The second reason has to do with the ‘democratic recession’ (Diamond 2015) and the rise of populism. According to many diagnoses these threats result from new political cleavages that cut across the traditional one between left and right (Kriesi et al. 2008). The new divisions are between attitudes in favour of more open or more closed states and societies; between those embracing cultural and gender diversity and those asserting conservative national and religious values; between those who worry about the climate crisis and those who worry about their traditional ways of life. The former are overwhelmingly concentrated in metropolitan regions and university towns, the latter are more widely dispersed across rural areas and declining industrial towns as well as working class neighbourhoods of larger cities. This divide is also closely associated with patterns of increasing geographic mobility among younger urban populations that disconnects their spaces of opportunity and imagined identities from those of sedentary majority populations whose life worlds remain predominantly local and national ones.

Liberals and democrats may hope that the growth of urban populations and the persistence of more open attitudes among younger cohorts will eventually swing the political pendulum towards greater openness (Lutz 2012). However, current electoral systems often give greater weight to voters outside the big cities (Rodden 2019), enabling political victories of illiberal populists who can wreak havoc by destroying democratic institutions and the capacity of states to tackle the global challenges of our time. The response cannot be just to politically mobilise those who are already in favour of more open societies – although it is certainly very important to do so. Radical democrats (Mouffe 2005) emphasize the need for partisan mobilisation and radical urbanists (Bookchin 1987; Harvey 2008) pitch the city as a site of struggle against neoliberal capitalism or a laboratory for emancipatory democracy and ecological utopias against the nation-state. Beyond mobilisation that articulates and deepens the new cleavages, there is, however, an urgent need for new narratives that can bridge them.

Such narratives have been successfully told in the past when democracies faced new challenges. And they focused on the idea of a common citizenship – as a status and bond that is able to support a sense of equality and unity in difference. After World War Two the British sociologist T. H. Marshall (1949/1965) justified the effort to build a welfare state in response to intolerable inequalities of social class, the acceptance of which had been undermined by the sacrifices of ordinary British people during the war. His story was that after the emergence of universal civil rights in the 18th century and political rights in the 19th, 20th century democracy needed social citizenship, i.e. a floor of social equality provided through public services and redistribution that could provide legitimacy for the inequality of social outcomes in capitalist markets….(More)”.